ImpediMed : Notification regarding unquoted securities - IPD

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

IMPEDIMED LIMITED

Date of this announcement

Tuesday November 16, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
IPDAAB	OPTION EXPIRING VARIOUS DATES EX	29,744,000	15/11/2021
	VARIOUS PRICES.
IPDAA	PERFORMANCE RIGHTS	20,603,000	15/11/2021

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

IMPEDIMED LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	65089705144
1.3	ASX issuer code
IPD
1.4 The announcement is
New announcement
1.5	Date of this announcement

16/11/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

ASX +security code and description

IPDAAB : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES.

Date the +securities the subject of this notification were issued

15/11/2021

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder	Number of +securities
			6,159,000
Richard Carreon		Richard Carreon
			1,900,000
Shashi Tripathi		Shashi Tripathi
			1,673,000
David Adams		David Adams
			1,593,000
Dennis Schlaht		Dennis Schlaht
			1,493,000
Catherine Kingsford		Catherine Kingsford
			1,673,000
Timothy Cruickshank		Timothy Cruickshank

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.impedimed.com/wp-content/uploads/2020/02/Employee-incentive-scheme-rules.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

No

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Issue details

Number of +securities

29,744,000

For personal use only

ASX +security code and description

IPDAA : PERFORMANCE RIGHTS

Date the +securities the subject of this notification were issued

15/11/2021

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder	Number of +securities
			7,400,000
Richard Carreon		Richard Carreon
			1,650,000
Shashi Tripathi		Shashi Tripathi
			1,500,000
David Adams		David Adams
			1,440,000
Dennis Schlaht		Dennis Schlaht
			1,350,000
Catherine Kingsford		Catherine Kingsford
			1,515,000
Timothy Cruickshank		Timothy Cruickshank

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.impedimed.com/wp-content/uploads/2020/02/Employee-incentive-scheme-rules.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

No

Notification of Issue, Conversion or Payment up of Unquoted

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