Corporations Act 2001
Section 6718
To Company Name/Scheme HFA Holdings Limited
ACN/ARSN 101 585 737
1.Details of substantial holder (1)
Name Delaware Street Capital Master Fund, LP.
ACN ARSN (if applicable) _,;N.;-o'-t;;.a.;.pLLp.l-i c"..a:.cb"l' -e'--- - - - - - - - - - - - - - - - - - - - - - - - - - - -
There was a change in the interests of the substantialholder on | 131 01 / 2016 |
The previous notice was given to the company on | 28/ 08 / 2014 |
The previous notice was dated | 28 / 08 / 2014 |
2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantialholder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power(5) | Person's votes | Voting power (5) | |
Ordinary | 26,101,982 | 16.10% (based on 162,147,897 ordinary shares on issuel | 26,101,982 | 16.10% (based on 162,147,897 ordinary shares on issue) |
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected*
Person's votes affected
13/01/2016
Delaware Street Capital Master Fund, LP.
Unwinding of swap arrangement with Merrill Lynch disclosed in the previous notice dated 28 August 2014 and transfer of relevant securities to UBS AG as reaistered holder.
Nil
Ordinary 14,093,127
14,093,127
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows :
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and number of securities
Person's votes
Delaware Street Capital
Master Fund,LP.
UBS AG
Delaware Street
Capital Master Fund,LP.
Beneficial Holder
Ordinary 26,101,982
26,101,982
5. Changes in association
The persons who have become associates (2) of, ceased to beassociates of, or have changed the nature of their association (9) with, the substantialholder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Not applicable
Not applicable
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Delaware Street Capital Master Fund, LP.
Delaware Street Capital Master Fund, LP.
c/o DSC Advisors, LP.
900 N. Michigan Ave., Suite 1600
Chicago, IL 60611
Attention:David Nietfeldt (nietfeldtl1ilds cllc.coml
UBS AG
UBS AG
Bahnhofstrasse 45
CH-8001 Zurich, Switzerland
Signatureprintname Andrew G. Bluhm Capacity Manager, DSC Advisors , LP. as Investment
Mana er of Delaware Street Ca ital Master Fund, LP.
date 21 / January / 2016
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of 'associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies,a copy of any document setting out the terms of any relevant agreement. and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract. scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of 'relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency . Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write'unknown".
Give details, if appropriate,of the present association and any change in that association since thelast substantialholding notice.
(4) The voting shares of a company consUtute one class unless divided into separate classes.
HFA Holdings Limited issued this content on 2016-01-22 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 2016-01-21 23:27:05 UTC
Original Document: http://hfaholdings.com.au/wp-content/uploads/2016/01/HFA-Holdings-Form-604.pdf