Hengtai Securities : POLL RESULTS OF THE EGM HELD ON 7 MAY 2021 AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION

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恒 投 證 券

HENGTOU SECURITIES

(A joint stock company incorporated in the People's Republic of China with limited liability under the Chinese corporate name " 恒 泰 證 券 股 份 有 限 公 司" and carrying on business in Hong Kong as " 恒 投 證 券" (in Chinese) and "HENGTOU SECURITIES" (in English))

(the "Company")

(Stock Code: 01476)

POLL RESULTS OF THE EGM HELD ON 7 MAY 2021

AND

AMENDMENTS TO THE ARTICLES OF ASSOCIATION

References are made to the notice (the "Notice") of the 2021 first extraordinary general meeting (the "EGM") of the Company and the circular (the "Circular") of the Company both dated 22 March 2021. Unless the context otherwise requires, capitalized terms used herein shall have the same meanings as those defined in the Notice and the Circular.

POLL RESULTS OF THE EGM

The EGM was held at the meeting room of 11/F, China Life Centre, No. 17 Finance Street, Xicheng District, Beijing, the PRC at 9:00 a.m. on Friday, 7 May 2021. The EGM was held in accordance with the requirements of the Company Law of the PRC and the Articles of Association.

As at the date of the EGM, the total number of issued share capital of the Company was 2,604,567,412 shares (the "Shares") (of which, 2,153,721,412 Shares were Domestic Shares and 450,846,000 Shares were H Shares), all of which entitle the holders to attend and vote for or against on the resolutions proposed at the EGM (the "Resolutions"). Shareholders holding an aggregate of 2,121,332,861 voting Shares, representing approximately 81.45% of the total number of issued voting Shares, attended the EGM either in person or by proxy.

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No Shareholder was required to abstain from voting on any of the Resolutions in accordance with the requirements of the Listing Rules. There were no Shares entitling the holders to attend the EGM but requiring them to abstain from voting in favour of any of the Resolutions as set out in Rule 13.40 of the Listing Rules. None of the Shareholders has stated his/her/its intention to vote against or to abstain from voting on any of the Resolutions as set out in the Notice and the Circular. The Company was not aware of any party indicating its intention to vote only against any of the Resolutions or abstain from voting at the EGM. All Resolutions were put to vote by way of poll. Computershare Hong Kong Investor Services Limited, the Company's H Share Registrar, was appointed as scrutineer of the EGM. Two Shareholders' representatives and one supervisors' representative were also appointed as vote counters and scrutineer of the EGM, respectively.

The poll results in respect of the Resolutions are as follows:

	SPECIAL RESOLUTIONS		Votes (%)
	For	Against	Abstain
1.	To consider and approve the proposed	2,121,332,861	0	0
	issue of Short-term Corporate Bonds	(100%)	(0%)	(0%)
	in the PRC
2.	To consider and approve the proposed	2,121,332,861	0	0
	issue of Short-term Financing Bonds	(100%)	(0%)	(0%)
	in the PRC
3.	To consider and approve the proposed	2,121,332,861	0	0
	issue of Perpetual Subordinated Bonds	(100%)	(0%)	(0%)
	in the PRC
4.	To consider and approve the proposed	2,121,332,861	0	0
	a m e n d m e n t s t o t h e A r t i c l e s o f	(100%)	(0%)	(0%)
	Association
	ORDINARY RESOLUTIONS		Votes (%)
	For	Against	Abstain
5.	To consider and approve the proposed	2,121,332,861	0	0
	amendments to the Rules of Procedure	(100%)	(0%)	(0%)
	for General Meetings
6.	To consider and approve the proposed	2,121,332,861	0	0
	a m e n d m e n t s t o t h e C o n n e c t e d	(100%)	(0%)	(0%)
	Transactions Management Policy

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As more than two-thirds of the votes from the Shareholders (including their proxies) attending the EGM were cast in favor of the Resolutions 1 to 4, these Resolutions were duly passed as special resolutions. As more than half of the votes from the Shareholders (including their proxies) attending the EGM were cast in favor of the Resolutions 5 and 6, these Resolutions were duly passed as ordinary resolutions.

AMENDMENTS TO THE ARTICLES OF ASSOCIATION

As mentioned in the section headed "Poll Results of the EGM" in this announcement, the amendments to the Articles of Association were approved at the EGM by way of special resolution and come into effect from 7 May 2021.

By order of the Board

Wu Yigang

Acting Chairman

Beijing, the PRC

7 May 2021

As at the date of this announcement, the Board comprises Mr. Wu Yigang as executive Director; Mr. Yu Lei, Mr. Wang Linjing, Ms. Dong Hong and Ms. Gao Liang as non-executive Directors; Dr. Lam Sek Kong, Mr. Xie Deren and Mr. Dai Genyou as independent non-executive Directors.

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