Hawthorn Resources : 2021 13 01 - Change of Director’s Interest Notice

Appendix 3Y

Change of Director's Interest Notice

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	HAWTHORN RESOURCES LIMITED
ABN	44 009 157 439

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	KERR, Mark Gregory
Date of last notice	7 January 2021 (Appendix 3Y)

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part

"Refer Annexure "A"

Direct or indirect interest	Refer Annexure "A"
Nature of indirect interest	Refer Annexure "A"
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change	Refer Annexure "A"
No. of securities held prior to change	Refer Annexure "A"
Class	Refer Annexure "A"
Number acquired	Refer Annexure "A"
Number disposed	Refer Annexure "A"
Value/Consideration	Refer Annexure "A"
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change	Refer Annexure "A"
Nature of change	Refer Annexure "A"
Example: on-market trade, off-market trade, exercise of options, issue
of securities under dividend reinvestment plan, participation in buy-
back

Appendix 3Y

Change of Director's Interest Notice

Part 2 - Change of director's interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract	Refer Annexure "A"
Nature of interest	Refer Annexure "A"
Name of registered holder	Refer Annexure "A"
(if issued securities)
Date of change	6 January 2021
No. and class of securities to which	Refer Annexure "A"
interest related prior to change
Note: Details are only required for a contract in relation to which the
interest has changed
Interest acquired	Refer Annexure "A"
Interest disposed	Not applicable
Value/Consideration	Refer Annexure "A"
Note: If consideration is non-cash, provide details and an estimated
valuation
Interest after change	Refer Annexure "A"

Part 3 - +Closed period

Were the interests in the securities or contracts No detailed above traded during a +closed period where prior written clearance was required?

If so, was prior written clearance provided to allow the trade to proceed during this period?

If prior written clearance was provided, on what date was this provided?

hasx3y mk 12 01 2021

Appendix 3Y

Change of Director's Interest Notice

ANNEXURE "A" [of 2 pages] 12 January 2021

Schedule of Director's Interest

DIRECTOR: KERR, Mark Gregory

PRESENT	PREVIOUS
APPENDIX 3Y	APPENDIX
07 01 21	3Y	12 01 21	CHANGES
ASX Code: HAW	ASX Code: HAW

Director's interest in issued securities of Hawthorn Resources Limited held in name of:

Quoted Securities ‐ Ordinary Fully Paid Shares

1	DIRECT	nil	nil	nil
2	INDIRECT
	(i) Mark Gregory and Linda Marie Kerr < Lindmark Staff S/F A/C>	2,031,529	2,031,529	nil
	(ii) Mark Gregory and Linda Marie Kerr < Lindmark Staff Super Fund A/C>	1,051,222	1,051,222	nil
	(iii) Lindmark Investments Pty Ltd	783,164	783,164	nil
	(iv) Berkeley Consultants Pty Ltd	nil	nil	nil
	(v) Paradyce Pty Ltd	6,122,662	6,122,662	nil
	(vi) Mark Gregory Kerr	2,156,148	1,865,511	(290,637)
3	TOTAL DIRECTOR'S INTEREST
12,144,725	11,854,088	(290,637)
4	Hawthorn Resources Limited - Number of Shares on Issue	333,515,613	333,515,613	nil
5	TOTAL DIRECTORS INTEREST IN SHARES AS A PERCENT	3.641%	3.554%	(0.087%)

All holdings are recorded in the Register of Members with an address at:

Level 2, 90 William Street, Melbourne, Vic., 3000.

COMMENTS:

Mr Kerr has an interest in the above Hawthorn Resources Limited issued securities for the following reasons:

1. DIRECT
2. 
   Mr Kerr has no direct entitlement to the above noted securities of Hawthorn Resources Limited
3. INDIRECT
4. 1. 
      In Items 2 (i); (ii); (iii) and (vi) above Mr Kerr is a Trustee for the Staff Super Fund Accounts. In Item 2 (iv) and (v) above Mr Kerr is a director and shareholder of both Berkeley Consultants Pty Ltd
   2. and Paradyce Pty Ltd (v). As such Mr Kerr has a relevant interest in those capacities in the above stated 11,854,088 fully paid ordinary shares.

Appendix 3Y

Change of Director's Interest Notice

MOVEMENTS IN ENTITLEMENTS

Quoted Securities ‐ Ordinary fully paid shares

2	INDIRECT
	(i) Mark Gregory and Linda Marie Kerr
	Balance, per Appendix 3Y, 7 January 2021	2,031,529
	Movement - No Change
	Balance, per Appendix 3Y, 12 January 2021	2,031,529
	(ii) Mark Gregory and Linda Marie Kerr < Lindmark Staff Super Fund A/C>
	Balance, per Appendix 3Y, 7 January 2021	1,051,222
	Movement - No Change
	Balance, per Appendix 3Y, 12 January 2021	1,051,222
	(iii) Lindmark Investments Pty Ltd
	Balance, per Appendix 3Y, 7 January 2021	783,164
	Movement - No Change
	Balance, per Appendix 3Y, 12 January 2021	783,164
	(iv) Berkeley Consultants Pty Ltd
	Balance, per Appendix 3Y, 7 January 2021			nil
	Movement - No Change
	Balance, per Appendix 3Y, 12 January 2021			nil
	(v) Paradyce Pty Ltd
	Balance, per Appendix 3Y, 7 January 2021	6,122,662
	Movement - No Change
	Balance, per Appendix 3Y, 12 January 2021	6,122,662
	(vi) Mark Gregory Kerr
	Balance, per Appendix 3Y, 7 January 2021	2,156,148
	Movements - Sales	(265,000)
	07.01.2021 on-market at $0.110283/ share.
	08.01.2021 on-market at $0.115/share.		(25,637)
	Balance, per Appendix 3Y, 12 January 2021.	1,865,511