Guolian Securities : FORM OF PROXY FOR THE ANNUAL GENERAL MEETING

(a joint stock limited company established in the People's Republic of China with limited liability)

(Stock Code: 01456)

FORM OF PROXY FOR THE ANNUAL GENERAL MEETING

TO BE HELD ON Friday, 7 May 2021

				Number of shares to which this proxy
				form relates (Note 1)
I/We (Note 2)
of
being the registered holder(s) of			H Shares (Note 3)

of RMB1.00 each in the share capital of Guolian Securities Co., Ltd. (the "Company"), hereby appoint the chairman of the meeting,

or (Note 4)

of

as my/our proxy to attend and vote for me/us and on my/our behalf at the annual general meeting of the Company (the "AGM") to be held at the conference room at 4th Floor, No. 8, Jinrong One Street, Wuxi, Jiangsu Province, the People's Republic of China (the "PRC") at 1:00 p.m. on Friday, 7 May 2021 as indicated hereunder in respect of the resolutions set out in the notice of AGM dated 1 April 2021. In the absence of any indication, the proxy may vote at his/ her own discretion. Unless otherwise defined, capitalised terms used herein shall have the meaning as defined in the circular of the Company dated 1 April 2021.

Ordinary Resolutions

For (Note 5)

Against（Note 5 ） Abstain (Note 5)

1. Work report of the Board of Directors for the year 2020;
2. Work report of the Supervisory Committee for the year 2020;
3. Annual report for the year 2020;
4. Final accounts report for the year 2020;
5. Profit distribution plan for the year 2020;
6. Resolution on the remuneration distribution of Directors for the year 2020;
7. Resolution on the remuneration distribution of Supervisors for the year 2020;
8. Resolution on the re-appointment of audit institutions of the Company for the year 2021;
9. Resolution on the proprietary business scale of the Company for the year 2021;
10. Resolution on the estimated ordinary related party transactions of the Company for the year 2021;

10.01 Estimated related party transactions with Wuxi Guolian Development (Group) Co., Ltd. and its related enterprises

10.02 Estimated related party transactions with other related legal persons and related natural persons

11. Resolution on the change of Supervisor of the Company.

Date:

2021

Signature (Note 6) :

Notes:

1. Please insert the number of shares of the Company registered in your name(s) relating to this form of proxy. If the number is inserted, this form of proxy will be deemed to relate only to those shares. If no number is inserted, the form of proxy will be deemed to relate to all shares of the Company registered in your name(s).
2. Please insert the full name(s) (in Chinese or English) and registered address(es) as shown on the register of members of the Company in BLOCK letters.
3. Please insert the number of shares of the Company registered in your name(s). If no number of shares are inserted, this form of proxy will be deemed to relate to all shares of the Company registered in your name(s).
4. If any proxy other than the chairman of the meeting of the Company is preferred, please cross out the words "THE CHAIRMAN OF THE MEETING, OR" and insert the name(s) and address(es) of the proxy(ies) desired in the spaces provided. A Shareholder may appoint one or more proxies to attend and vote on his/her behalf. A proxy need not be a Shareholder. ANY
   ALTERATION MADE TO THIS FORM OF PROXY MUST BE INITIALLED BY THE PERSON WHO SIGNS IT.
5. IMPORTANT: IF YOU WISH TO VOTE FOR ANY RESOLUTION, PLEASE TICK THE APPROPRIATE BOX MARKED "FOR" OR INSERT THE RELEVANT NUMBER OF SHARES. IF YOU WISH TO VOTE AGAINST ANY RESOLUTION, PLEASE TICK THE APPROPRIATE BOX MARKED "AGAINST" OR INSERT THE RELEVANT NUMBER OF SHARES. IF YOU WISH TO ABSTAIN FROM VOTING, PLEASE TICK THE APPROPRIATE BOX MARKED "ABSTAIN" OR INSERT THE RELEVANT NUMBER OF SHARES. If no direction is given, your proxy may vote at his/her own discretion.
6. This form of proxy must be signed by you, or your attorney duly authorised in writing or, in the case of a legal person, must be either executed under its common seal or under the hand of its directors or attorney duly authorised.
7. In the case of joint holders of any shares of the Company, any one of such persons may vote at the AGM, either personally or by proxy, in respect of such shares as if he/she was solely entitled thereto. However, if more than one of such joint holders are present at the AGM, either personally or by proxy, then the vote of the person, whose name stands first on the register of members in respect of such shares shall be accepted to the exclusion of the vote(s) of the other joint holder(s).
8. If the form of proxy is signed by another person under a power of attorney or other authorisation documents given by the appointer, this form of proxy and the power of attorney or other authorisation documents given by the appointer must be lodged with the Company's H Shares Registrar in Hong Kong, Computershare Hong Kong Investor Services Limited, at 17M Floor, Hopewell Centre, 183 Queen's Road East, Wanchai, Hong Kong (for holders of H shares of the Company) not later than 24 hours before the time appointed for the holding of the AGM.
9. The AGM is expected to take less than half a day. Shareholders who attend the AGM shall be responsible for their own travel and accommodation expenses. Shareholders or their proxy(ies) shall show proof of their identities when attending the AGM.