FORM 8.5 (EPT/NON-RI) AMENDMENT
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | F&C ASSET MANAGEMENT PLC | |
(c) Name of the party to the offer with which exempt principal trader is connected: | Advisor to Offeree | |
(d) Date position held/dealing undertaken: | 27 January 2014 | |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | NO |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 5,967,243 | 1.03% | 712,360 | 0.12% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 283,466 | 0.05% | 746,077 | 0.13% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | TOTAL: | ||||||||||
6,250,709 | 1.08% | 1,458,437 | 0.25% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD | Purchase | 1,232 | 0.9320 GBP | ||||
ORD | Purchase | 3,134 | 1.1565 GBP | ||||
ORD | Purchase | 3,838 | 0.9593 GBP | ||||
ORD | Purchase | 4,716 | 1.1540 GBP | ||||
ORD | Purchase | 5,123 | 1.1685 GBP | ||||
ORD | Purchase | 6,989 | 1.1400 GBP | ||||
ORD | Purchase | 14,102 | 1.1674 GBP | ||||
ORD | Purchase | 15,486 | 1.1617 GBP | ||||
ORD | Purchase | 18,889 | 1.1600 GBP | ||||
ORD | Purchase | 19,748 | 1.1535 GBP | ||||
ORD | Purchase | 40,834 | 1.0550 GBP | ||||
ORD | Purchase | 41,841 | 0.9490 GBP | ||||
ORD | Purchase | 53,074 | 1.1178 GBP | ||||
ORD | Purchase | 57,447 | 1.0426 GBP | ||||
ORD | Purchase | 116,070 | 1.1640 GBP | ||||
ORD | Purchase | 144,540 | 1.1700 GBP | ||||
ORD | Purchase | 194,620 | 1.1650 GBP | ||||
ORD | Purchase | 208,955 | 1.1645 GBP | ||||
ORD | Purchase | 577,146 | 1.1488 GBP | ||||
ORD | Purchase | 685,356 | 1.1299 GBP | ||||
ORD | Purchase | 869,618 | 1.1545 GBP | ||||
ORD | Purchase | 882,263 | 1.1687 GBP | ||||
ORD | Purchase | 2,000,000 | 1.1692 GBP | ||||
ORD | Sale | 282 | 0.9585 GBP | ||||
ORD | Sale | 922 | 1.1619 GBP | ||||
ORD | Sale | 1,135 | 0.9475 GBP | ||||
ORD | Sale | 1,232 | 0.9320 GBP | ||||
ORD | Sale | 1,484 | 0.9465 GBP | ||||
ORD | Sale | 1,832 | 0.9575 GBP | ||||
ORD | Sale | 1,961 | 1.1692 GBP | ||||
ORD | Sale | 1,978 | 1.1243 GBP | ||||
ORD | Sale | 1,981 | 0.9570 GBP | ||||
ORD | Sale | 2,059 | 0.9460 GBP | ||||
ORD | Sale | 2,317 | 0.9470 GBP | ||||
ORD | Sale | 2,385 | 0.9455 GBP | ||||
ORD | Sale | 2,451 | 0.9415 GBP | ||||
ORD | Sale | 2,458 | 0.9495 GBP | ||||
ORD | Sale | 3,091 | 0.9515 GBP | ||||
ORD | Sale | 3,134 | 1.1565 GBP | ||||
ORD | Sale | 3,542 | 1.0579 GBP | ||||
ORD | Sale | 3,838 | 0.9593 GBP | ||||
ORD | Sale | 3,992 | 1.1520 GBP | ||||
ORD | Sale | 4,123 | 0.9525 GBP | ||||
ORD | Sale | 4,234 | 0.9520 GBP | ||||
ORD | Sale | 4,313 | 1.1387 GBP | ||||
ORD | Sale | 4,578 | 0.9590 GBP | ||||
ORD | Sale | 4,986 | 0.9605 GBP | ||||
ORD | Sale | 5,388 | 0.9855 GBP | ||||
ORD | Sale | 5,532 | 1.1390 GBP | ||||
ORD | Sale | 6,989 | 1.1400 GBP | ||||
ORD | Sale | 7,494 | 1.1510 GBP | ||||
ORD | Sale | 8,345 | 0.9565 GBP | ||||
ORD | Sale | 8,940 | 1.0822 GBP | ||||
ORD | Sale | 13,280 | 1.0000 GBP | ||||
ORD | Sale | 15,936 | 0.9426 GBP | ||||
ORD | Sale | 16,062 | 1.1720 GBP | ||||
ORD | Sale | 18,906 | 1.1580 GBP | ||||
ORD | Sale | 19,495 | 1.1562 GBP | ||||
ORD | Sale | 19,871 | 1.1711 GBP | ||||
ORD | Sale | 21,740 | 1.1630 GBP | ||||
ORD | Sale | 23,696 | 0.9595 GBP | ||||
ORD | Sale | 24,290 | 1.1560 GBP | ||||
ORD | Sale | 25,314 | 0.9800 GBP | ||||
ORD | Sale | 30,000 | 1.1300 GBP | ||||
ORD | Sale | 34,294 | 1.2350 GBP | ||||
ORD | Sale | 40,100 | 0.9580 GBP | ||||
ORD | Sale | 42,283 | 0.9600 GBP | ||||
ORD | Sale | 42,757 | 0.9500 GBP | ||||
ORD | Sale | 46,195 | 1.1355 GBP | ||||
ORD | Sale | 54,327 | 1.1550 GBP | ||||
ORD | Sale | 57,584 | 1.1570 GBP | ||||
ORD | Sale | 63,404 | 0.9410 GBP | ||||
ORD | Sale | 67,581 | 0.9560 GBP | ||||
ORD | Sale | 99,074 | 1.1645 GBP | ||||
ORD | Sale | 105,983 | 1.1610 GBP | ||||
ORD | Sale | 113,563 | 1.1540 GBP | ||||
ORD | Sale | 121,706 | 1.1620 GBP | ||||
ORD | Sale | 145,667 | 1.1700 GBP | ||||
ORD | Sale | 147,690 | 1.1530 GBP | ||||
ORD | Sale | 165,838 | 1.1705 GBP | ||||
ORD | Sale | 220,774 | 1.1668 GBP | ||||
ORD | Sale | 328,237 | 1.1600 GBP | ||||
ORD | Sale | 438,184 | 1.0756 GBP | ||||
ORD | Sale | 500,000 | 1.1708 GBP | ||||
ORD | Sale | 549,146 | 1.1371 GBP | ||||
ORD | Sale | 595,618 | 1.1640 GBP | ||||
ORD | Sale | 647,376 | 1.1657 GBP | ||||
ORD | Sale | 796,922 | 1.1650 GBP | ||||
ORD | Sale | 1,341,452 | 1.1675 GBP |
(b) Derivatives transactions (other than options)
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | CFD | Long | 3,050 | 1.1498 GBP | |||||
ORD | SWAP | Long | 4,313 | 1.1387 GBP | |||||
ORD | CFD | Long | 5,999 | 1.1688 GBP | |||||
ORD | SWAP | Long | 19,495 | 1.1561 GBP | |||||
ORD | SWAP | Long | 45,020 | 1.0827 GBP | |||||
ORD | CFD | Long | 49,827 | 0.9598 GBP | |||||
ORD | CFD | Long | 51,693 | 1.1601 GBP | |||||
ORD | SWAP | Long | 72,763 | 1.1588 GBP | |||||
ORD | SWAP | Long | 116,050 | 1.1544 GBP | |||||
ORD | SWAP | Long | 117,737 | 1.1686 GBP | |||||
ORD | SWAP | Long | 256,414 | 1.0887 GBP | |||||
ORD | CFD | Short | 100 | 0.9251 GBP | |||||
ORD | CFD | Short | 114 | 0.9360 GBP | |||||
ORD | SWAP | Short | 5,123 | 1.1685 GBP | |||||
ORD | SWAP | Short | 7,636 | 1.1601 GBP | |||||
ORD | CFD | Short | 7,451 | 1.1541 GBP | |||||
ORD | SWAP | Short | 15,227 | 1.1699 GBP | |||||
ORD | CFD | Short | 74,704 | 1.0133 GBP | |||||
ORD | SWAP | Short | 217,500 | 1.1097 GBP | |||||
ORD | CFD | Short | 405,913 | 1.1632 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 31 Jan 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
distributed by
|