Notification of Issue, Conversion or Payment up of Unquoted Equity SecuritiesAnnouncement Summary
Entity name
For personal use only
EBR SYSTEMS INC.
Date of this announcement Tuesday March 29, 2022
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
Total number of
ASX +security | +securities to be | ||
code | Security description | issued/transferred | Issue date |
EBRAI | OPTION EXPIRING VARIOUS DATES EX | 3,667,500 | 04/03/2022 |
VARIOUS PRICES |
Refer to next page for full details of the announcementNotification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity SecuritiesPart 1 - Entity and announcement details
For personal use only
1.1 Name of entity EBR SYSTEMS INC.
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type ARBN
1.3 ASX issuer code EBR
1.4 The announcement isNew announcement
1.5 Date of this announcement 29/3/2022
Registration number 654147127
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
For personal use only
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:has an existing ASX security code ("existing class")
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
For personal use only
ASX +security code and description
EBRAI : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Date the +securities the subject of this notification were issued 4/3/2022
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
Refer to a copy of the 2021 Equity Incentive Plan at:https://www.asx.com.au/asxpdf/20211123/pdf/4539s8n9kpqzp9.pdf
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
3,667,500
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 - +Securities on issue
For personal use only
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number ofASX +security code and description
+securities on issue
EBR : CDI 1:1 US PERSON PROHIBITED
257,388,494
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description | +securities on issue |
EBRAC : CHESS DEPOSITARY INTERESTS RESTRICTED | 5,785,188 |
EBRAD : OPTION EXPIRING 23-NOV-2031 RESTRICTED | 11,546,742 |
EBRAE : WARRANTS EXPIRING VARIOUS DATES RESTRICTED | 1,104,030 |
EBRAF : WARRANTS EXPIRING 12-FEB-2031 EX $0.83 | 1,706,595 |
EBRAG : WARRANTS EXPIRING 25-JUN-2031 RESTRICTED | 3,063,365 |
EBRAH : WARRANTS EXPIRING 04-OCT-2031 RESTRICTED | 3,063,365 |
EBRAI : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 22,499,376 |
EBRAJ : WARRANTS EXPIRING VARIOUS DATES EX VARIOUS PRICES | 10,873,673 |
EBRAA : CHESS DEPOSITARY INTERESTS RESTRICTED | 4,591,477 |
EBRAB : CHESS DEPOSITARY INTERESTS RESTRICTED | 550,181 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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EBR Systems Inc. published this content on 28 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 28 March 2022 23:23:01 UTC.