Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On
The foregoing description of the Articles of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles of Amendment, a copy of which is filed herewith as Exhibit 3.1 and incorporated herein by reference.
Item 5.07 Submission of matters to a vote of security holders.
On
At the Annual Meeting, six (6) proposals were submitted for a vote of the Company's shareholders and the related results are as follows:
Proposal No. 1: The election of
Name For Withheld Broker Non-Votes
Proposal No. 2: The shareholders ratified
Votes For 21,191, 082 Votes Against 14,548 Abstentions 862
Proposal No. 3: The shareholders voted to approve the issuance of securities in
connection with a purchase agreement, and a registration rights agreement, with
Votes For 18,910,641 Votes Against 197,131 Abstentions 1,354
Proposal No. 4: The shareholders voted to approve the adoption of the Articles of Amendment that would modify the terms of the Series C to increase the number of votes per share of common stock the Series C is convertible into from three votes per share to five votes per share and such amendment was approved by the following votes:
Votes For 18,504,301 Votes Against 545,162 Abstentions 59,663 Broker Non-Votes 2,097,366
Proposal No. 5: The shareholders voted to approve, on a non-binding advisory basis, the 2021 compensation to the Company's named executive officers by the following votes:
Votes For 18,829,437 Votes Against 200,483 Abstentions 79,206
Proposal No. 6: The shareholders voted to approve, on a non-binding advisory basis, the frequency with which the Board shall hold advisory votes on executive compensation by the following votes:
Votes For 1 Year 742,179 Votes For 2 Years 560,491 Votes For 3 Years 17,742,244 Abstentions 64,212 Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 3.1 Articles of Amendment to Amended and Restated Articles of Incorporation ofDolphin Entertainment, Inc 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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