3 August 2016
Attention:DIVERSA LIMITED
Level 9, Waterfront Place 1 Eagle Street
Brisbane Queensland 4000
Copy:Company Announcements Office ASX Limited
20 Bridge St
Sydney, NSW 2000
Re: Notice of becoming an initial substantial holder in Diversa Limited (DVA)TBF Investment Management Pty Ltd [T/A The Boat Fund], as the Investment Manager of the TBF Small Cap Value Growth Fund, advises it became a substantial holder in DVA on 25 July 2016.
We enclose below details of Form 603 - Notice of initial substantial holder. Yours faithfully,
Directors & Portfolio Managers:
Sam Orr Ron ShamgarHolder of relevant interest | Dateof acquisition | Consideration (9) | Classandnumber of securities | |
SEE ANNEXURE A | Cash | Non-cash | ||
Holder of relevant interest | Registered holder of securities | Personentitled to be registeredasholder (8) | Classandnumber of securities |
SEE ANNEXURE A | |||
Holder of relevant interest | Nature of relevant interest (7) | Classandnumber of securities |
SEE ANNEXURE A | ||
Classof securities(4) | Number of securities | Person's votes(5) | Votingpower (6) |
ORDINARY | 3,450,154 | 3,450,154 | 5.78% |
Form603 CorporationsAct 2001 Section 671B Notice of initial substantial holder | |
To CompanyName/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) | DIVERSA LIMITED |
ABN 60 079 201 835 | |
TBF INVESTMENT MANAGEMENT PTY LTD | |
ACN 160 092 419 | |
Theholder became a substantial holder on 25/07/2016
Thetotal number of votesattachedtoall thevotingsharesin thecompanyor votinginterests in thescheme that thesubstanti al holder or anassociate(2)hada relevant interest (3)inonthedate thesubstantial holder becameasubstantial holder areasfollows: Thenature of therelevant interest thesubstantial holder or anassociate hadin the followingvotingsecuritieson thedate thesubstantial holder became a substantial holder areasfollows: Thepersonsregisteredasholders of thesecuritiesreferred to in paragraph3 aboveare as follows: Theconsiderationpaid for eachrelevant interest referred to in paragraph3 above, andacquired in the four monthsprior to the daythat thesubstantial holder became a substantial holder isasfollows: |
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Associates
Thereasonsthepersonsnamed in paragraph3 aboveare associatesof thesubstantial holder are as follows:
Name andACN/ARSN (if applicable)
Nature of association
SEE ANNEXURE A
- Addresses
Theaddressesof personsnamedin this formareasfollows:
Name | Address |
SEE ANNEXURE A | |
Signature
print name
Sam Orr
capacity Director and Portfolio Manager
sign here date03/08/2016
DIRECTIONSIf thereareanumber of substantial holders withsimilaror relatedrelevant interests (eg. acorporationandits relatedc orporations, or the manager andtrusteeof an equity trust), thenamescouldbeincludedinanannexure to theform. If therelevant interestsof agroupof personsareessentiallysimilar, theymaybereferredto throughout theformasaspecificallynamedgroupif themembershipof eachgroup, with thenames andaddressesof members isclearlyset out inparagraph7of the form.
See thedefinitionof "associate" in section9 of theCorporationsAct 2001.
See thedefinitionof "relevant interest" in sections608and671B(7)of theCorporationsAct 2001.
Thevotingsharesof acompanyconstituteoneclassunlessdividedintoseparateclasses.
Thetotal number of votesattachedtoall thevotingsharesin thecompanyor votinginterests in thescheme(if any)that thepersonor anassociatehasa relevant interest in.
Theperson'svotesdividedbythetotal votesin thebodycorporateor schememultipliedby100.
Includedetailsof:
anyrelevant agreement orother circumstancesbywhichtherelevant interest wasacquired. If subsection671B(4)applies, a copyof anydocument settingout the termsof anyrelevant agreement, anda statement by thepersongiving full andaccurate details of anycontract, scheme orarrangement, must accompany this form, together witha writtenstatement certifyingthiscontract, schemeor arrangement; and
anyqualificationof thepower of apersontoexercise, control theexerciseof, or influencetheexerciseof, thevotingpo wersor disposal of thesecuritiesto whichtherelevant interest relates(indicatingclearly theparticular securitiestowhichthequalificationapplies).
See thedefinitionof "relevant agreement" in section9 of theCorporationsAct 2001.
If thesubstantial holder isunable todeterminetheidentityof theperson(eg. if therelevant interest arisesbecauseof anoption)write "unknown".
Detailsof theconsiderationmust includeanyandall benefits,moneyandother, that anypersonfromwhoma relevant interest wasacquiredhas, ormay, become entitledto receivein relationto that acquisition. Detailsmust beincludedevenif thebenefit isconditional onthehappeningor not of acontingency. Detailsmust be includedof anybenefit paidonbehalf of thesubstantial holder or itsassociate inrelationto theacquisitions, evenif they arenot paiddirectly to thepersonfromwhom therelevant interest wasacquired.
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ANNEXURE A
THIS IS "ANNEXURE A" OF 2 PAGES REFERRED TO IN FORM 603 NOTICE OF INITIAL SUBSTANTIAL HOLDER IN DIVERSA LIMITED ABN 60 079 201 835
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Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest (7)
Class and number of securities
TBF INVESTMENT MANAGEMENT PTY LTD
TBF INVESTMENT MANAGEMENT PTY LTD HAS THE POWER TO EXERCISE, OR CONTROL THE EXERCISE OF, A RIGHT TO VOTE ATTACHED TO THE SECURITIES AND THE POWER TO DISPOSE OF (OR ACQUIRE FURTHER), OR CONTROL THE EXERCISE OF A POWER TO DISPOSE OF (OR ACQUIRE FURTHER), THE SECURITIES AS THE INVESTMENT MANAGER OF THE TBF SMALL CAP VALUE GROWTH FUND
ORDINARY 3,450,154
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Details of present registered holders
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Class and number of securities
TBF INVESTMENT MANAGEMENT PTY LTD
JP MORGAN NOMINEES (CUSTODIAN)
EQUITY TRUSTESS LIMITED (RESPONSIBLE ENTITY OF THE TBF SMALL CAP VALUE GROWTH FUND)
ORDINARY 3,450,154
- Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquire din the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
TBF INVESTMENT MANAGEMENT PTY LTD | VARIOUS FROM 20 MAY 2016 TO 25 JULY 2016 | VARIOUS FROM $.675 TO $.70 (ON MARKET PURCHASE) | 3,450,154 |
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Diversa Limited published this content on 03 August 2016 and is solely responsible for the information contained herein.
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