Company B. Riley Financial Inc OTC Bulletin Board

Equities

US05580M1080

Investment Banking & Brokerage Services

Business Summary

Sales per Business

Sales per region

Managers

Members of the board

Share class

Shareholders

Holdings

Company contact information

Sector

Sales per Business

Sales per region

Sector Other Investment Banking & Brokerage Services

Inactive Instrument

End-of-day quote OTC Bulletin Board Other stock markets
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14/05	Sector Update: Financial Stocks Edge Higher Pre-Bell Tuesday	MT
13/05	B. Riley Financial Expects Delay in Q1 Report	MT

B. Riley Financial, Inc. operates a diversified financial services platform. Its Capital Markets segment provides investment banking and institutional brokerage services, fund and asset management services, and direct lending services. Its Wealth Management segment provides retail brokerage, investment management, and insurance and tax preparation services. Its Financial Consulting segment provides a variety of specialized advisory services spanning bankruptcy, restructuring, forensic accounting, crisis and litigation support, appraisal and valuation, real estate, and operations management. Its Auction and Liquidation provide retail liquidation services to help clients dispose of under-performing assets and generate cash from excess inventory. Its communications portfolio of companies consists of related businesses that it has acquired for attractive risk-adjusted investment return characteristics. Its Consumer Products segment is comprised of Targus, which is a multinational company.

USD in Million	2022	Weight	2023	Weight	Delta
Capital Markets 34.7 %	328	30.3 %	571	34.7 %	+74.30%
Communications 20.5 %	236	21.8 %	338	20.5 %	+43.30%
Consumer 14.2 %	97	9.0 %	233	14.2 %	+141.01%
Wealth Management 12.1 %	234	21.7 %	198	12.1 %	-15.37%
Financial Consulting 8.1 %	99	9.1 %	134	8.1 %	+35.73%
Auction and Liquidation 6.3 %	74	6.9 %	103	6.3 %	+39.37%
All Other 4.0 %	14	1.3 %	66	4.0 %	+381.93%

USD in Million	2022	Weight	2023	Weight	Delta
North America 88.5 %	979	90.6 %	1,454	88.5 %	+48.60%
Europe and Middle East 8.6 %	87	8.0 %	141	8.6 %	+61.88%
Asia Pacific 1.6 %	8	0.7 %	27	1.6 %	+236.14%
Australia 0.7 %	5	0.5 %	12	0.7 %	+142.26%
Latin America 0.6 %	2	0.2 %	10	0.6 %	+366.12%

Managers	Title	Age	Since
Tom Kelleher CEO	Chief Executive Officer	56	13/14/13
Bryant Riley CEO	Chief Executive Officer	57	01/09/01
Phillip Ahn DFI	Director of Finance/CFO	54	01/10/01
Kenneth Young PSD	President	60	10/18/10
Daniel Shribman CIO	Chief Investment Officer	40	12/19/12
Mike Frank IRC	Investor Relations Contact	-	01/21/01
Benjamin Matz PRN	Corporate Officer/Principal	-	31/22/31
Tim Bottrell PRN	Corporate Officer/Principal	-	-
James Metcalf PRN	Corporate Officer/Principal	-	31/22/31
Martin Bernstein PRN	Corporate Officer/Principal	37	05/21/05

Members of the board	Title	Age	Since
Bob Antin BRD	Director/Board Member	74	01/17/01
Bryant Riley CEO	Chief Executive Officer	57	01/09/01
Robert D'Agostino BRD	Director/Board Member	57	20/15/20
Tom Kelleher CEO	Chief Executive Officer	56	13/14/13
Renée LaBran BRD	Director/Board Member	64	12/21/12
Randy Paulson BRD	Director/Board Member	62	18/20/18
Michael Sheldon BRD	Director/Board Member	64	03/17/03
Tamara Brandt BRD	Director/Board Member	49	21/21/21
Marian Walters BRD	Director/Board Member	61	12/19/12

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	30,142,863	15,818,469 ( 52.48 %)	0	52.48 %
Stock B	0	4,563	0	0

Name	Equities	%	Valuation
Bryant Riley 22.42 %	6,856,180	22.42 %	238 M $
BlackRock Advisors LLC 8.873 %	2,713,476	8.873 %	94 M $
Dj Investments LLC Series E 8.083 %	2,471,905	8.083 %	86 M $
Estate Of Lloyd Miller I III 5.948 %	1,819,030	5.948 %	63 M $
Vanguard Fiduciary Trust Co. 4.099 %	1,253,591	4.099 %	43 M $
Tom Kelleher 3.644 %	1,114,314	3.644 %	39 M $
STATE STREET CORPORATION 2.854 %	872,970	2.854 %	30 M $
Invesco Advisers, Inc. 2.490 %	761,407	2.490 %	26 M $
Equitec Proprietary Markets LLC 2.430 %	743,254	2.430 %	26 M $
Punch & Associates Investment Management, Inc. 2.290 %	700,485	2.290 %	24 M $

Name	Equities	%	Valuation
Angel Oak Capital Advisors LLC 4.627 %	80,000	4.627 %	2 M $

Name	Equities	%	Valuation
Holbrook Holdings, Inc. 14.31 %	1,858,470	14.31 %	35 M $
Angel Oak Capital Advisors LLC 0.6159 %	80,000	0.6159 %	2 M $

Name	Equities	%	Valuation
GLOBAL SHIP LEASE, INC. 6.57%	2,312,133	6.57%	51,953,629 $
CELSIUS HOLDINGS, INC. 0.31%	720,601	0.31%	51,623,856 $
DOUBLEDOWN INTERACTIVE CO., LTD. 8.29%	4,106,644	8.29%	45,830,147 $
ALTA EQUIPMENT GROUP INC. 11.00%	3,609,763	11.00%	41,295,689 $
BABCOCK & WILCOX ENTERPRISES, INC. 30.67%	27,446,522	30.67%	27,446,522 $
TEMPUR SEALY INTERNATIONAL, INC. 0.22%	382,944	0.22%	19,105,076 $
EXTREME NETWORKS, INC. 1.05%	1,352,100	1.05%	15,319,293 $
RANGE RESOURCES CORPORATION 0.16%	400,000	0.16%	15,060,000 $
MICROSOFT CORPORATION 0.00%	36,438	0.00%	14,186,407 $
LEGACY HOUSING CORPORATION 2.57%	627,054	2.57%	12,591,244 $

B. Riley Financial, Inc.

11100 Santa Monica Boulevard Suite 800

90025, Los Angeles

http://www.brileyfin.com

Financials

Banking & Investment Services

Investment Banking & Investment Services

Investment Banking & Brokerage Services

Other Investment Banking & Brokerage Services

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