Form 603 | |||
Corporations Act 2001 | |||
Section 671B | |||
Notice of initial substantial holder | |||
ToCompany Name/Scheme | Australian Vintage Limited [AVG] | ||
ACN/ARSN | ACN 052 179 932 | ||
1. Details of substantial holder (1) | |||
Name | MA Financial Group Limited (MAF) and the entities listed in Annexure A | ||
ACN/ARSN (if applicable) | |||
ACN 142 008 428 | |||
The holder became a substantial holder on | 29/07/2021 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
Ordinary fully paid securities | 15,629,309 | 15,629,309 | |
(Ordinary) | 6.19% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Relevant interest pursuant to section 608(1) as | ||
investment manager of MA SIV Public Investment | ||
MA Visa Fund Manager Pty Ltd ACN | Fund (PIF) due to the power to exercise, or control | 15,629,309 Ordinary |
142 008 482 (MAVFM) | the exercise of, a right to vote attached to the | |
securities and the power to dispose of, or control the | ||
exercise of a power to dispose of the securities | ||
Relevant interest pursuant to section 608(1) as | ||
MA Asset Management Ltd ACN 142 | trustee of PIF due to the power to exercise, or | |
control the exercise of, a right to vote attached to the | 15,629,309 Ordinary | |
008 535 (MAAM) | ||
securities and the power to dispose of, or control the | ||
exercise of a power to dispose of the securities | ||
MAF | Relevant interest pursuant to section 608(3) due to | 15,629,309 Ordinary |
holding voting power of above 20% in MAAM | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant | Registered holder of | Person entitled to be | Class and number |
interest | securities | registered as holder (8) | of securities |
MAVFM | J.P. Morgan Nominees Australia | MAAM | 15,629,309 Ordinary |
Pty Ltd ACN 002 899 961 (JPM) | |||
MAAM | JPM | MAAM | 15,629,309 Ordinary |
MAF | JPM | MAAM | 15,629,309 Ordinary |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant | Date of acquisition | Consideration (9) | Class and number | |
interest | of securities | |||
Cash | Non-cash |
Refer to Annexure B
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
MAVFM | Wholly owned subsidiary of a wholly owned subsidiary |
MAAM | Wholly owned subsidiary of a wholly owned subsidiary |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Refer to Annexure A
Signature
print name | REBECCA ONG | capacity | COMPANY |
SECRETARY | |||
sign here | |||
date | 02/08/2021 |
ME_127766656_1 (W2007)
ANNEXURE A TO FORM 603 NOTICE OF INITIAL SUBSTANTIAL HOLDER
This is annexure A of two pages referred to in Form 603 Notice of initial substantial holder dated 02 August 2021.
_____________________________________________
REBECCA ONG, COMPANY SECRETARY
REBECCA ONG, COMPANY SECRETARY
Name | Address |
A.C.N. 167 316 109 Pty Ltd ACN 167 316 109 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
Armada Funds Management Pty Ltd ACN 124 754 847 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
Eastern Credit Management Pty Ltd ACN 623 243 336 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
Global Wealth Aged Care Pty Ltd ACN 610 989 994 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
Global Wealth Residential Pty Ltd ACN 607 039 216 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
KCF ST Pty Ltd ACN 623 251 196 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MA Asset Management Ltd ACN 142 008 535 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MA Credit Investments Pty Ltd ACN 631 017 037 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MA Hotel Management Pty Ltd ACN 619 297 228 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MA Investment Management Pty Ltd ACN 621 552 896 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MA Visa Fund Manager Pty Ltd ACN 142 008 482 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MAAM GP Pty Ltd ACN 164 411 607 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MAAM Holdings Pty Ltd ACN 621 215 450 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MAAM TT Pty Ltd ACN 629 587 560 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MACDF TT Pty Ltd ACN 169 652 742 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MAF Credit Pty Ltd ACN 623 716 503 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MAAM RE Limited ACN 135 855 186 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MA Moelis Australia Advisory Pty Ltd ACN 142 008 446 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MAFG Finance Pty Ltd ACN 621 554 845 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MA Foundation Pty Ltd ACN 622 860 904 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MAFG Operations Pty Ltd ACN 138 030 289 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MA Moelis Australia Securities Pty Ltd ACN 122 781 560 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | |
MAFG Share Plan Pty Ltd ACN 610 383 590 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 |
Redcape Hotel Group Management Ltd ACN 610 990 004 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
Rockford Capital Pty Ltd ACN 116 067 497 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
TMASL Finance Pty Ltd ACN 623 313 057 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
Western Funds Management Pty Ltd ACN 169 019 765 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
Moelis Australia Partners Holdings Pty Ltd ACN | 622 353 191 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | ||
Moelis Australia Partners Pty Ltd ACN 622 354 152 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
MAAM TT (Figtree) Pty Ltd ACN 630 343 261 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
MAAM TT (Marion) Pty Ltd ACN 636 257 835 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
MAAM TT (Marion) Advertising Pty Ltd ACN 637 793 563 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
BHBB TT Pty Ltd ACN 637 771 647 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
MAAM Holdings Pty Ltd ACN 638 953 661 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
Grassroots Childcare Developments Holdings Pty Ltd ACN 637 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
595 914 | NSW 2000 | |
Grassroots Childcare Developments Pty Ltd ACN | 637 596 019 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney |
NSW 2000 | ||
MAKM Holdings Pty Ltd ACN 638 953 661 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
Avena Holdings Pty Ltd ACN 644 907 791 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
Taylor Square Fund TT Pty Ltd ACN 135 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
855 186 | NSW 2000 | |
Retpro Management Pty Ltd ACN 155 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
736 771 | NSW 2000 | |
MADT Corporate Pty Ltd ACN 645 649 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
654 | NSW 2000 | |
Retpro Pty Limited ACN 140 217 796 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
NSW 2000 | ||
MA Bendigo TT I Pty Ltd ACN 651 045 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
939 | NSW 2000 | |
MA Bendigo TT II Pty Ltd ACN 651 046 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
383 | NSW 2000 | |
WFM Financial Holdings Pty Ltd ACN 651 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney | |
052 372 | NSW 2000 |
ANNEXURE B TO FORM 603 NOTICE OF INITIAL SUBSTANTIAL HOLDER
This is annexure B of four pages referred to in Form 603 Notice of initial substantial holder dated 02 August 2021.
_____________________________________________ | ` | ||||
REBECCA ONG, COMPANY SECRETARY | |||||
Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities | ||
Cash | Non-cash | Ordinary | |||
MAAM, MAVFM, MAF | 31/05/2019 | 41,018.71 | 75,510 | ||
MAAM, MAVFM, MAF | |||||
3/06/2019 | 34,708.32 | 65,078 | |||
MAAM, MAVFM, MAF | |||||
4/06/2019 | 1,990.08 | 3,731 | |||
MAAM, MAVFM, MAF | |||||
5/06/2019 | 28,853.28 | 54,100 | |||
MAAM, MAVFM, MAF | |||||
6/06/2019 | 193,775.04 | 363,328 | |||
MAAM, MAVFM, MAF | |||||
11/06/2019 | 11,212.80 | 21,024 | |||
MAAM, MAVFM, MAF | |||||
12/06/2019 | 110,092.80 | 206,424 | |||
MAAM, MAVFM, MAF | |||||
13/06/2019 | 46,694.40 | 87,552 | |||
MAAM, MAVFM, MAF | |||||
3/07/2019 | 35,250.00 | 67,500 | |||
MAAM, MAVFM, MAF | |||||
8/07/2019 | 9,937.68 | 19,030 | |||
MAAM, MAVFM, MAF | |||||
9/07/2019 | 15,912.32 | 30,470 | |||
MAAM, MAVFM, MAF | |||||
10/07/2019 | 22,127.13 | 42,371 | |||
MAAM, MAVFM, MAF | |||||
19/07/2019 | 12,400.95 | 23,747 | |||
MAAM, MAVFM, MAF | |||||
22/07/2019 | 12,025.89 | 23,028 | |||
MAAM, MAVFM, MAF | |||||
23/07/2019 | 16,226.75 | 31,073 | |||
MAAM, MAVFM, MAF | |||||
26/07/2019 | 814.51 | 1,560 | |||
MAAM, MAVFM, MAF | |||||
28/08/2019 | 317,181.85 | 607,370 | |||
MAAM, MAVFM, MAF | |||||
29/08/2019 | 6,178.08 | 11,584 | |||
MAAM, MAVFM, MAF | |||||
30/08/2019 | 156,803.27 | 288,065 | |||
MAAM, MAVFM, MAF | |||||
25/09/2019 | 40,251.54 | 73,931 | |||
MAAM, MAVFM, MAF | |||||
26/09/2019 | 26,182.17 | 48,090 | |||
MAAM, MAVFM, MAF | |||||
30/09/2019 | 43,648.50 | 78,567 | |||
MAAM, MAVFM, MAF | |||||
16/10/2019 | 216,991.84 | 369,900 | |||
MAAM, MAVFM, MAF | |||||
18/10/2019 | 17,850.00 | 31,500 |
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Australian Vintage Limited published this content on 03 August 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 August 2021 13:13:07 UTC.