Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities and agreementInformation or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
AURIS MINERALS LIMITED
ABN
77 085 806 284
We (the entity) give ASX the following information.
Part 1 - All issuesYou must complete the relevant sections (attach sheets if there is not enough space).
Fully paid ordinary shares
1 +Class of +securities issued or to be issued
242,027 Fully paid ordinary shares
Number of +securities issued or to be issued (if known) or maximum number which may be issued
Fully paid ordinary shares
Principal terms of the
+securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if
+convertible securities, the conversion price and dates for conversion)
+ See chapter 19 for defined terms.
04/03/2013 Appendix 3B Page 1
Yes, the shares rank equally with the fully paid ordinary shares currently on issue.
Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
$0.08 per share
Issue price or consideration
Issued pursuant to the exercise of $0.08 options, expiring 20 September 2017 (AUROA).
Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
Yes
6aIs the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i
25 November 2016
6b The date the security holder resolution under rule 7.1A was passed
N/A
6c Number of +securities issued without security holder approval under rule 7.1
N/A
6d Number of +securities issued with security holder approval under rule 7.1A
Nil
6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
242,027 Fully paid ordinary shares
6f Number of +securities issued under an exception in rule 7.2
N/A
6g If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the
+issue date and both values. Include the source of the VWAP calculation.
N/A
6h If +securities were issued under rule 7.1A for non‐cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
Refer Annexure 1
6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
4 September 2017 | |
Number | +Class |
382,798,408 | Fully paid ordinary |
shares | |
49,201,185 | Listed options expiring |
20 September 2017, | |
exercisable at $0.08 | |
49,776,458 | Listed options expiring |
20 June 2018, | |
exercisable at $0.12 |
7 +Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
8 Number and +class of all
+securities quoted on ASX (including the +securities in section 2 if applicable)
+ See chapter 19 for defined terms.
04/03/2013 Appendix 3B Page 3
Number | +Class |
2 | Convertible Notes with |
a face value of $20,000, | |
expiring 1 July 2018 | |
600,000 | Options expiring |
15 September 2017, | |
exercisable at $1.25 | |
300,000 | Options expiring |
9 November 2017, | |
exercisable at $3.00 | |
600,000 | Options expiring |
31 January 2018, | |
exercisable at $0.15 | |
6,000,000 | Options expiring |
20 September 2018, | |
exercisable at $0.12 | |
1,480,000 | Options expiring |
3 October 2018, | |
exercisable at $0.60 | |
2,500,000 | Options expiring |
8 October 2019, | |
exercisable at $1.30 | |
The Company does not currently have a dividend policy. |
Number and +class of all
+securities not quoted on ASX (including the +securities in section 2 if applicable)
Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Part 2 - Pro rata issueN/A
Is security holder approval required?
N/A
Is the issue renounceable or non‐ renounceable?
N/A
Ratio in which the +securities will be offered
N/A
14 +Class of +securities to which the offer relates
N/A
15 +Record date to determine entitlements
Auris Minerals Ltd. published this content on 04 September 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 05 September 2017 01:27:02 UTC.
Original documenthttps://www.aurisminerals.com.au/wp-content/uploads/AUR-04-09-17-Appendix-3B-242047-Exercise-of-Options.pdf
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