Arriva plc : Form 8.3 David Paul Ellis 16 July 2013

Form 8.3- Active Risk Group Plc- London Stock Exchange Page l of3

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Company TIDM Headline Released Number

David Paul Ellis

Form 8.3- Active Risk Group Pie

15:29 16-Jul-2013

4567J15

RNS Number : 4567J David Pau) Ellis

16 July 2013

FORM 8.3

PUBLIC OPENING POSITION DISCLOSUREIDEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) ldentity of the person whose positlons/dealings are belng disclosed:	DAVID PAUL ELLIS
(b) Owner or controller of lnterests and short positlons dlsclosed, if dlfferent from 1(a): The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree In relation to whose relevant securities this form relates: Use a separate fom1 for each offerorlofferee	Active Risk Group Pie
(d) lf an exempt fund manager connected with an offeror/offeree, state thls and specify ldentity of offeror/offeree:
(e) Date positlon held/dealing undertaken:	11/07/2013
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) lnterests and short posltions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary 1p shares
	lnterests	Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	387,250	1.16
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:	387,500	1.16

Ali interests and ali short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or se/l relevant securities, should be given on a Supplemental Fom1 8 (Open Positions).

(b) Rights to subscribe for new securltles (lncluding directors' and other executive options)

Class of relevant security in relation to

whlch subscri tion ri ht exlsts:

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Form 8.3- Active Risk Group Pie- London Stock Exchange Page 2 of3

Details, including nature of the rights concerned and relevant percentages:

lf there are positions or rights to subscribe to disc/osa in more than one c/ass of retevant securities of the offeror or offeree named in 1{c), copy tab/e 2(a) or (b) (as appropriate) for each additional c/ass of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit

(b) Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. openinglclosing a /onglshort position, increasing/reducing a long!short cosition	Number of reference securities	Prlce per unit

(c) Options transactions in respect of existing securities
(i) Writing, selling,purchasing or varying

Class of relevant security	Product description e.g. cali option	Writing, purchasing, selling, varying etc.	Number of securities towhich option relates	Exercise price per unit	Type e. g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Product description e.g. cali oction

Numberof securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of ali prices and other monetary amounts should be stated.

Where there have been dealings in more than one c/ass of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional c/ass of re/evant security dea/t in.

4. OTHER INFORMA TION

(a) lndemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formaior informai, relating to relevant securities which may be an inducement to
deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

lf there are no such agreements. arrangements or understandings, state "none"

none

(b) Agreements, arrangements or understandlngs relating to options or derivatives
Details of any agreement, arrangement or understanding, formai or informa,i between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securltles to which any derivative is referenced:

lf there are no such agreements, arrangements or understandìngs. state "none•

none

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Form 8.3- Active Risk Group Pie- London Stock Exchange Page 3 of3

(c) Attachments

ls a Supplemental Form 8 (Open Positions) attached? NO

Date of dlsclosure:	16/07/2013
Contact name:	Davld Ellis
Telephone number:	07850 183873

Public disclosures under Rule 8 of the Code must be made to a Regulatory lnformation Service and must a/so be emailed to the Takeover Pane/ at [e-mail] . uk. The Panel's Marfis available for consultation in relation to the Code's dealing disclosure requirements on

[phone].

The Code can be viewed on the Panel's website at www.thetakeoveroanel.ora.uk .

This information is provided by RNS

The company news service from the London Stock Exchange

END

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