Notice given in accordance with Corporations Act Subsection 259C(2) Exemption | |
To | Market Announcements Office |
ASX Limited | |
Level 4 | |
20 Bridge Street | |
SYDNEY NSW 2000 |
1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 ("ANZ") gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: | 18 October 2019 | |
The previous notice was given to the ASX on: | 4 October 2019 | |
The previous notice was dated: | 4 October 2019 |
2. Issued Share Capital
3(a). Previous and
present aggregated %
of Voting Shares
2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at 17 October 2019.
The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:
Class of Shares | Previous Notice | Present Notice | ||
Total Number | % of Total Shares | Total Number | % of Total Shares | |
Ordinary Fully Paid | 21,593,441 | 0.76% | 21,598,221 | 0.76% |
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have a net economic exposure, when last required, and when now required, to give a notice to the ASX are:
Class of Shares | Previous Notice | Present Notice | ||
Total Number | % of Total Shares | Total Number | % of Total Shares | |
Ordinary Fully Paid | 21,593,441 | 0.76% | 21,598,221 | 0.76% |
4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in
Entity Holdings | paragraph 3 above. | |||
Registered Holder | Controlled Entity entitled to be | Number of Shares | % of Total Shares | |
registered | ||||
ANZEST Pty Ltd as Trustee | ANZEST Pty Ltd as Trustee for ANZ | |||
for ANZ Employee Share | ||||
Employee Share Acquisition Plan | ||||
Acquisition Plan | 66,530 | 0.00% | ||
ANZ New Zealand Investments | ||||
Reserve Bank of NZ | Limited on behalf of various | |||
investment funds and client | ||||
portfolios | 43,134 | 0.00% |
ANZ New Zealand Investments | |||
JP Morgan Chase Bank | Limited on behalf of various | ||
investment funds and client | |||
portfolios | 2,931,319 | 0.11% | |
ANZ New Zealand Investments | |||
JP Morgan Chase Bank / | Limited on behalf of various | ||
Reserve Bank of NZ | investment funds and client | ||
portfolios | 230,223 | 0.01% | |
JP Morgan Nominees | ANZ Custodial Services New Zealand | ||
Limited as trustee for various private | |||
Australia Limited | |||
clients | 1,080,088 | 0.04% | |
OnePath Funds Management Ltd as | |||
JP Morgan Chase Bank | responsible entity for | ||
ANZ Australian Industrial Equities | |||
Fund | 862,494 | 0.03% | |
OnePath Funds Management Ltd as | |||
JP Morgan Chase Bank | responsible entity for ANZ Select | ||
Leaders Pool | 326,922 | 0.01% | |
OnePath Funds Management Ltd as | |||
JP Morgan Chase Bank | responsible entity for | ||
OnePath Sustainable Investments - | |||
Wholesale Australian Share Trust | 43,235 | 0.00% | |
OnePath Funds Management Ltd as | |||
JP Morgan Chase Bank | responsible entity for | ||
Blue Chip Pool | 1,356,854 | 0.05% | |
OnePath Funds Management Ltd as | |||
JP Morgan Chase Bank | responsible entity for OPTIMIX | ||
Wholesale Australian Shares Trust - | |||
VINVA | 605,856 | 0.02% | |
OnePath Funds Management Ltd as | |||
JP Morgan Chase Bank | responsible entity for Optimix | ||
Wholesale Australian Share Trust | 873,229 | 0.03% | |
OnePath Funds Management Ltd as | |||
JP Morgan Chase Bank | responsible entity for | ||
OnePath Australian Shares Index Pool | 11,420,335 | 0.40% | |
OnePath Funds Management Ltd as | |||
JP Morgan Chase Bank | responsible entity for OnePath | ||
Australian Shares - Imputation Index | |||
Pool | 323,089 | 0.01% | |
OnePath Funds Management Ltd as | |||
JP Morgan Chase Bank | responsible entity for OptiMix | ||
Australian Shares Fidelity | 453,285 | 0.02% | |
OnePath Custodians Pty Ltd as | |||
OnePath Custodians Pty Ltd | responsible entity for Grow Wrap - | ||
Aligned Dealer Group | 75,159 | 0.00% | |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as | ||
responsible entity for Dominion | 10,464 | 0.00% | |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as | ||
responsible entity for FSP | 48,345 | 0.00% | |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as | ||
responsible entity for Mentor | 7,386 | 0.00% | |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as | ||
responsible entity for Matrix | 4,838 | 0.00% | |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as | |||||||||||
responsible entity for Voyage | 308,515 | 0.01% | ||||||||||
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as | |||||||||||
responsible entity for Wealthtrac | 94,483 | 0.00% | ||||||||||
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as | |||||||||||
responsible entity for PortfolioOne | 432,438 | 0.02% | ||||||||||
Aggregation | 21,598,221 | 0.76% | ||||||||||
5. Changes in Voting | Particulars of change in voting shares in ANZ in respect of which its controlled entities | |||||||||||
Shares | are or were entitled since ANZ was last required to give a notice to the ASX are: | |||||||||||
Controlled | ||||||||||||
Date of | Entity entitled | Consideration | Number of | |||||||||
whose | Nature of Change | given in relation to | Class of Share | |||||||||
Change | Shares | |||||||||||
shareholding | change ($) | |||||||||||
changed | ||||||||||||
OnePath Funds | ||||||||||||
Management Ltd | ||||||||||||
as responsible | ||||||||||||
entity for | On-market | Ordinary fully | ||||||||||
4/10/2019 | OnePath | 35,658.80 | 1,312 | |||||||||
purchase | paid | |||||||||||
Australian | ||||||||||||
Shares - | ||||||||||||
Imputation | ||||||||||||
Index Pool | ||||||||||||
OnePath | ||||||||||||
Custodians Pty | ||||||||||||
4/10/2019 | Ltd as | On-market sale | 1,627.99 | Ordinary fully | -61 | |||||||
responsible | paid | |||||||||||
entity for | ||||||||||||
Dominion | ||||||||||||
The change in | ||||||||||||
holding occurred as | ||||||||||||
a result of shares | ||||||||||||
ANZEST Pty Ltd | under the Plan | |||||||||||
being forfeited due | ||||||||||||
as Trustee for | ||||||||||||
to cessation of an | ||||||||||||
ANZ Employee | Ordinary fully | |||||||||||
7/10/2019 | individual's | Not applicable | 106 | |||||||||
Share | paid | |||||||||||
employment or | ||||||||||||
Acquisition Plan | ||||||||||||
vesting conditions | ||||||||||||
(the "Plan") | ||||||||||||
not being met and | ||||||||||||
/ or shares being | ||||||||||||
allocated under the | ||||||||||||
Plan | ||||||||||||
ANZ Custodial | ||||||||||||
Services New | ||||||||||||
7/10/2019 | Zealand Limited | On-market sale | 4,679.27 | Ordinary fully | -162 | |||||||
as trustee for | paid | |||||||||||
various private | ||||||||||||
clients | ||||||||||||
OnePath | ||||||||||||
Custodians Pty | ||||||||||||
8/10/2019 | Ltd as | On-market | 4,973.92 | Ordinary fully | 179 | |||||||
responsible | purchase | paid | ||||||||||
entity for | ||||||||||||
Voyage |
OnePath | |||||
Custodians Pty | |||||
8/10/2019 | Ltd as | On-market sale | 5,837.89 | Ordinary fully | -214 |
responsible | paid | ||||
entity for | |||||
Wealthtrac | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 469.23 | Ordinary fully | -16 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 469.23 | Ordinary fully | -16 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market | 19,824.99 | Ordinary fully | 676 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 3,196.63 | Ordinary fully | -109 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market | 9,560.57 | Ordinary fully | 326 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 234.62 | Ordinary fully | -8 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 2,404.81 | Ordinary fully | -82 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 3,548.55 | Ordinary fully | -121 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 29.33 | Ordinary fully | -1 |
as trustee for | paid | ||||
various private | |||||
clients |
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 1,290.38 | Ordinary fully | -44 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 1,319.71 | Ordinary fully | -45 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 1,173.08 | Ordinary fully | -40 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 2,287.50 | Ordinary fully | -78 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 674.52 | Ordinary fully | -23 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 733.17 | Ordinary fully | -25 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 615.86 | Ordinary fully | -21 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 1,349.04 | Ordinary fully | -46 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market | 4,662.98 | Ordinary fully | 159 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
9/10/2019 | Zealand Limited | On-market sale | 1,964.90 | Ordinary fully | -67 |
as trustee for | paid | ||||
various private | |||||
clients |
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ANZ - Australia & New Zealand Banking Group Ltd. published this content on 18 October 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 October 2019 04:33:07 UTC