3D Resources : Proposed issue of securities - DDD

Proposed issue of securities

Announcement Summary

For personal use only

Entity name

3D RESOURCES LIMITED

Announcement Type

New announcement

Date of this announcement

4/2/2022

The Proposed issue is:

A placement or other type of issue

Total number of +securities proposed to be issued for a placement or other type of issue

		Maximum Number of
ASX +security code	+Security description	+securities to be issued
New class-code to be	Unlisted Options, exercise price $0.005, expiry 31 May 2024	130,000,000
confirmed
DDD	ORDINARY FULLY PAID	300,000,000

Proposed +issue date

8/2/2022

Refer to next page for full details of the announcement

Proposed issue of securities

1 / 7

Proposed issue of securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of +Entity

3D RESOURCES LIMITED

We (the entity named above) give ASX the following information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules.

If the +securities are being offered under a +disclosure document or +PDS and are intended to be quoted on ASX, we also apply for quotation of all of the +securities that may be issued under the +disclosure document or +PDS on the terms set out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final number of +securities issued under the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, we will complete and lodge with ASX an Appendix 2A online form notifying ASX of their issue and applying for their quotation).

1.2	Registered Number Type	Registration Number
ABN	15120973775
1.3	ASX issuer code
DDD

1. The announcement is New announcement
2. Date of this announcement

4/2/2022

1.6 The Proposed issue is:

A placement or other type of issue

Proposed issue of securities

2 / 7

Proposed issue of securities

Part 7 - Details of proposed placement or other issue

only
	Part 7A - Conditions
		7A.1 Do any external approvals need to be obtained or other conditions satisfied before the placement or other
		type of issue can proceed on an unconditional basis?
use	No
	Part 7B - Issue details
		Is the proposed security a 'New	Will the proposed issue of this
		class' (+securities in a class that is	+security include an offer of
		not yet quoted or recorded by ASX)	attaching +securities?
personal	or an 'Existing class' (additional	Yes
securities in a class that is already
consideration?
		quoted or recorded by ASX)?
		Existing class
	Details of +securities proposed to be issued
		ASX +security code and description
		DDD : ORDINARY FULLY PAID
		Number of +securities proposed to be issued
		300,000,000
		Offer price details
		Are the +securities proposed to be issued being issued for a cash
For	Yes
In what currency is the cash	What is the issue price per
		consideration being paid?	+security?
		AUD - Australian Dollar	AUD 0.00300

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class?

Yes

Proposed issue of securities

3 / 7

Proposed issue of securities

Attaching +Security

Is the proposed attaching security a 'New class' (+securities in a class that is not yet quoted or recorded by ASX) or an 'Existing class' (additional +securities in a class that is already quoted or recorded by ASX)?

New class

only
Attaching +Security - New class (+securities in a class that is not yet quoted or recorded by ASX)
	Details of attaching +securities proposed to be issued
use	ISIN Code (if Issuer is a foreign company and +securities are non CDIs)
Have you received confirmation from ASX that the terms		Will the entity be seeking quotation of the 'new' class o
	of the proposed +securities are appropriate and		+securities on ASX?
	equitable under listing rule 6.1?		No
	No
	ASX +security code		+Security description
	New class-code to be confirmed		Unlisted Options, exercise price $0.005, expiry 31 May
personal			2024
+Security type
	Options
	Number of +securities proposed to be issued
	130,000,000
	Offer price details
	Are the +securities proposed to be issued being issued for a cash consideration?
	No
	Please describe the consideration being provided for the +securities
	120.000.000 issued for every 5 Shares issued under the Placement investors will receive 2 free attaching options.
	10,000,000 issued as part consideration for services provided in relation to the capital raise.
For	Please provide an estimate of the AUD equivalent of the consideration being provided for the +securities
Will all the +securities issued in this class rank equally in all respects from their issue date?

Yes

Proposed issue of securities

4 / 7

Proposed issue of securities

Options details

+Security currency AUD - Australian Dollar

only		Exercise price	Expiry date
	AUD 0.0050	31/5/2024
			Details of the type of +security that will be issued if the option is exercised
			DDD : ORDINARY FULLY PAID
			Number of securities that will be issued if the option is exercised
			130,000,000
use
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities
			proposed to be issued or provide the information by separate announcement.
personal	placement capacity under listing rule 7.1?
	P rt 7C - Timetable
		7C.1 Proposed +issue date
		8/2/2022
	Part 7D - Listing Rule requirements
		7D.1 Has the entity obtained, or is it obtaining, +security holder approval for the entire issue under listing rule 7.1?
			No
		7D.1b Are any of the +securities proposed to be issued without +security holder approval using the entity's 15%
For		Yes
	Yes
		7D.1b ( i ) How many +securities are proposed to be issued without security holder approval using the entity's 15%
		placement capacity under listing rule 7.1?
		130,000,000 unlisted options
		7D.1c Are any of the +securities proposed to be issued without +security holder approval using the entity's
		additional 10% placement capacity under listing rule 7.1A (if applicable)?
		7D.1c ( i ) How many +securities are proposed to be issued without +security holder approval using the entity's
		additional 10% placement capacity under listing rule 7.1A?
		300,000,000
		7D.1c ( ii ) Please explain why the entity has chosen to do a placement rather than a +pro rata issue or an offer
	Proposed issue of securities	5 / 7