4SC : Information pursuant to Section 125 para. 1 German Stock Corporation Act (AktG) in connection with Section 125 para. 5 AktG, Article 4 para. 1 and Table 3 of the Annex to Implementing Regulation (EU) 2018/1212

Annual general meeting of 4SC AG on 20 June 2024

Convenience Translation

Information pursuant to section 125 para. 1 German Stock Corporation Act (AktG) in connection with section 125 para. 5 AktG, article 4 para. 1 and table 3 of the annex to Implementing Regulation (EU) 2018/1212

Type of Information		Description
	A. Specification of the message
1. Unique identifier of the event		VSC062024oHV
2. Type of message		Meeting notice of a general meeting
		[format pursuant to Implementing Regulation (EU) 2018/1212: NEWM]
	B. Specification of the issuer
1. ISIN		DE000A3E5C40
2. Name of issuer		4SC AG
	C. Specification of the meeting
1. Date of the general meeting		20.06.2024
		[format pursuant to Implementing Regulation (EU) 2018/1212:
		20240620]
2. Time of the general meeting		11:00 hours (CEST)
		[format pursuant to Implementing Regulation (EU) 2018/1212:
		09:00 UTC]
3. Type of the general meeting		Ordinary annual general meeting
		[format pursuant to Implementing Regulation (EU) 2018/1212: GMET]
4. Location of the general meeting		Konferenzraum "Ellipse" des Innovations- und Gründerzentrums
		Biotechnologie (IZB), Am Klopferspitz 19, 82152 Planegg-Martinsried,
		Germany
5. Record Date		29.05.2024, 24:00 hrs. (CEST)
		[format pursuant to Implementing Regulation (EU) 2018/1212:
		20240529]
6. Uniform Resource Locator (URL)		www.4sc.de/investoren/hauptversammlung
	D. Participation in the general meeting

D. Participation in the general meeting - Voting in person on site

1. Method of participation by shareholder	Voting in person on site
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	PH; ISO 20022: PHYS]
2. Issuer deadline for the notification of participation	13.06.2024, 24:00 hours (CEST)
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240613; 22:00 UTC]
3. Issuer deadline for voting	20.06.2024, until the end of voting
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240620; until the end of voting]

1

Annual general meeting of 4SC AG on 20 June 2024

Convenience Translation

D. Participation in the general meeting - proxies nominated by the Company

1. Method of participation by shareholder	Exercising the right to vote by granting authority and issuing instructions
	to the proxies nominated by the Company
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	PX; ISO 20022: PRXY]
2. Issuer deadline for the notification of participation	13.06.2024, 24:00 hours (CEST)
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240613; 22:00 UTC]
3. Issuer deadline for voting	Granting authority (with voting instructions) to the proxies nominated by
	the Company

1. • in writing or in text form by postal mail, fax, email or the password- protected internet service at www.4sc.de/investoren/hauptversammlung by
     19.06.2024, 24:00 hours (CEST)
     [format pursuant to Implementing Regulation (EU) 2018/1212: 20240619; 22:00 UTC]
   • if attending the Annual General Meeting in person on 20.06.2024, until the start of voting
     [format pursuant to Implementing Regulation (EU) 2018/1212: 20240620; until the start of voting]
2. Participation in the general meeting - proxy authorization

1. Method of participation by shareholder	Exercising the right to vote through an authorized third party
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	PX; ISO 20022: PRXY]
2. Issuer deadline for the notification of participation	13.06.2024, 24:00 hours (CEST)
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240613; 22:00 UTC]
3. Issuer deadline for voting	Exercise of voting rights by the authorised third party on
	20.06.2024, until the end of voting at the Annual General Meeting
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240620; until the end of voting]
	Exercising of voting rights by the proxy through granting sub-proxies
	and issuing instructions to the proxies nominated by the Company:
	• in writing or in text form by postal mail, fax, email or the password-
	protected internet service at
	www.4sc.de/investoren/hauptversammlung by
	19.06.2024, 24:00 hours (CEST)
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240619; 22:00 UTC]
	• if attending the Annual General Meeting in person on
	20.06.2024, until the start of voting
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240620; until the start of voting]

2

Annual general meeting of 4SC AG on 20 June 2024

Convenience Translation

	E. Agenda
E. Agenda - item 1
1. Unique identifier of the agenda item	1
2. Title of the agenda item	Presentation of the adopted annual financial statements as at
	31 December 2023 and the management report for the financial year
	2023, including the explanatory report of the Executive Board on the
	disclosures pursuant to § 289a HGB and the report of the Supervisory
	Board for the financial year 2023
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote
5. Alternative voting options
E. Agenda - item 2
1. Unique identifier of the agenda item	2
2. Title of the agenda item	Resolution on the discharge of the Management Board for the financial
	year 2023
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote	Binding vote
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	BV; ISO 20022: BNDG]
5. Alternative voting options	Vote in favour, Vote against, Abstention
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	VF, VA, AB; ISO 20022: CFOR, CAGS, ABST]
E. Agenda - item 3
1. Unique identifier of the agenda item	3
2. Title of the agenda item	Resolution on the discharge of the Supervisory Board for the financial
	year 2023
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote	Binding vote
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	BV; ISO 20022: BNDG]
5. Alternative voting options	Vote in favour, Vote against, Abstention
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	VF, VA, AB; ISO 20022: CFOR, CAGS, ABST]

3

Annual general meeting of 4SC AG on 20 June 2024

Convenience Translation

E. Agenda - item 4

1. Unique identifier of the agenda item	4
2. Title of the agenda item	Resolution on the appointment of the auditor for the financial year 2024
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote	Binding vote
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	BV; ISO 20022: BNDG]
5. Alternative voting options	Vote in favour, Vote against, Abstention
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	VF, VA, AB; ISO 20022: CFOR, CAGS, ABST]
E. Agenda - item 5
1. Unique identifier of the agenda item	5
2. Title of the agenda item	Presentation of the Remuneration Report 2023 for discussion
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote
5. Alternative voting options
E. Agenda - item 6
1. Unique identifier of the agenda item	6
2. Title of the agenda item	Resolution on the amendment of Section 15 (5) sentence 3 of the
	Articles of Association due to a change in the law
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote	Binding vote
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	BV; ISO 20022: BNDG]
5. Alternative voting options	Vote in favour, Vote against, Abstention
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	VF, VA, AB; ISO 20022: CFOR, CAGS, ABST]

4

Annual general meeting of 4SC AG on 20 June 2024

Convenience Translation

E. Agenda - item 7.1

1. Unique identifier of the agenda item	7.1
2. Title of the agenda item	Resolution on the reduction of Conditional Capital VIII and IX and
	corresponding amendment to the Articles of Association - Revision of
	Section 5 (4) of the Articles of Association (Conditional Capital VIII)
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote	Binding vote
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	BV; ISO 20022: BNDG]
5. Alternative voting options	Vote in favour, Vote against, Abstention
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	VF, VA, AB; ISO 20022: CFOR, CAGS, ABST]
E. Agenda - item 7.2
1. Unique identifier of the agenda item	7.2
2. Title of the agenda item	Resolution on the reduction of Conditional Capital VIII and IX and
	corresponding amendment to the Articles of Association - 7.2 Revision
	of Section 5 (5) of the Articles of Association (Conditional Capital IX)
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote	Binding vote
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	BV; ISO 20022: BNDG]
5. Alternative voting options	Vote in favour, Vote against, Abstention
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	VF, VA, AB; ISO 20022: CFOR, CAGS, ABST]
E. Agenda - item 8
1. Unique identifier of the agenda item	8
2. Title of the agenda item	Resolution on the cancellation of the existing Authorised Capital 2021/I
	and the creation of new Authorised Capital 2024/I for general purposes
	against cash and/or non-cash contributions with the authorisation to
	exclude subscription rights and corresponding amendment to the
	Articles of Association
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote	Binding vote
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	BV; ISO 20022: BNDG]
5. Alternative voting options	Vote in favour, Vote against, Abstention
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	VF, VA, AB; ISO 20022: CFOR, CAGS, ABST]

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Annual general meeting of 4SC AG on 20 June 2024

Convenience Translation

E. Agenda - item 9

1. Unique identifier of the agenda item	9
2. Title of the agenda item	Resolution on the granting of a new authorisation for the Management
	Board to issue convertible bonds, bonds with warrants, profit
	participation rights and/or participating bonds (or combinations of these
	instruments), to exclude subscription rights and on the creation of new
	Contingent Capital 2024/I and corresponding amendments to the
	Articles of Association
3. Uniform Resource Locator (URL) of the materials	www.4sc.de/investoren/hauptversammlung
4. Vote	Binding vote
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	BV; ISO 20022: BNDG]
5. Alternative voting options	Vote in favour, Vote against, Abstention
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	VF, VA, AB; ISO 20022: CFOR, CAGS, ABST]

F. Specification of the deadlines regarding the exercise of other shareholders rights

F. Shareholder right - motions for additions to the agenda

1. Object of deadline	Submission of requests for additions to the agenda
2. Applicable issuer deadline	20.05.2024, 24:00 hours (CEST) (time of receipt decisive)
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240520; 22:00 UTC]
F. Shareholder right - countermotions
1. Object of deadline	Submission of countermotions to proposed resolutions on items on the
	agenda
2. Applicable issuer deadline	For countermotions to be made available to other shareholders:
	05.06.2024, 24:00 hours (CEST) (time of receipt decisive)
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240605; 22:00 UTC]
	For countermotions during the Annual General Meeting:
	20.06.2024
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240620]

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Annual general meeting of 4SC AG on 20 June 2024

Convenience Translation

F. Shareholder right - election proposals

1. Object of deadline	Submission of election proposals for the election of supervisory board
	members or auditors
2. Applicable issuer deadline	For election proposals to be made available to other shareholders:
	05.06.2024, 24:00 hours (CEST) (time of receipt decisive)
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240605; 22:00 UTC]
	For election proposals during the Annual General Meeting:
	20.06.2024
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240620]
F. Shareholder right - right to information
1. Object of deadline	Request for information on company matters (section 131 (1) AktG)
2. Applicable issuer deadline	On 20.06.2024 from the opening of the Annual General Meeting until
	the closing of the requests to speak by the chairman of the meeting
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240620; from the opening of the Annual General Meeting until the
	closing of the requests to speak by the chairman of the meeting]
F. Shareholder right - filing of objections
1. Object of deadline	filing of objections against resolutions of the general meeting
2. Applicable issuer deadline	On 20.06.2024 from the beginning of the general meeting until its
	closing by the chairman of the meeting.
	[format pursuant to Implementing Regulation (EU) 2018/1212:
	20240620; from the beginning of the general meeting until its closing by
	the chairman of the general meeting]

7