Tom Wu

Wellington West Capital Markets is an institutional equities firm headquartered in Toronto, Ontario with an additional office in Calgary. The firm is a subsidiary Wellington West Capital, Inc., a full-service brokerage, financial planning, asset management and capital markets services firm. Wellington West Capital Markets focuses on providing value-added equity research ideas combined with strong execution in trading and corporate finance. Wellington West focuses on the mining, energy, technology and gaming sectors as well as a broad range of business trust and special situations. They are a member of the Investment Industry Regulatory Organization of Canada (IIROC), the Toronto Stock Exchange, the TSX Venture Exchange and the Canadian Investor Protection Fund.

National Bank Financial, Inc. (Broker) (NBF-Broker) is the broker/dealer division of National Bank Financial, Inc., a Canadian mutual fund manager headquartered in Montréal, Quebec. The firm was founded in 1902 and is a direct subsidiary of National Bank Acquisition Holding, Inc., ultimately owned by National Bank of Canada (TSX: NA). NBF-Broker provides retail advisory and brokerage services with institutional brokerage, investment banking, corporate finance and securities clearing services for third parties. The firm has a substantial presence in all regions of Canada, as well as operations in the US and Europe.