Tom Smith
Profile
Thomas Joseph Smith worked as an Investment Analyst at Nicholas-Applegate Capital Management from 1995 to 2005.
Prior to that, he was a Principal at Wells Fargo Bank NA from 1991 to 1994 and a Principal at Dunham & Associates Investment Counsel, Inc. He also worked as a Senior Vice President & Senior Portfolio Manager at Financial Sense Advisors, Inc. and as a Senior Investment Management Analyst at HighTower Advisors LLC.
Mr. Smith received an undergraduate degree from San Diego State University.
Former positions of Tom Smith
| Companies | Position | End |
|---|---|---|
HighTower Advisors LLC
 HighTower Advisors LLC Investment ManagersFinance HighTower Advisors LLC (HTA) is a SEC-registered investment advisor headquartered in Chicago, Illinois and has offices throughout the US. The firm was founded in 2008 by Elliot Weissbluth, Peter (Todd) Lyon, and Eugene Lerner. They are a wholly owned subsidiary of Hightower Holding LLC. HTA provides investment advisory services to institutions (which include ERISA), and ultra-high and high net worth individuals. | Analyst-Equity | - |
Dunham & Associates Investment Counsel, Inc.
 Dunham & Associates Investment Counsel, Inc. Investment ManagersFinance Dunham & Associates Investment Counsel, Inc. (DAIC) is a SEC-registered investment advisor headquartered in San Diego, California. The firm was founded by Jeffrey A. Dunham in 1985 and is wholly owned by Dunham & Associates Holdings, Inc. DAIC offers four types of advisory services: mutual funds, wrap programs, separately managed accounts (SMAs) and investment consulting services. | Corporate Officer/Principal | - |
Financial Sense Advisors, Inc.
 Financial Sense Advisors, Inc. Investment ManagersFinance Financial Sense Advisors, Inc. (FSA) is a SEC-registered investment advisor headquartered in San Diego, California. The firm was founded by James “Jim” Puplava in 1985 and is a subsidiary of Financial Sense Wealth Management, Inc. FSA provides investment supervisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and other business entities. | Portfolio Manager-Equities | - |
| Dean Witter Reynolds, Inc. | Corporate Officer/Principal | 31/12/1994 |
Wells Fargo Bank NA
 Wells Fargo Bank NA Major BanksFinance Wells Fargo Bank, NA provides investment advisory services. It offers banking, insurance, investments, mortgage, and consumer finance services. The company is headquartered in Sioux Falls, SD. | Corporate Officer/Principal | 31/12/1994 |
Training of Tom Smith
| San Diego State University | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 6 |
|---|---|
Nicholas-Applegate Capital Management
 Nicholas-Applegate Capital Management Investment ManagersFinance Founded in 1984, Nicholas-Applegate Capital Management is a registered investment advisor located in San Diego, California. The firm is a subsidiary of Allianz of America, Inc., and their ultimate parent is Allianz AG (NYSE: AZ). Nicholas-Applegate manages assets for individual and institutional investors including corporate and government retirement plans, foundations, endowments and mutual fund families. | Finance |
Wells Fargo Bank NA
Wells Fargo Bank NA Major BanksFinance Wells Fargo Bank, NA provides investment advisory services. It offers banking, insurance, investments, mortgage, and consumer finance services. The company is headquartered in Sioux Falls, SD. | Finance |
Dunham & Associates Investment Counsel, Inc.
Dunham & Associates Investment Counsel, Inc. Investment ManagersFinance Dunham & Associates Investment Counsel, Inc. (DAIC) is a SEC-registered investment advisor headquartered in San Diego, California. The firm was founded by Jeffrey A. Dunham in 1985 and is wholly owned by Dunham & Associates Holdings, Inc. DAIC offers four types of advisory services: mutual funds, wrap programs, separately managed accounts (SMAs) and investment consulting services. | Finance |
Financial Sense Advisors, Inc.
Financial Sense Advisors, Inc. Investment ManagersFinance Financial Sense Advisors, Inc. (FSA) is a SEC-registered investment advisor headquartered in San Diego, California. The firm was founded by James “Jim” Puplava in 1985 and is a subsidiary of Financial Sense Wealth Management, Inc. FSA provides investment supervisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and other business entities. | Finance |
| Dean Witter Reynolds, Inc. | Finance |
HighTower Advisors LLC
HighTower Advisors LLC Investment ManagersFinance HighTower Advisors LLC (HTA) is a SEC-registered investment advisor headquartered in Chicago, Illinois and has offices throughout the US. The firm was founded in 2008 by Elliot Weissbluth, Peter (Todd) Lyon, and Eugene Lerner. They are a wholly owned subsidiary of Hightower Holding LLC. HTA provides investment advisory services to institutions (which include ERISA), and ultra-high and high net worth individuals. | Finance |
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