Stephen J. O'Sullivan

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Founded in 1985, Barclays Capital Asia Ltd. is a Chinese brokerage services company. Part of Barclays PLC, the company is based in Hong Kong, Hong Kong.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Credit Suisse (Hong Kong) Ltd. (CSHK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN; ADR: CS) in Switzerland. CSHK provides corporate and institutional investors with sales, trading, financing, prime services, and market-making in global equities, as well as equities-related securities, options, futures, risk management, and hedging products. Their client-focused platform offers issuer and investor clients access to distribution, trading, and origination capabilities across various markets globally.

Credit Suisse Securities (Europe) Ltd. (Credit Suisse Europe) is the Great Britain-based brokerage subsidiary of Credit Suisse Investment Holdings (UK), itself a subsidiary of Credit Suisse Group AG (SWX: CSGN) in Switzerland. The firm was founded in 1966 and formerly known as Credit Suisse First Boston (Europe) Ltd. Headquartered in London, Credit Suisse Europe arranges financing in international capital markets, provides financial advisory services and acts as a dealer in securities, derivatives and foreign exchange on a principal and agency basis for corporate and institutional investors.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

BOC International (China) Ltd. (Broker) (BOC Broker) is the brokerage division of BOC International (China) Ltd. The firm is headquartered in Shanghai and was founded in 2002. BOC Broker provides brokerage services to their clients.

CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates.

Goldman Sachs (Asia) LLC (South Korea) (Goldman Sachs Korea) is the South Korea-based securities brokerage subsidiary of Goldman Sachs (Asia) LLC, ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. Headquartered in Seoul, Goldman Sachs Korea was founded in 1998 and provides institutional clients with insight, risk management and execution services.

Part of Malayan Banking Bhd., MIB Securities (Hong Kong) Ltd. is a security brokers, dealers, and Chinese flotation company. The company is based in Hong Kong, Hong Kong. The company was founded in 1988. Kim Guan Teo has been the CEO of the company since 2015.

Part of Quam Plus International Financial Ltd., China Tonghai Securities Ltd. is a brokerage firm that provides brokerage services. The company is based in Hong Kong, Hong Kong. The Chinese company was founded in 1986. Kin Hing Lam has been the CEO of the company since 2001.

QBE Insurance (Australia) Ltd. (QBE Australia) is the insurance subsidiary of QBE Insurance Group Ltd. (ASX: QBE), a worldwide insurer and reinsurer. Originally founded in 1886 by James Burns and Robert Philp as The North Queensland Insurance Company Ltd., the QBE name is derived from three originating companies: Queensland Insurance, Bankers' and Traders' Insurance Company Ltd. and The Equitable Probate and General Insurance Co. Ltd. Headquartered in Sydney, QBE Australia provides a broad range of insurance products to personal, business, corporate and institutional customers.

Part of Citigroup, Inc., Citigroup Global Markets Singapore Pte Ltd. is a company that provides brokerage services. The company is based in Singapore, Singapore.

Australian Institute of Co. Directors is a non-profit organization that provides leadership on director issues. It offers governance education, director development, and advocacy. The organization was founded in January 1, 1990 and is headquartered in Sydney, Australia.

Citigroup Global Markets Asia Ltd. (CGMA) is a securities brokerage firm headquartered Hong Kong. They are a subsidiary of Citigroup Global Markets Hong Kong Holdings Ltd., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Formerly known as Citi Smith Barney, the firm was reorganized in 2008 when Citigroup combined their brokerage and private banking businesses. CGMA offers stock trading services to various institutional investors.

Macquarie Capital (Europe) Ltd. (MCEL) is the London-based subsidiary of Macquarie Group Ltd. (SY: MQG), a global provider of banking, financial, advisory, investment and fund management services. Operating as part of the Macquarie Capital Advisers division, MCEL provides investment advisory services in the UK and in continental Europe. In relation with Macquarie Securities Group, they provide access to Asia Pacific markets for European clients. In terms of research, MCEL supplies macro-economic, markets and stock level analysis to a diverse range of clients. Their capabilities cover equity, debt, ForEx, futures, metals and mining worldwide, economics and strategy. In 2009 Macquarie Group acquired the international brokerage firm Fox-Pitt Kelton Cochran Caronia Waller LLC. The London branch Fox-Pitt, Kelton Ltd. was absorbed into MCEL.

Catalyst Investments LP (Management) (Catalyst) is a private equity subsidiary of Cukierman & Co. founded in 1999 by Cukierman Edouard and Yair Shamir. The firm is headquartered in Tel Aviv, Israel.

Goldman Sachs (Asia) LLC (GS-Asia) is the Hong Kong-based brokerage subsidiary of Goldman Sachs Holdings (Hong Kong) Ltd., ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in New York City. Founded in 1984, GS-Asia provides market insight, risk management and execution services to institutional clients which includes asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, corporations, and governments.

Part of Mirae Asset Financial Group, Mirae Asset Securities (HK) Ltd. is a brokerage service. The company is based in Hong Kong, Hong Kong. The Chinese company was founded in 2007. The CEO is Sang-Joon Kim.

Real Imaging Holdings Ltd. provides cellular phone based short messaging services. The firm develops and markets mobile content and value added services. The company was founded by Boaz Arnon on June 3, 2002 and is headquartered in Airport City, Israel.

Real Imaging Ltd. develops imaging solution for breast cancer detection. It offers RUTH, a game-changing device for the detection of breast cancer; and Realimager3R, a non-invasive means for viewing and recording heat patterns generated by the human body. The company was founded in 2006 by Boaz Arnon and is headquartered in Lod, Israel.

Jefferies Hong Kong Ltd. is a securities brokerage firm headquartered in Hong Kong. The firm is a subsidiary of Jefferies Group LLC, which is owned by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. Jefferies Hong Kong is a client-focused full-service sales, trading and capital markets platform across all equity and fixed income securities. They provide an array of trading and execution services for their clients.

Part of Capital Ltd., MSALABS Ltd. is a Mauritian company that provides geochemical laboratory services for the exploration and mining sectors. The company is based in Ebene, Mauritius. The CEO of the company is Stuart Patrick Thomson.

Part of NatWest Group Plc, RBS Nominees (Hong Kong) Ltd. acts as a nominee/trust/depository. The company is based in Hong Kong, Hong Kong.

Part of Samsung Securities Co., Ltd., Samsung Securities (Asia) Ltd. is a brokerage company based in Hong Kong, Hong Kong. The Chinese company provides brokerage services. The company was founded in 2001. The CEO is Young Kyun Ko.

ACEN Australia Pty Ltd. is an Australian renewable energy company that funds health care, sports and recreation, emergency services, and recycling projects in Uralla. The joint venture company is based in Uralla, Australia. The company believes in a sustainable, inclusive, and resilient world where everyone has access to affordable renewable energy. ACEN represents the company's renewable energy assets and has over 1 GW capacity of large-scale renewable energy generation in construction and operations. The company was founded in 2016, and the CEO is David Pollington. ACEN Australia was acquired by AC Renewables International Pte Ltd. on February 2, 2023, for $180.64 million.