Shalabh Kumar Gupta

Finance

Profile

Prior to joining Rodman & Renshaw, Dr. Gupta was an advisor to Green Hills Ventures, an early stage, private equity fund based in New York, where he managed the life-sciences portfolio for the fund.
He has been the medical director for several early-stage medical device and biotechnology companies and is experienced in running FDA clinical trials.
Dr. Gupta is an attending physician at the NYU Medical Center and Rusk Institute of Rehabilitation Medicine and a faculty member at the NYU Post-Graduate School of Medicine.
He has worked in clinical research and has written and presented more than two dozen papers focused in the field of cardiac and pulmonary rehabilitation.
He has coordinated phase III and IV clinical trials at the NYU Medical Center for various pharmaceutical companies.
Dr. Gupta is a board certified physician with the American Board of Physical Medicine & Rehabilitation.
He did his internship in Internal Medicine, residency training in Physical Medicine and Rehabilitation and fellowship training in Cardiac and Pulmonary Rehabilitation at the NYU School of Medicine and Rusk Institute of Rehabilitation Medicine, NYU Medical Center.
He received his Masters in Public Administration in health management from the Wagner School of Public Services at NYU.
He also holds Series 7 and Series 86, 87 securities licenses.

Former positions of Shalabh Kumar Gupta

Companies	Position	End
Rodman & Renshaw LLC (Old) Rodman & Renshaw LLC (Old) Investment Banks/BrokersFinance Founded in 2003 by Cliff Rodman and Charles Renshaw, Rodman & Renshaw LLC is a full-service investment bank and broker/dealer located in New York City with an additional office in Boston. The firm is a subsidiary of Rodman & Renshaw Capital Group (NasdaqGM: RODM). The firm provides corporate finance, strategic advisory and related services to public and private companies across multiple sectors and regions. They also provide research and sales and trading services to institutional investors. Rodman & Renshaw is a leader in the PIPE and RD (registered direct offering) transaction markets. The firm's research focuses on Asia, clean technology, community & regional banks, energy, industrial and commercial services, life science/healthcare and metals and mining. Rodman & Renshaw is a member of the NASD and the SIPC.	Analyst-Equity	30/11/2007
UBS Securities LLC UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.	Analyst-Equity	-

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