Profile
Mr. Ralph R.
Scott is Chief Investment Officer at L&S Advisors, Inc. He draws upon his expertise in opportunistic, risk-managed investing and complex securities to actively manage portfolios for the firm’s high-net worth clients.
His distinguished career in asset management and securities law spans more than three decades.
Since the inception of L&S Advisors in 1979, Mr. Scott has played various financial management roles.
In his early career as Partner and Co-Founder, he managed a variety of funds and individual accounts using options, deal arbitrage, and hedge fund strategies.
He specialized in risk arbitrage during its peak in the late 70s through the 80s.
Following the acquisition of L&S Advisors in 1997 by Merrill Lynch, he continued to manage client portfolios under full discretion within the brokerage firm environment.
In May 2006, he and his partner, Mr. Sy Richard Lippman, reestablished L&S Advisors as a fee-only registered investment advisor (RIA).
Previously, Mr. Scott was a Senior Trial Attorney for the U.S.
Securities and Exchange Commission and was associated with the firm of Haberman, Klein and Kassoy as Of Counsel specializing in Securities Law and Securities Litigation.
He holds a B.A.
from the University of Vermont and a Juris Doctorate from George Washington University School of Law, Washington, D.C.
Rick Scott active positions
Companies | Position | Start |
---|---|---|
L&S Advisors, Inc.
L&S Advisors, Inc. Investment ManagersFinance L&S Advisors, Inc. (L&S) is an independent, SEC-registered asset management firm headquartered in Los Angeles, California. The firm was founded by Sy Lippman and Rick Scott in 2006. L&S offers a full suite of asset and wealth management services for a wide range of investors, from high-net worth individuals and families to institutions, foundations, 401(k)s, and pension and profit-sharing plans. | Founder | 01/05/2006 |
Former positions of Rick Scott
Companies | Position | End |
---|---|---|
Merrill Lynch & Co., Inc. | Corporate Officer/Principal | 30/04/2005 |
US Securities & Exchange Commission | Corporate Officer/Principal | - |
Training of Rick Scott
University of Vermont | Undergraduate Degree |
George Washington University Law School | Graduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 3 |
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L&S Advisors, Inc.
L&S Advisors, Inc. Investment ManagersFinance L&S Advisors, Inc. (L&S) is an independent, SEC-registered asset management firm headquartered in Los Angeles, California. The firm was founded by Sy Lippman and Rick Scott in 2006. L&S offers a full suite of asset and wealth management services for a wide range of investors, from high-net worth individuals and families to institutions, foundations, 401(k)s, and pension and profit-sharing plans. | Finance |
US Securities & Exchange Commission | Finance |
Merrill Lynch & Co., Inc. | Finance |
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