Richard H Adler
Chief Executive Officer at Red Arrow Capital LLC
Net worth: 151 057 $ as of 31/05/2024
Network origin in Richard H Adler first degree
Entity | Entity type | Industry | |
---|---|---|---|
Lind Capital Partners Municipal Credit Income Fund
7
| Unknown | 7 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Richard H Adler via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
Nuveen Investments, Inc.
Nuveen Investments, Inc. Financial ConglomeratesFinance Nuveen Investments, Inc. provides investment management and related services to retail and institutional investors. It offers investment management capabilities across a diversified set of asset classes and investment strategies through its investment management affiliates, including municipal bond, investment grade, global and high-yield bond, floating-rate bank loan, preferred securities, growth equity, value equity, global and international equity, equity income, core equity, equity index, quantitative and enhanced equity, asset allocation, balanced strategies, real asset and commodity. The company was founded by John Nuveen in 1898 and is headquartered in Chicago, IL. | Financial Conglomerates | Corporate Officer/Principal | |
State Street Bank & Trust Co.
State Street Bank & Trust Co. Investment ManagersFinance State Street Bank & Trust Co. (SSBT) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1792 and is owned by State Street Corp. (NYSE: STT). SSBT serves as the administrator, fund accountant and transfer agent for the WisdomTree Bitcoin Fund, an exchange-traded fund. | Investment Managers | General Counsel | |
BNY MELLON HIGH YIELD STRATEGIES FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
Raymond James & Associates, Inc.
Raymond James & Associates, Inc. Financial ConglomeratesFinance Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors. | Financial Conglomerates | Corporate Officer/Principal | |
Ultimus Fund Solutions LLC
Ultimus Fund Solutions LLC Investment ManagersFinance Ultimus Fund Solutions LLC provides investment firms with customizable, full-service administration, accounting, and investor servicing solutions. Ultimus Fund Solutions was founded in 1999 by Bob G. Dorsey, Mark Seger, and John Splain, and is based in Cincinnati, OH. The company's services include portfolio administration and accounting, modern investor servicing tools, comprehensive compliance programs, tax, auditing, and distribution support. Ultimus Fund Solutions helps investment managers launch and operate successful ETFs, and provides tax reporting services to funds, co-investment entities, general partners, and management companies. The company also offers outsourcing management company administration services solutions, which reduce the resources needed to support an in-house accounting team. The company has subsidiaries in the United States and Russian Federation. Gary Tenkman has been the CEO of the company since 2014. | Investment Managers | Corporate Officer/Principal General Counsel | |
Deutsche Bank AG, New York Branch
Deutsche Bank AG, New York Branch Regional BanksFinance Deutsche Bank AG provides financial and banking services. It also offers commercial and investment banking services. The company is headquartered in New York, NY. | Regional Banks | Corporate Officer/Principal | |
NatWest Markets Securities, Inc.
NatWest Markets Securities, Inc. Investment Banks/BrokersFinance Founded in 1985, NatWest Markets Securities, Inc. is a financial services and brokerage firm headquartered in Stamford, Connecticut. The firm is a subsidiary of RBS Holdings USA, Inc. and their ultimate parent is the Royal Bank of Scotland Plc (LSE: RBS). The firm was formerly known as RBS Securities, Inc., RBS Greenwich Capital, and Greenwich Capital Markets, Inc. NatWest is an institutional fixed-income firm that provides a full range of debt capital markets services to both those seeking to raise capital and those seeking to invest it. The firm is an industry leader in the U.S. Treasury, agency and MBS markets and in providing real estate and asset-backed financing to their clients. NatWest also provides futures brokerage services and trade strategies to select clients. | Investment Banks/Brokers | Corporate Officer/Principal | |
Mutual Fund Series Trust
Mutual Fund Series Trust Investment Trusts/Mutual FundsMiscellaneous Mutual Fund Series Trust provides fund related services. It offers investment of securities which has credit rating for these securities could also be further seen after they are purchased by a Fund. The company is headquartered in Elkhorn, NE. | Investment Trusts/Mutual Funds | Director of Finance/CFO | |
BANK OF NEW YORK MELLON CORPORATION (THE) | Investment Banks/Brokers | Corporate Officer/Principal | |
360 Funds | Investment Trusts/Mutual Funds | Director/Board Member | |
Predex
Predex Investment Trusts/Mutual FundsMiscellaneous Predex is a closed-end management investment company. It engages in a continuous offering of shares and operates as an interval fund that offers to make quarterly repurchases of shares at net asset value. Its investment objective is to seek consistent current income while secondarily seeking long-term capital appreciation with moderate volatility. The company was founded on February 5, 2013 and is headquartered in Cincinnati, OH. | Investment Trusts/Mutual Funds | Compliance Officer | |
Titan Series Trust
Titan Series Trust Investment Trusts/Mutual FundsMiscellaneous Titan Series Trust is an open-ended management investment company. It is authorized to issue an unlimited number of shares of beneficial interest, which may be divided into different series and classes. The company is headquartered in Rye Brook, NY. | Investment Trusts/Mutual Funds | Treasurer | |
ALTEGRIS KKR COMMITMENTS FUND | Investment Managers | Compliance Officer | |
Nomura Securities International, Inc.
Nomura Securities International, Inc. Investment Banks/BrokersFinance Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors. | Investment Banks/Brokers | Corporate Officer/Principal | |
Kenyon College | College/University | Undergraduate Degree Undergraduate Degree | |
Tufts University | College/University | Undergraduate Degree | |
Lind Capital Partners LLC
Lind Capital Partners LLC Investment ManagersFinance Lind Capital Partners LLC (LCP) is an independent, SEC-registered investment advisor headquartered in Evanston, Illinois. The firm was founded in 2008 by Bob Lind and Dave Murdoch. LCP manages portfolios primarily comprised of high yield tax-exempt municipal bonds for separately managed account (SMA) clients and a registered interval fund. | Investment Managers | Founder Founder Analyst-Fixed Income | |
Northern Lights Compliance Services LLC
Northern Lights Compliance Services LLC Investment ManagersFinance Northern Lights Compliance Services LLC is a company that specializes in providing investment firms with institutional-level fund servicing. The company is based in Hauppauge, NY. The company offers a comprehensive list of services, including portfolio administration and accounting, modern investor servicing tools, compliance programs, tax, auditing, and distribution support. | Investment Managers | Compliance Officer | |
The University of Chicago Booth School of Business | College/University | Masters Business Admin Masters Business Admin | |
Backcountry Investment Partnership 3 LP
Backcountry Investment Partnership 3 LP Financial ConglomeratesFinance Backcountry Investment Partnership 3 LP functions as pooled investment fund. The company is headquartered in Northfield, IL. | Financial Conglomerates | Director/Board Member Director/Board Member | |
Tom Schmidt & Associates Consulting, LLC | Corporate Officer/Principal |
Statistics
International
United States | 23 |
Sectoral
Finance | 14 |
Miscellaneous | 6 |
Consumer Services | 4 |
Operational
Corporate Officer/Principal | 11 |
Compliance Officer | 5 |
Director/Board Member | 4 |
Founder | 4 |
Portfolio Manager-Fixed Income | 3 |
Most connected contacts
Insiders | |
---|---|
Bob Lind | 9 |
Dave Murdoch | 7 |
Erik D. Naviloff | 5 |
William Kimme | 4 |
Khimmara Greer | 4 |
Anthony Chun | 3 |
Thomas Schmidt | 3 |
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