Raymond Edward Baxter
Chief Investment Officer at B&L Asset Management LLC
Profile
Mr. Raymond E.
Baxter is a Chief Investment Officer & Chief Compliance Officer at B&L Asset Management LLC.
He responsibilities include oversight of firm-wide investment risks and on-going reviews of external sub-advisors and their investment compliance programs.
As Chief Compliance Officer, he oversees the Company’s compliance policies and procedures.
He advises and represents clients in matters of corporate and securities law and mergers and acquisitions, as well as matters of a general corporate nature.
He represents investment advisory firms, both federally (SEC) and state registered, in all matters ranging from their organization, licensing/registration, products and services offered, client contract negotiations, operations, and compliance.
In addition, he has extensive experience representing both lenders and borrowers in documenting secured and unsecured commercial loans of all sizes as well as in loan workouts and restructurings.
He has also represented mortgage lenders and brokers in regulatory and compliance matters.
Mr. Baxter was previously employed as a Principal by Cahill Gordon & Reindel LLP.
He received his undergraduate degree from Brandeis University and a graduate degree from New York University.
Raymond Edward Baxter active positions
Companies | Position | Start |
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B&L Asset Management LLC
B&L Asset Management LLC Investment ManagersFinance B&L Asset Management LLC (dba Burns & Levinson Asset Management) is a SEC-registered investment advisor and wealth management firm headquartered in Boston, Massachusetts. The firm was founded in 1980 and is a wholly-owned subsidiary of Burns & Levinson LLP. Burns & Levinson Asset Management provides investment advisory services to individuals, trusts, estates, charitable organizations, and corporations. | Chief Investment Officer | - |
Former positions of Raymond Edward Baxter
Companies | Position | End |
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Cahill Gordon & Reindel LLP
Cahill Gordon & Reindel LLP Miscellaneous Commercial ServicesCommercial Services Cahill Gordon & Reindel LLP provides legal services. Its practice areas include antitrust, bankruptcy and restructuring, corporate governance and investigations, crisis advisory and management, employee benefits, insurance, intellectual property, litigation, media, real estate, tax, and trusts. The company was founded by Joseph P. Cotton, George S. Franklin, William G. McAdoo and Francis McAdoo in 1919 and is headquartered in New York, NY. | Corporate Officer/Principal | - |
Training of Raymond Edward Baxter
New York University | Graduate Degree |
Brandeis University | Undergraduate Degree |
Experiences
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Private companies | 2 |
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B&L Asset Management LLC
B&L Asset Management LLC Investment ManagersFinance B&L Asset Management LLC (dba Burns & Levinson Asset Management) is a SEC-registered investment advisor and wealth management firm headquartered in Boston, Massachusetts. The firm was founded in 1980 and is a wholly-owned subsidiary of Burns & Levinson LLP. Burns & Levinson Asset Management provides investment advisory services to individuals, trusts, estates, charitable organizations, and corporations. | Finance |
Cahill Gordon & Reindel LLP
Cahill Gordon & Reindel LLP Miscellaneous Commercial ServicesCommercial Services Cahill Gordon & Reindel LLP provides legal services. Its practice areas include antitrust, bankruptcy and restructuring, corporate governance and investigations, crisis advisory and management, employee benefits, insurance, intellectual property, litigation, media, real estate, tax, and trusts. The company was founded by Joseph P. Cotton, George S. Franklin, William G. McAdoo and Francis McAdoo in 1919 and is headquartered in New York, NY. | Commercial Services |
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