Profile

Mr. Philip T.
Frank is Chief Compliance Officer & General Counsel at Family Management Corp.
Mr. Frank joined FMC in March, 2011.
Prior to this, he held legal and compliance positions at Constellation Wealth Advisors, LLC (March 2008 to April 2011).
Mr. Frank began his career in 1994 as a staff attorney and compliance examiner at FINRA.
He later served for five years as Regulatory Counsel for Crown Financial Group, Inc. a broker/dealer and NASDAQ market maker.
Additionally, he served as Chief Compliance Officer for ABP Investments US, Inc. and as a consultant to the Office of General Counsel of Brown Brothers Harriman & Co. Mr. Frank received a BS in Business Finance from Marist College in 1991 and earned his JD from St. John's University in 1994.

Former positions of Phil T. Frank

CompaniesPositionEnd
Corporate Officer/Principal 01/04/2011
Corporate Officer/Principal -
Corporate Officer/Principal -
General Counsel -
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Training of Phil T. Frank

Marist College Undergraduate Degree
St. John's University Graduate Degree

Experiences
Positions held

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Listed companies

Private companies

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Connections

70

1st degree connections

6

1st degree companies

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Female

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Executives

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Linked companies

Private companies4

Finance

Finance

Finance

Finance

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