Nicholas Dalmaso
Chief Executive Officer at Sound Capital Distributors LLC
Network origin in Nicholas Dalmaso first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Claymore Securities, Inc.
 Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients.
26
| Extinct | Investment Managers | 26 |
Van Kampen Investments, Inc.
 Van Kampen Investments, Inc. Investment ManagersFinance Van Kampen Investments, Inc. operated an investment management company that offered management and supervision of assets, open-end and closed-end mutual funds, unit investment trusts, retirement products and investment platforms. It was founded in 1968 and was headquartered in Oakbrook Terrace, IL.
17
| Extinct | Investment Managers | 17 |
Destra Multi-Alternative Fund
 Destra Multi-Alternative Fund Investment Trusts/Mutual FundsMiscellaneous Destra Multi-Alternative Fund is a non-diversified and closed-end management fund, which invests in real estate investment trusts, debt and equity income securities, and alternative investment funds. It seeks capital appreciation with an emphasis on income generation. The company was founded on June 03, 2011 and is headquartered in Bozeman, MT.
8
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 |
BlueBay Destra International Event-Driven Credit Fund
 BlueBay Destra International Event-Driven Credit Fund Investment Trusts/Mutual FundsMiscellaneous BlueBay Destra International Event-Driven Credit Fund is a Closed-End Investment Company. The Company is headquartered in Bozeman, MT.
7
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 7 |
Nuveen Investments, Inc.
 Nuveen Investments, Inc. Financial ConglomeratesFinance Nuveen Investments, Inc. provides investment management and related services to retail and institutional investors. It offers investment management capabilities across a diversified set of asset classes and investment strategies through its investment management affiliates, including municipal bond, investment grade, global and high-yield bond, floating-rate bank loan, preferred securities, growth equity, value equity, global and international equity, equity income, core equity, equity index, quantitative and enhanced equity, asset allocation, balanced strategies, real asset and commodity. The company was founded by John Nuveen in 1898 and is headquartered in Chicago, IL.
5
| Subsidiary | Financial Conglomerates | 5 |
M1 Finance LLC
 M1 Finance LLC Financial ConglomeratesFinance Part of M1 Holdings, Inc., M1 Finance LLC offers digital banking tools for long-term investors. The company is based in Chicago, IL. The company provides M1 Spend, a high-yield checking account, debit card, and credit card for the modern investor. M1 Plus is a membership that gives the best rates and tools that M1 has to offer. The company allows users to transfer their accounts to M1, which is fast, easy, and secure. M1 Plus membership offers a staggering APY1 on savings. M1's all-in-one platform for investing, banking, and more helps users manage their finances and meet their goals.
3
| Subsidiary | Financial Conglomerates | 3 |
Destra Capital Management LLC
 Destra Capital Management LLC Investment ManagersFinance Founded by Dominic Martellaro and Nicholas Dalmaso, Destra Capital Management LLC is a fund distributor located in Lisle, Illinois.
1
| Holding Company | Investment Managers | 1 |
Destra Capital Investments LLC
1
| Subsidiary | 1 | |
Destra Capital Advisors LLC
 Destra Capital Advisors LLC Investment ManagersFinance Destra Capital Advisors LLC (Destra) is a registered investment advisor headquartered in Bozeman, Montana. The firm was founded in 2008 as Destra Advisors LLC. They are a subsidiary Destra Capital Management LLC and their ultimate parent is ArrowMark Colorado Holdings LLC. Destra manages the Destra Mutual Funds and Un-Listed Closed-End Interval Funds and also acts as the secondary market servicing agent for various Closed-End Funds.
1
| Subsidiary | Investment Managers | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Nicholas Dalmaso via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| Meridian Fund, Inc. | Investment Trusts/Mutual Funds | Director of Finance/CFO Director/Board Member Director/Board Member | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Director of Finance/CFO | |
First Trust Advisors LP
 First Trust Advisors LP Investment ManagersFinance First Trust Advisors LP (FTA) is a SEC-registered investment advisor headquartered in Wheaton, Illinois. The firm was founded in 1991 and is a direct subsidiary of Grace Partners of Dupage LP. Their general partner is The Charger Corp. FTA provides discretionary investment management services to institutional and individual clients who principally include open and closed-end mutual funds, collective investment funds (CIFs), exchange-traded funds, variable annuity sub-accounts and funds in countries other than the US. Investment management services are offered to individual clients through separate managed accounts (SMAs), either directly or through wrap fee programs sponsored by unaffiliated investment advisors. | Investment Managers | Portfolio Manager-Fixed Income Corporate Officer/Principal Analyst-Fixed Income Economist Corporate Officer/Principal Corporate Officer/Principal Portfolio Manager-Fixed Income | |
| ADVENT CONVERTIBLE AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal | |
| WESTERN ASSET INFLATION-LINKED INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal | |
| MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Director/Board Member Director/Board Member Director of Finance/CFO Corporate Officer/Principal | |
Merrill Lynch Investment Managers LP
 Merrill Lynch Investment Managers LP Investment ManagersFinance Part of BlackRock, Inc., Merrill Lynch Investment Managers LP is a private company that provides investment advisory services. The company is based in Plainsboro, NJ. | Investment Managers | Corporate Officer/Principal Director/Board Member | |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
| ISHARES SILVER BULLION ETF | Investment Trusts/Mutual Funds | Director/Board Member Chairman Chief Investment Officer | |
| Destra Investment Trust | Investment Trusts/Mutual Funds | Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member | |
| GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman Director of Finance/CFO Corporate Officer/Principal | |
| GUGGENHEIM CREDIT ALLOCATION FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman | |
Guggenheim Strategy Funds Trust
 Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman | |
Nuveen Fund Advisors LLC
 Nuveen Fund Advisors LLC Investment Banks/BrokersFinance Founded in 1989, Nuveen Fund Advisors LLC is a fund distributor Chicago, Illinois. The firm is a subsidiary of Nuveen Investments, Inc. and their ultimate parent is Windy City Investments Holdings LLC. | Investment Banks/Brokers | Portfolio Manager-Fixed Income Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| DePaul University | College/University | Graduate Degree Masters Business Admin Masters Business Admin | |
| Eastern Illinois University | College/University | Undergraduate Degree Undergraduate Degree | |
| The University of Chicago | College/University | Masters Business Admin Doctorate Degree | |
| Taylor University | College/University | Undergraduate Degree Undergraduate Degree | |
| New York University | College/University | Masters Business Admin Undergraduate Degree | |
| Northern Illinois University | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Masters Business Admin | |
| Wheaton College (Illinois) | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree | |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman Director of Finance/CFO Director of Finance/CFO | |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
| GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman Director of Finance/CFO Corporate Officer/Principal | |
| Nyberg & Cassioppi LLC | Corporate Officer/Principal Corporate Officer/Principal | ||
SMC Fixed Income Management LLC
 SMC Fixed Income Management LLC Investment ManagersFinance Founded in 2006, SMC Fixed Income Management LLC is a registered investment advisor located in West Windsor, New Jersey. The firm is a subsidiary of Spring Mountain Capital LP. They provide investment management services to mutual funds and managed accounts for high net-worth individuals. | Investment Managers | Founder Portfolio Manager-Fixed Income | |
Guggenheim Funds Investment Advisors LLC
 Guggenheim Funds Investment Advisors LLC Investment ManagersFinance Guggenheim Funds Investment Advisors LLC (Guggenheim Funds) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Guggenheim Funds Services LLC, ultimately owned by Guggenheim Capital LLC. Guggenheim Funds provides asset management and investment advisory services to insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors. | Investment Managers | Corporate Officer/Principal Portfolio Manager-Equities | |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member | |
| Stanford Graduate School of Business | College/University | Masters Business Admin Masters Business Admin | |
Vident Investment Advisory LLC
 Vident Investment Advisory LLC Investment ManagersFinance Vident Investment Advisory LLC (VIA) is an investment advisory firm headquartered in Alpharetta, Georgia. The firm was founded by Nicholas Stonestreet and Denise M. Krisko in 2014. They are a wholly owned subsidiary of Vident Financial LLC, which is owned by Vident Investors’ Oversight Trust. VIA primarily provides investment sub-advisory services to ETFs, UCITS, and private funds. | Investment Managers | Compliance Officer Portfolio Manager-Equities | |
| Nuveen Investment Advisory Corp. | President Corporate Officer/Principal | ||
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director of Finance/CFO | |
Momkus Mccluskey Roberts LLC
 Momkus Mccluskey Roberts LLC Miscellaneous Commercial ServicesCommercial Services Momkus Mccluskey Roberts LLC is a law firm. The private company is based in Lisle, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| Pine Advisor Solutions LLC | Founder Director/Board Member | ||
Forum CRE Income Fund
 Forum CRE Income Fund Investment Trusts/Mutual FundsMiscellaneous Forum Real Estate Income Fund is a closed-end management investment fund, whose primary goal is to maximize current income, with a focus on capital preservation. The company is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | Director of Finance/CFO Compliance Officer | |
Altmore BDC, Inc.
 Altmore BDC, Inc. Finance/Rental/LeasingFinance Altmore BDC, Inc. operates as a specialty finance company. It invests in senior secured term loans to cannabis operators in the United States, including cultivators, processors, manufacturers, distributors, and retailers. The company was founded in July 2021 and is headquartered in McLean, VA. | Finance/Rental/Leasing | Director of Finance/CFO Compliance Officer | |
Guggenheim Funds Distributors LLC
 Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer Portfolio Manager-Equities Analyst-Equity Analyst-Equity Analyst-Fixed Income Director of Research - Equity President Analyst-Equity Sales & Marketing |
Statistics
International
| United States | 50 |
| Canada | 2 |
Sectoral
| Miscellaneous | 26 |
| Finance | 13 |
| Consumer Services | 10 |
| Commercial Services | 2 |
Operational
| Director/Board Member | 153 |
| Corporate Officer/Principal | 139 |
| Independent Dir/Board Member | 65 |
| Director of Finance/CFO | 54 |
| Treasurer | 43 |
Most connected contacts
| Insiders | |
|---|---|
| Robert Froehlich | 42 |
| Donald P. Swade | 33 |
| Philip N. Duff | 32 |
| Ronald Nyberg | 30 |
| Steve M. Hill | 25 |
| Ronald Toupin | 24 |
| Brian Spaly | 24 |
| Robert B. Karn | 21 |
| John Thomas Futrell | 20 |
| Ezra Galston | 17 |
| James Howley | 16 |
| Derek Mullins | 16 |
| Cory Gossard | 16 |
| Michael S. Erickson | 11 |
| Chuck Ray Craig | 11 |
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