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Neil Douglas Klein
Investment Committee Member at Carret Asset Management LLC
Neil Douglas Klein active positions
Companies | Position | Start | End |
---|---|---|---|
Carret Asset Management LLC
![]() Carret Asset Management LLC Investment ManagersFinance Carret Asset Management LLC (Carret) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Philip Carret in 1963 and is a wholly owned subsidiary of Cascar Holdings, Inc., which is ultimately owned by SBI Holdings, Inc. (TYO: 8473) in Japan. Carret provides investment management services to wealth managers, financial advisors, select institutional clients, and high-net-worth individuals and families. | Investment Committee Member | 01/05/2008 | - |
Portfolio Manager-Fixed Income | 01/05/2008 | - |
Career history of Neil Douglas Klein
Former positions of Neil Douglas Klein
Companies | Position | Start | End |
---|---|---|---|
Merrill Lynch & Co., Inc. /Old/
![]() Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC. | Corporate Officer/Principal | 01/01/1987 | 31/12/2004 |
Oppenheimer & Co., Inc.
![]() Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Corporate Officer/Principal | - | - |
Abner, Herrman & Brock LLC
![]() Abner, Herrman & Brock LLC Investment ManagersFinance Abner, Herrman & Brock LLC (AHB) is a SEC-registered investment advisor and wealth management firm headquartered in Jersey City, New Jersey. The firm was founded in 1981 and is a subsidiary of Abner Trust. AHB specializes in actively managed customized separately managed accounts (SMAs). Their customized separately managed accounts are suitable for private clients and their families, non-profit organizations such as endowments and foundations, trusts and corporations. | Investment Committee Member | 01/01/2005 | 31/12/2007 |
Portfolio Manager-Equities | 01/01/2005 | 31/12/2007 | |
Portfolio Manager-Fixed Income | 01/01/2005 | 31/12/2007 |
Training of Neil Douglas Klein
The Pennsylvania State University | Undergraduate Degree |
Fox School of Business | Masters Business Admin |
Statistics
International
United States | 7 |
Operational
Investment Committee Member | 2 |
Portfolio Manager-Fixed Income | 2 |
Corporate Officer/Principal | 2 |
Sectoral
Finance | 5 |
Consumer Services | 3 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
Private companies | 4 |
---|---|
Merrill Lynch & Co., Inc. /Old/
![]() Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC. | Finance |
Abner, Herrman & Brock LLC
![]() Abner, Herrman & Brock LLC Investment ManagersFinance Abner, Herrman & Brock LLC (AHB) is a SEC-registered investment advisor and wealth management firm headquartered in Jersey City, New Jersey. The firm was founded in 1981 and is a subsidiary of Abner Trust. AHB specializes in actively managed customized separately managed accounts (SMAs). Their customized separately managed accounts are suitable for private clients and their families, non-profit organizations such as endowments and foundations, trusts and corporations. | Finance |
Oppenheimer & Co., Inc.
![]() Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Finance |
Carret Asset Management LLC
![]() Carret Asset Management LLC Investment ManagersFinance Carret Asset Management LLC (Carret) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Philip Carret in 1963 and is a wholly owned subsidiary of Cascar Holdings, Inc., which is ultimately owned by SBI Holdings, Inc. (TYO: 8473) in Japan. Carret provides investment management services to wealth managers, financial advisors, select institutional clients, and high-net-worth individuals and families. | Finance |
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