Michael Urman

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Profile

Mr. Michael Urman is EVP & Regional Director-Southern Region at Southwest Securities, Inc. Mr. Urman began his securities industry career in 1978 as an Examiner with the National Association of Securities Dealers following his graduation from California State University, Northridge, where he received a B.S.
degree in finance.
In 1980, he joined M.
L.
Stern as Assistant Controller.
From 1982-85, he served as Vice President and Controller for two other Los Angeles area firms before returning to Stern as Senior Vice President.
In 2008, he became Senior Vice President and Administrative Officer for the Stern Division of Southwest Securities.
Mr. Urman holds Series 7, 24, 53 and 65 securities registrations, among others.
He is active in community organizations such as Habitat for Humanity and the American Red Cross and holds a private pilot's license.

Former positions of Michael Urman

Companies	Position	End
M. L. Stern & Co. LLC M. L. Stern & Co. LLC Investment Banks/BrokersFinance M.L. Stern & Co. provides advice and services to individual, corporate, and pension investors. The firm offers several types of investments including tax-free municipal bonds, corporate and convertible bonds, US Treasury bonds, GNMAs, CMOs, open-end income mutual funds, closed-end income funds, income unit investment trusts and preferred stock. They also offer growth investments including common stock, open-end equity mutual funds, closed-end equity funds and equity unit investment trusts.	Corporate Officer/Principal	31/12/2007
M. L. Stern & Co. LLC M. L. Stern & Co. LLC Investment Banks/BrokersFinance M.L. Stern & Co. provides advice and services to individual, corporate, and pension investors. The firm offers several types of investments including tax-free municipal bonds, corporate and convertible bonds, US Treasury bonds, GNMAs, CMOs, open-end income mutual funds, closed-end income funds, income unit investment trusts and preferred stock. They also offer growth investments including common stock, open-end equity mutual funds, closed-end equity funds and equity unit investment trusts.	Corporate Officer/Principal	31/12/1981
National Association of Securities Dealers, Inc. National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services	Corporate Officer/Principal	31/12/1979
Hilltop Securities, Inc. Hilltop Securities, Inc. Investment Banks/BrokersFinance Provides investment banking and wealth management services	Corporate Officer/Principal	-

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Linked companies

Private companies	4
Hilltop Securities, Inc. Hilltop Securities, Inc. Investment Banks/BrokersFinance Provides investment banking and wealth management services	Finance
California State University-Northridge California State University-Northridge Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
M. L. Stern & Co. LLC M. L. Stern & Co. LLC Investment Banks/BrokersFinance M.L. Stern & Co. provides advice and services to individual, corporate, and pension investors. The firm offers several types of investments including tax-free municipal bonds, corporate and convertible bonds, US Treasury bonds, GNMAs, CMOs, open-end income mutual funds, closed-end income funds, income unit investment trusts and preferred stock. They also offer growth investments including common stock, open-end equity mutual funds, closed-end equity funds and equity unit investment trusts.	Finance
National Association of Securities Dealers, Inc. National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services	Finance