Michael Rosen
Founder at Cowen Prime Services LLC
Profile
Mr. Michael Rosen is MD & Global Co-Head of Prime Services at Cowen Prime Services LLC.
He co-founded Concept Capital Markets, LLC and until its acquisition by Cowen, served as a Managing Member of the firm.
During his tenure with Concept Capital, Mr. Rosen was involved in the management of all aspects of the firm’s operations, with a particular emphasis on business and client development and technology implementation.
Mr. Rosen served as a member of the Board of Managers of Concept Capital Holdings, LLC, the company’s former parent, Concept Capital Administration, LLC, which provided administrative services to the company and its affiliates, and ConceptONE, LLC, which provides risk and performance analytic solutions, middle and back office support services, and regulatory reporting services to investment managers.
He started in the investment business in 1985, has broad experience in prime brokerage services, portfolio management, equity research, and investment banking.
He has been affiliated with the firm and its predecessors since 1997 and co-founded Whiteford Advisors, LLC, an investment management business.
As a Managing Member, Mr. Rosen co-managed several pools of funds under that umbrella through the end of 2005.
His career began as an equity analyst at Drexel Burnham Lambert covering the aerospace and defense industries and conglomerates.
He subsequently moved to Smith Barney to cover the same groups.
Mr. Rosen then joined Steinhardt Partners, L.P.
After working at Ethos Capital Management, Inc. as a portfolio manager responsible for a wide array of industries ranging from industrials to the consumer sectors, Mr. Rosen joined Lazard Freres, LLC and helped drive that firm’s effort to build up its capital markets business.
Mr. Rosen graduated with a Bachelor of Arts Degree from Johns Hopkins University in 1985.
Michael Rosen active positions
| Companies | Position | Start |
|---|---|---|
Cowen Prime Services LLC
 Cowen Prime Services LLC Investment Banks/BrokersFinance Cowen Prime Services LLC (CPS) is a broker-dealer headquartered in New York City. The firm is directly owned by Cowen PB Holdings LLC, which, in turn, is primarily owned by Cowen Group, Inc. (NASDAQ: COWN). CPS is registered as a broker-dealer with the SEC and FINRA, and as a an introducing broker with the Commodities Futures Trading Commission and the National Futures Association. CPS was formed in 2015 following Cowen Group’s acquisition of Concept Capital Markets LLC. Concept Capital was established in 2010 following the spin-off of the Concept Capital division of Sanders Morris Harris Inc., whose origins date back to 1995. CPS' offering includes world-class custody and clearing options, multi asset class capabilities, leading execution and order management systems, a seasoned execution desk, a range of financing options, a highly professional operations and customer support team, comprehensive portfolio reporting capabilities, capital introduction, and live, intraday and post-trade risk and performance analytics. | Founder | 01/03/2010 |
Former positions of Michael Rosen
| Companies | Position | End |
|---|---|---|
Whiteford Advisors LLC
 Whiteford Advisors LLC Investment ManagersFinance Whiteford Advisors LLC is a hedge fund firm located in Garden City, New York. | Corporate Officer/Principal | 31/12/2005 |
Concept Fund Services LLC
 Concept Fund Services LLC Miscellaneous Commercial ServicesCommercial Services Concept Fund Services LLC provides trade settlement to reconciliation, as well as full financial reporting. It offers mark-to-market statements as well as daily P&L reporting, comparison, analysis, and NAV calculations, inventory management and maintenance, corporate actions processing, market price conformity, independently track daily trading profit and loss, and data integrity and scrubbing. The company was founded by Anthony Gallo and is headquartered in New York, NY. | Chief Executive Officer | - |
Cohere Communications LLC
 Cohere Communications LLC Information Technology ServicesTechnology Services Cohere Communications LLC engages in the provision of enterprise communications systems. Its solutions include cloud services, cyber security, consulting services, disaster recovery and colocation. The company was founded by Steven T. Francesco and James Dechiaro in 2004 and is headquartered in New York, NY. | Director/Board Member | - |
| Drexel Burnham Lambert, Inc. | Corporate Officer/Principal | - |
| Lazard Freres & Co. LLC (Broker) | Corporate Officer/Principal | - |
Training of Michael Rosen
| The Johns Hopkins University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
Cowen Prime Services LLC
Cowen Prime Services LLC Investment Banks/BrokersFinance Cowen Prime Services LLC (CPS) is a broker-dealer headquartered in New York City. The firm is directly owned by Cowen PB Holdings LLC, which, in turn, is primarily owned by Cowen Group, Inc. (NASDAQ: COWN). CPS is registered as a broker-dealer with the SEC and FINRA, and as a an introducing broker with the Commodities Futures Trading Commission and the National Futures Association. CPS was formed in 2015 following Cowen Group’s acquisition of Concept Capital Markets LLC. Concept Capital was established in 2010 following the spin-off of the Concept Capital division of Sanders Morris Harris Inc., whose origins date back to 1995. CPS' offering includes world-class custody and clearing options, multi asset class capabilities, leading execution and order management systems, a seasoned execution desk, a range of financing options, a highly professional operations and customer support team, comprehensive portfolio reporting capabilities, capital introduction, and live, intraday and post-trade risk and performance analytics. | Finance |
Whiteford Advisors LLC
Whiteford Advisors LLC Investment ManagersFinance Whiteford Advisors LLC is a hedge fund firm located in Garden City, New York. | Finance |
| Lazard Freres & Co. LLC (Broker) | Finance |
| Drexel Burnham Lambert, Inc. | Process Industries |
Cohere Communications LLC
Cohere Communications LLC Information Technology ServicesTechnology Services Cohere Communications LLC engages in the provision of enterprise communications systems. Its solutions include cloud services, cyber security, consulting services, disaster recovery and colocation. The company was founded by Steven T. Francesco and James Dechiaro in 2004 and is headquartered in New York, NY. | Technology Services |
Concept Fund Services LLC
Concept Fund Services LLC Miscellaneous Commercial ServicesCommercial Services Concept Fund Services LLC provides trade settlement to reconciliation, as well as full financial reporting. It offers mark-to-market statements as well as daily P&L reporting, comparison, analysis, and NAV calculations, inventory management and maintenance, corporate actions processing, market price conformity, independently track daily trading profit and loss, and data integrity and scrubbing. The company was founded by Anthony Gallo and is headquartered in New York, NY. | Commercial Services |
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