Profile
Mr. Mark Havens is a Trader at Optimal Fund Management Pty Ltd.
He joined the Optimal team in February 2009 as trader for Japan and the Asian markets.
He had over 14 years experience in equity sales and trading at UBS based in New York and Stamford, Connecticut.
He held the position of Executive Director of International Sales Trading, responsible for facilitating equity trades for large institutional investors and hedge fund clients as well as providing specific strategies.
Prior to this, he was in Research Sales for Latin American Equities.
Mr. Havens holds a BA in history from Hamilton College in Clinton, New York.
Former positions of Mark Havens
| Companies | Position | End |
|---|---|---|
Optimal Fund Management Pty Ltd.
 Optimal Fund Management Pty Ltd. Investment ManagersFinance Optimal Fund Management Pty Ltd. is an independent, employee-owned Australian investment management firm which was founded in 1999 by Warwick Johnson to provide institutional and accredited investors with a niche opportunity to invest in the Japanese stock market. Headquartered in Sydney, the firm offers investor’s access to Japan and Asian equity markets via an onshore Australian trust, an offshore Cayman fund and through separate accounts. | Trading-Equity | 01/03/2018 |
UBS Securities LLC
 UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Institutional Sales | 30/08/2007 |
Experiences
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1st degree companies
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| Private companies | 2 |
|---|---|
UBS Securities LLC
UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Finance |
Optimal Fund Management Pty Ltd.
Optimal Fund Management Pty Ltd. Investment ManagersFinance Optimal Fund Management Pty Ltd. is an independent, employee-owned Australian investment management firm which was founded in 1999 by Warwick Johnson to provide institutional and accredited investors with a niche opportunity to invest in the Japanese stock market. Headquartered in Sydney, the firm offers investor’s access to Japan and Asian equity markets via an onshore Australian trust, an offshore Cayman fund and through separate accounts. | Finance |
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