Kevin C. H. Lo

Lightyear Capital, Inc. is a full-service Canadian investment dealer headquartered in Calgary, Alberta. It was founded by Louise Duchesne, Murray Weimer and Mark Wayne. The firm is a subsidiary of UBS Securities LLC and their ultimate parent is UBS Group AG (NYSE: UBS; SWX: UBSG) in Switzerland. Lightyear Capital offers investment banking and sales and trading services to Canadian institutional and private, high-net-worth clients. They have timely sector knowledge and industry insights that allow them to source and execute optimal trading opportunities for their clients in line with market movements and trends. The firm’s network and relationships enable them to service and manage special situation trades, including illiquid investments and discreet block order management on their focus stocks. Lightyear Capital also offers distribution and a full range of retail products to accredited, private clients.

Founded in 1993, GMP FirstEnergy is an energy-focused investment dealer based in Calgary, Alberta. The firm is a subsidiary of GMP Capital, Inc. (GMP: Toronto). They provide research, financing and advisory services as well as trading the shares of both public and private corporations participating in the Canadian energy sector. They primarily focus on oil and gas sectors. Their definition of energy includes energy exploration, production and transportation as well as electricity generation, energy technologies and income trusts.

Critical Control Energy Services Corp. engages in the business of information management and consulting services. It operates through two segments: Software and Field Services. The Software segments offers provides cloud based software and software based services to its upstream and midstream oil and gas clients such as measurement data management; regulatory compliance and risk management; and production and financial accounting. The Field Services segment offers services to its upstream and midstream oil and gas clients in the United States such as gas measurement field services; gas and liquid laboratory services; certification and proving; distribution of measurement equipment; and fabrication. The company was founded by Alykhan A. Mamdani on August 20, 1999 and is headquartered in Calgary, Canada.

FirstEnergy Capital Corp. operated as an alternative investment manager. The company was headquartered in Calgary, Canada.

Wind River International Ltd. provides Java based technology for appliances that support emerging multi-application Internet access devices.