Kathryn Travis
Comptroller/Controller/Auditor at NATIONAL HOLDINGS CORPORATION
Network origin in Kathryn Travis first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
| Subsidiary | Investment Banks/Brokers | 42 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Kathryn Travis via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Third Avenue Management LLC
 Third Avenue Management LLC Investment ManagersFinance Third Avenue Management LLC (TAM) is a registered investment advisor and mutual fund manager headquartered New York City. The firm was founded by Martin J. Whitman in 1986 as EQSF Advisers, Inc. They are a subsidiary of Third Avenue Holdings Delaware LLC, ultimately held by Affiliated Manager's Group, Inc. (NYSE: AMG). TAM provides investment advice to registered investment companies, private funds, offshore funds, individuals, corporations, pension plans, trusts, estates, educational institutions, endowments and foundations. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
B. Riley Wealth Tax Services, Inc.
 B. Riley Wealth Tax Services, Inc. Miscellaneous Commercial ServicesCommercial Services National Tax & Financial Services, Inc. provides federal, state and local tax preparation services to individuals, predominantly in the middle and upper income tax brackets, accounting services to small and midsize companies. It specializes in financial planning services, including securities brokerage, investment management, insurance and financing services. The company was founded by James C. Ciocia in 1981 and is headquartered in Poughkeepsie, NY. | Miscellaneous Commercial Services | Director/Board Member Chief Executive Officer Director/Board Member Chief Executive Officer Corporate Secretary | |
| TG THERAPEUTICS, INC. | Pharmaceuticals: Major | Chief Executive Officer Director/Board Member Director/Board Member | |
vFinance, Inc.
 vFinance, Inc. Investment Banks/BrokersFinance vFinance, Inc. provides financial services. It offers institutional brokerage and investment banking services to the professional traders, hedge funds, and other institutional clients. The company was founded by Leonard Jay Sokolow and Timothy Mahoney in February 1992 and is headquartered in Boca Raton, FL. | Investment Banks/Brokers | Chief Executive Officer Director/Board Member Director of Finance/CFO | |
| LADENBURG THALMANN FINANCIAL SERVICES | Investment Banks/Brokers | Director of Finance/CFO Chief Executive Officer | |
| DSS, INC. | Commercial Printing/Forms | Director/Board Member Chairman | |
| MARKER THERAPEUTICS, INC. | Biotechnology | Chairman Director/Board Member | |
B. Riley Wealth Advisors, Inc.
 B. Riley Wealth Advisors, Inc. Investment ManagersFinance B. Riley Wealth Advisors, Inc. (BRWA) is a registered investment advisor headquartered in Memphis, Tennessee. The firm was founded in 1994 as National Asset Management, Inc. and changed its name to B. Riley Wealth Advisors, Inc. in 2022 following the acquisition of National Holdings Corporation by B. Riley Financial, Inc. (NASDAQ: RILY). BRWA provides investment advisory services to individuals, trusts, estates, charitable organizations, corporations or other business entities, private funds, and pension and profit-sharing plans. | Investment Managers | Director/Board Member Chief Executive Officer Chief Executive Officer Chief Executive Officer | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree Undergraduate Degree | |
Ladenburg Thalmann Asset Management, Inc.
 Ladenburg Thalmann Asset Management, Inc. Investment ManagersFinance Ladenburg Thalmann Asset Management, Inc. (LTAM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1982 and is a wholly-owned subsidiary of Advisor Group Holdings, Inc. LTAM provides consulting and fund management services to individuals, high net-worth individuals, small business owners, pension and profit-sharing plans, plan participants, trusts, estates and charitable organizations, corporations or other business entities, investment companies, pooled investment vehicles and other investment advisers. | Investment Managers | Corporate Officer/Principal Chairman | |
Vertical Ventures LLC
 Vertical Ventures LLC Financial ConglomeratesFinance Vertical Ventures LLC provides investment and commercial real estate assets development services. The private company is based in New York, NY and has subsidiaries in the United States. The company was founded by Richard Kenneth Abbe. | Financial Conglomerates | Founder Chief Investment Officer | |
B. Riley Securities, Inc.
 B. Riley Securities, Inc. Investment Banks/BrokersFinance B. Riley Securities, Inc. is a registered broker/dealer headquartered in Los Angeles, California. The firm is a subsidiary of B. Riley Securities Holdings LLC, ultimately owned by B. Riley Financial, Inc. (NASDAQ: RILY). The firm was formed in 2017, when B. Riley Financial, Inc. merged two of their brokers, B. Riley & Co. (founded in 1997) and FBR Capital Markets & Co. (founded in 1989), under the name of B. Riley FBR, Inc. B. Riley Securities provides research and trading ideas to institutional clients and high net-worth individuals. They provide investment banking services to a wide range of middle-market private and public companies. | Investment Banks/Brokers | Chairman Analyst-Equity | |
| Syracuse University | College/University | Undergraduate Degree Undergraduate Degree | |
| Lehigh University | College/University | Undergraduate Degree Undergraduate Degree | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree Undergraduate Degree | |
| Pace University | College/University | Undergraduate Degree Undergraduate Degree | |
| The Pennsylvania State University | College/University | Undergraduate Degree Undergraduate Degree | |
| State University of New York at Albany | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Florida | College/University | Undergraduate Degree Undergraduate Degree | |
National Securities Corp. (Broker)
 National Securities Corp. (Broker) Investment Banks/BrokersFinance National Securities Corp., a subsidiary of National Holdings Corp., is an international, full-service, independent brokerage firm with a diverse base of retail and institutional clients. National Securities was founded in 1947 in Seattle, Washington with the goal of providing a full suite of financial products and services to its registered representatives and clients. The firm and their subsidiaries are headquartered in New York City and Seattle and have a multitude of domestic and international offices that provide a broad range of securities brokerage, financial planning, and investment services, as well as corporate finance and investment banking services to corporations and businesses. National Securities' representatives are primarily independent contractors who operate their business with freedom and flexibility in advising their clients. The firm is a member FINRA/SIPC. | Investment Banks/Brokers | Chief Executive Officer Chief Executive Officer Market Strategist | |
Ladenburg Thalmann & Co., Inc.
 Ladenburg Thalmann & Co., Inc. Regional BanksFinance Ladenburg Thalmann & Co., Inc. provides investment baking and brokerage services. The firm also provides asset and wealth management, underwriting, alternative investments and advisory services. It serves emerging growth companies and high net worth individuals. The company was founded in 1876 and is headquartered in New York, NY. | Regional Banks | Director of Finance/CFO Chairman | |
New York State Bar Association
 New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| XWELL, INC. | Other Consumer Services | Director/Board Member Director/Board Member | |
Iroquois Capital Management LLC
 Iroquois Capital Management LLC Investment ManagersFinance Iroquois Capital Management LLC (Iroquois Capital) is an independent hedge fund management firm headquartered in Scarsdale, New York. The firm was founded by Ricahrd Abbe, Joshua Silverman and Scot Cohen in 2003. Iroquois Capital provides discretionary advice to funds that are formed as pooled investment vehicles. Investors in the funds include high net-worth individuals, family offices, pension plans and other institutional investors. | Investment Managers | Founder Founder | |
Deutsche Bank Corp.
 Deutsche Bank Corp. Regional BanksFinance Part of Deutsche Bank AG, Deutsche Bank Corp. is a company based in New York, NY. | Regional Banks | Chief Operating Officer Chief Operating Officer | |
ReGen Capital LLC
 ReGen Capital LLC Financial ConglomeratesFinance ReGen Capital LLC provides investment services. The private company is based in New York, NY and has subsidiaries in the United States. | Financial Conglomerates | Corporate Officer/Principal | |
| B. RILEY FINANCIAL, INC. | Investment Banks/Brokers | Chief Executive Officer Director/Board Member Chief Investment Officer | |
| INSIGHT ACQUISITION CORP. | Financial Conglomerates | Director of Finance/CFO Corporate Officer/Principal Chief Executive Officer | |
B. Riley Wealth Insurance, Inc.
 B. Riley Wealth Insurance, Inc. Multi-Line InsuranceFinance Part of B. Riley Financial, Inc., B. Riley Wealth Insurance, Inc. is a company that provides insurance services. The company is based in Seattle, WA. | Multi-Line Insurance | Director/Board Member Chairman Director/Board Member | |
| MUSTANG BIO, INC. | Pharmaceuticals: Major | Chairman Director/Board Member | |
| AVENUE THERAPEUTICS, INC. | Pharmaceuticals: Major | Director/Board Member Director/Board Member | |
| CHECKPOINT THERAPEUTICS, INC. | Pharmaceuticals: Major | Chairman Director/Board Member | |
| ORIGO ACQUISITION CORP | Financial Conglomerates | Chairman Director/Board Member | |
National Securities Corp. (Research)
 National Securities Corp. (Research) Investment ManagersFinance National Securities Corp., a subsidiary of National Holdings Corp., is an international, full-service, independent brokerage and investment research firm with a diverse base of retail and institutional clients. The firm is a subsidiary of National Holdings Corp. National Securities Corp. was founded in 1947 in Seattle, Washington with the goal of providing a full suite of financial products and services to its registered representatives and clients. The firm and their subsidiaries are headquartered in New York City and Seattle and have a multitude of domestic and international offices that provide a broad range of securities brokerage, financial planning, and investment services, as well as corporate finance and investment banking services to corporations and businesses. National Securities'' representatives are primarily independent contractors who operate their business with freedom and flexibility in advising their clients. The firm is a member of FINRA and the SIPC. | Investment Managers | Corporate Officer/Principal Chief Executive Officer | |
B. Riley Capital Management LLC
 B. Riley Capital Management LLC Investment ManagersFinance B. Riley Capital Management LLC (BRCM) is a SEC-registered investment advisor and wealth management firm headquartered in Los Angeles, California. The firm was founded in 2012 and is a wholly-owned subsidiary of B. Riley Financial, Inc. (NASDAQ: RILY). BRCM provides investment advisory services to pooled investment vehicles operating as private investment funds which are offered to institutional and high net-worth investors. | Investment Managers | Chief Executive Officer Portfolio Manager-Equities | |
| ALTA EQUIPMENT GROUP INC. | Wholesale Distributors | Chairman Director/Board Member | |
| Columbia Law School | College/University | Graduate Degree Graduate Degree | |
B. Riley Principal Merger Corp
 B. Riley Principal Merger Corp Financial ConglomeratesFinance Part of B. Riley Financial, Inc., B. Riley Principal Merger Corp operates as a blank check company. The company is based in New York, NY. The CEO of the company is Daniel Shribman. | Financial Conglomerates | Chairman Chief Executive Officer | |
| B. RILEY PRINCIPAL 250 MERGER CORP. | Financial Conglomerates | Chairman Chief Executive Officer | |
| Insight Acquisition Sponsor LLC | Corporate Officer/Principal Corporate Officer/Principal | ||
| The Leonard N Stern School of Business | College/University | Masters Business Admin Masters Business Admin | |
| New York University School of Law | College/University | Graduate Degree Graduate Degree | |
| Kellogg School of Management | College/University | Graduate Degree Masters Business Admin |
Statistics
International
| United States | 50 |
Sectoral
| Finance | 27 |
| Consumer Services | 14 |
| Health Technology | 6 |
| Commercial Services | 4 |
| Distribution Services | 2 |
Operational
| Director/Board Member | 208 |
| Corporate Officer/Principal | 101 |
| Independent Dir/Board Member | 77 |
| Chairman | 62 |
| Chief Executive Officer | 57 |
Most connected contacts
| Insiders | |
|---|---|
| Mark Klein | 45 |
| Bryant Riley | 43 |
| Joshua Silverman | 26 |
| Michael Weiss | 25 |
| Leonard Sokolow | 24 |
| Jeff Gary | 23 |
| Neil Herskowitz | 22 |
| Robert Fagenson | 21 |
| Bob Lautz | 20 |
| Frederick Wasserman | 19 |
| Frank S. Plimpton | 18 |
| Daniel Shribman | 17 |
| Daniel Hume | 14 |
| William Lerner | 14 |
| Michael Singer | 14 |
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