Kate Elizabeth Alleyn

Finance

Consumer Services

Profile

Ms. Kate E.
Alleyn is Vice President at Morgan Stanley & Co. LLC.
She focuses on listed derivative sales.
Prior to joining Morgan Stanley in November 2009, Ms. Alleyn held several positions at UBS Securities LLC from June 2006 to November 2009.
Prior to that, she also held several positions at UBS AG Australia from November 1999 to May 2006.
Ms. Alleyn received her Bachelor of Business with double major in Marketing and Finance from Australian Catholic University in 1997.

Former positions of Kate Elizabeth Alleyn

Companies	Position	End
UBS Securities LLC UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.	Corporate Officer/Principal	30/11/2009
UBS AG (Australia Branch) UBS AG (Australia Branch) Regional BanksFinance UBS AG engages in financing activities to raise funds for the business operations. The company is headquartered in Sydney, Australia.	Corporate Officer/Principal	30/05/2006

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Training of Kate Elizabeth Alleyn

Australian Catholic University

Undergraduate Degree

Experiences
Positions held

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Inactive

Listed companies

Private companies

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Connections

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Linked companies

Private companies	2
UBS Securities LLC UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.	Finance
UBS AG (Australia Branch) UBS AG (Australia Branch) Regional BanksFinance UBS AG engages in financing activities to raise funds for the business operations. The company is headquartered in Sydney, Australia.	Finance