John B. Phillips
Corporate Officer/Principal at Oppenheimer & Co., Inc.
Profile
Mr. John B.
Phillips, Jr. MBA, is a Managing Director at BMO Capital Markets.
Prior to joining BMO Capital Markets, he served as a Managing Director at Bentley Securities where he was responsible for originating and executing capital raising transactions and advisory assignments for entrepreneurial consumer products, food and beverage clients, as well as selected financial sponsors.
Previously, he was a Managing Director in PaineWebber’s Consumer Investment Banking Group and held various investment banking positions at Smith Barney, Oppenheimer and Drexel Burnham Lambert.
Mr. Phillips earned an MBA in Finance with honors from Columbia Business School and a Bachelor of Arts in Economics from Colgate University.
John B. Phillips active positions
| Companies | Position | Start |
|---|---|---|
Oppenheimer & Co., Inc.
 Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Corporate Officer/Principal | 15/10/2013 |
Former positions of John B. Phillips
| Companies | Position | End |
|---|---|---|
| Drexel Burnham Lambert, Inc. | Corporate Officer/Principal | - |
Oppenheimer & Co., Inc. (Broker)
 Oppenheimer & Co., Inc. (Broker) Investment Banks/BrokersFinance Oppenheimer & Co., Inc. (Broker) (Oppenheimer-Broker) is the global full-service brokerage division of Oppenheimer & Co., Inc., an investment boutique headquartered in New York City with additional offices nationwide. Founded in 1975, the firm is owned directly by Viner Finance Inc., an indirect subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY). Oppenheimer-Broker offers a full array of brokerage services to retail, institutional, and corporate clients. | Corporate Officer/Principal | - |
Smith Barney, Inc.
 Smith Barney, Inc. Investment Banks/BrokersFinance Smith Barney, Inc. is a broker/dealer located in New York City. The firm is a subsidiary of Citigroup Global Markets Holdings, Inc. and their ultimate parent is Citigroup, Inc. The firm provides an array of trading and execution services for their clients. They do not provide any internal research | Corporate Officer/Principal | - |
| PaineWebber, Inc. | Corporate Officer/Principal | - |
Bentley Securities Corp.
 Bentley Securities Corp. Investment Banks/BrokersFinance Founded in 1990 by Oliver D. Cromwell, Bentley Securities Corp. is an investment banking firm located in New York City. The firm provides a full array of services to middle-market and growth companies. | Corporate Officer/Principal | - |
Training of John B. Phillips
| The Trustees of Columbia University in The City of New York | Masters Business Admin |
| Colgate University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 7 |
|---|---|
Oppenheimer & Co., Inc.
Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Finance |
Bentley Securities Corp.
Bentley Securities Corp. Investment Banks/BrokersFinance Founded in 1990 by Oliver D. Cromwell, Bentley Securities Corp. is an investment banking firm located in New York City. The firm provides a full array of services to middle-market and growth companies. | Finance |
| Drexel Burnham Lambert, Inc. | Process Industries |
Smith Barney, Inc.
Smith Barney, Inc. Investment Banks/BrokersFinance Smith Barney, Inc. is a broker/dealer located in New York City. The firm is a subsidiary of Citigroup Global Markets Holdings, Inc. and their ultimate parent is Citigroup, Inc. The firm provides an array of trading and execution services for their clients. They do not provide any internal research | Finance |
| PaineWebber, Inc. | Finance |
Oppenheimer & Co., Inc. (Broker)
Oppenheimer & Co., Inc. (Broker) Investment Banks/BrokersFinance Oppenheimer & Co., Inc. (Broker) (Oppenheimer-Broker) is the global full-service brokerage division of Oppenheimer & Co., Inc., an investment boutique headquartered in New York City with additional offices nationwide. Founded in 1975, the firm is owned directly by Viner Finance Inc., an indirect subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY). Oppenheimer-Broker offers a full array of brokerage services to retail, institutional, and corporate clients. | Finance |
BMO Capital Markets Corp. (Broker)
 BMO Capital Markets Corp. (Broker) Investment Banks/BrokersFinance BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading. | Finance |
- Stock Market
- Insiders
- John B. Phillips
