Profile
Jim A.
Mooney worked as a Principal at various financial firms including Loeb Rhodes Wall Street Settlement Corp., Kidder, Peabody & Co., Inc., Smith Barney Harris Upham & Co., Inc., Schneider Bernet & Hickman, Inc., and PaineWebber, Inc. He also worked as a Vice President at Capital Institutional Services, Inc. from 1984 to 2012.
Former positions of Jim A. Mooney
| Companies | Position | End |
|---|---|---|
Capital Institutional Services, Inc.
 Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Institutional Sales | 01/07/2012 |
| PaineWebber, Inc. | Corporate Officer/Principal | 01/10/1984 |
| Smith Barney Harris Upham & Co., Inc. | Corporate Officer/Principal | 01/03/1983 |
| Schneider Bernet & Hickman, Inc. | Corporate Officer/Principal | 01/05/1978 |
| Loeb Rhodes Wall Street Settlement Corp. | Corporate Officer/Principal | 01/08/1977 |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Finance |
| PaineWebber, Inc. | Finance |
| Smith Barney Harris Upham & Co., Inc. | Finance |
Kidder, Peabody & Co., Inc.
 Kidder, Peabody & Co., Inc. Investment Banks/BrokersFinance Kidder, Peabody & Co., Inc. provides security brokerage services. The private company is based in Buffalo, NY and has subsidiaries in Switzerland. The company was founded by Thomas W. Ostrander. | Finance |
| Schneider Bernet & Hickman, Inc. | |
| Loeb Rhodes Wall Street Settlement Corp. |
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