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Network origin in Herbert Lu first degree
Entity | Entity type | Industry | |
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UBS Securities Co. Ltd.
![]() UBS Securities Co. Ltd. Investment Banks/BrokersFinance UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).
12
| Subsidiary | Investment Banks/Brokers | 12 |
Goldman Sachs (China) LLC
![]() Goldman Sachs (China) LLC Investment Banks/BrokersFinance Goldman Sachs (China) LLC (GS China) is the China-based subsidiary of Goldman Sachs Co. LLC, which is ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS). The firm was founded in 1994 and is headquartered in Shanghai. GS China provides brokerage services to their clients.
8
| Subsidiary | Investment Banks/Brokers | 8 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Herbert Lu via their personal network
Company | Sector | Related people | Main position |
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Cowen & Co. LLC
![]() Cowen & Co. LLC Investment Banks/BrokersFinance Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy. | Investment Banks/Brokers | Analyst-Equity | |
Deutsche Bank Securities, Inc.
![]() Deutsche Bank Securities, Inc. Investment Banks/BrokersFinance Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve. | Investment Banks/Brokers | Analyst-Equity | |
JPMorgan Securities LLC
![]() JPMorgan Securities LLC Investment ManagersFinance JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics. | Investment Managers | Analyst-Equity | |
HONGHUA GROUP LIMITED | Oilfield Services/Equipment | Director/Board Member | |
The Trustees of Columbia University in The City of New York | College/University | Graduate Degree | |
University of Bath | College/University | Graduate Degree | |
HAIER ELECTRONICS GROUP CO., LTD. | Industrial Machinery | Director/Board Member | |
Tongji University | College/University | Graduate Degree | |
University of Cambridge | College/University | Graduate Degree | |
KUNLUN ENERGY COMPANY LIMITED | Gas Distributors | Director/Board Member | |
Guosen Securities Co., Ltd. (Broker)
![]() Guosen Securities Co., Ltd. (Broker) Investment Banks/BrokersFinance Guosen Securities Co., Ltd. (Broker) (GSEC-Broker) is the broker/dealer division of Guosen Securities Co., Ltd. (SHE: 002736), a financial services company headquartered in Shenzhen, China. The firm was founded in 1994 as Shenzhen SDIC Securities Co., Ltd. GSEC-Broker provides retail clients with a full range of services such as securities trading, investment consulting, margin financing, stock pledge financing, futures IB, and financial product agency sales. | Investment Banks/Brokers | Analyst-Equity | |
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED | Discount Stores | Director/Board Member | |
Boston College | College/University | Undergraduate Degree | |
HUANGSHAN NOVEL CO.,LTD | Containers/Packaging | Director/Board Member | |
BOC International (China) Ltd. (Broker)
![]() BOC International (China) Ltd. (Broker) Investment Banks/BrokersFinance BOC International (China) Ltd. (Broker) (BOC Broker) is the brokerage division of BOC International (China) Ltd. The firm is headquartered in Shanghai and was founded in 2002. BOC Broker provides brokerage services to their clients. | Investment Banks/Brokers | Analyst-Equity | |
China International Capital Corp. Ltd. (Broker)
![]() China International Capital Corp. Ltd. (Broker) Investment Banks/BrokersFinance China International Capital Corp. Ltd. (Broker) (CICC) is the brokerage division of China International Capital Corp. Ltd. which was established in 1995 as a strategic partnership between Chinese and international financial institutions and corporations. Headquartered in Beijing, CICC was the first joint venture investment bank in China. The firm's core business departments were investment banking, capital markets, sales & trading, research, fixed-income and asset management. CICC offers a range of brokerage services to international and domestic institutional and individual investors. In 2007 the firm set up a wholly-owned subsidiary specializing in private equity investments and focusing on buyout opportunities within China. | Investment Banks/Brokers | Analyst-Equity | |
Nomura International (Hong Kong) Ltd.
![]() Nomura International (Hong Kong) Ltd. Investment Banks/BrokersFinance Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products. | Investment Banks/Brokers | Analyst-Equity | |
JPMorgan Securities (Asia Pacific) Ltd.
![]() JPMorgan Securities (Asia Pacific) Ltd. Investment Banks/BrokersFinance JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients. | Investment Banks/Brokers | Analyst-Equity | |
China Tea Co., Ltd.
![]() China Tea Co., Ltd. Food DistributorsDistribution Services China Tea Co., Ltd. engages in research and development, production and sales of various types of tea and related products. Its main products include oolong tea, pu'er tea, flower tea, black tea, and liubao tea, white tea, anhua black tea, and green tea. The company was founded in 1949 and is headquartered in Beijing, China. | Food Distributors | Director/Board Member | |
HISENSE HOME APPLIANCES GROUP CO., LTD. | Electronics/Appliances | Director/Board Member | |
Credit Suisse Hong Kong Ltd. (China) | Investment Banks/Brokers | Analyst-Equity | |
Beijing Technology & Business University | College/University | Graduate Degree | |
SWS Research Co., Ltd.
![]() SWS Research Co., Ltd. Investment ManagersFinance SWS Research Co., Ltd. is the investment research subsidiary of Shenwan Hongyuan Securities Co., Ltd., which is owned by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. Headquartered in Shanghai, the firm was founded in 1992 to offer a wide range of products and services to global investors who want to invest in Chinese equity market. SWS Research provides clients with securities research service that covers over 500 key stocks in Asian market, as well as economics, strategy, bond, fund and derivatives research. Their clients include almost all major domestic institutional investors such as mutual funds, insurance companies, banks and trusts. They also serve QFII and other overseas institutional investors. | Investment Managers | Analyst-Equity | |
East China University of Science & Technology | College/University | Undergraduate Degree | |
CLSA Ltd. (China) | Investment Banks/Brokers | Analyst-Equity | |
Invesco Great Wall Fund Management Co. Ltd. (Invt Mgmt)
![]() Invesco Great Wall Fund Management Co. Ltd. (Invt Mgmt) Investment ManagersFinance Invesco Great Wall Fund Management Co. Ltd. (Investment Management) (IGW-IM) is the investment management division of Invesco Great Wall Fund Management Co. Ltd., founded jointly in 2003 by Great Wall Securities Co. Ltd, Invesco Ltd., Kailuan (Group) Co. Ltd., and Dalian Shide Group Co., Ltd. Headquartered in Shenzhen with branches in Beijing, Shanghai and Guangzhou, IGW-IM is the first Sino-US fund management company in China. They manage a range of open-ended funds featuring different risk/return profiles. | Investment Managers | Analyst-Equity | |
Beijing Gao Hua Securities Co., Ltd.
![]() Beijing Gao Hua Securities Co., Ltd. Investment Banks/BrokersFinance Beijing Gao Hua Securities Co., Ltd. is a financial services company based in Beijing, China. and has subsidiaries in China. The company's description is written in Chinese, but it appears to offer a range of financial services, including securities trading, investment banking, and asset management. The private company's website includes information about its history, services, and team, as well as news and research reports. The company was founded in 2004, and Xing Zhang has been the CEO of the company since 2004. | Investment Banks/Brokers | Analyst-Equity | |
Southwestern University of Finance & Economics | College/University | Undergraduate Degree | |
CINDA INTERNATIONAL HOLDINGS LIMITED | Investment Managers | Director/Board Member | |
Balyasny Asset Management (Hong Kong) Ltd.
![]() Balyasny Asset Management (Hong Kong) Ltd. Investment ManagersFinance Balyasny Asset Management (Hong Kong) Ltd. (BAM-Hong Kong) is the alternative investment subsidiary of Balyasny Asset Management LLC in the US, founded in 2001 by Dmitry Balyasny. In addition to the Hong Kong office, established in 2008, the main office is located in Chicago with other offices in Greenwich, London, Mumbai, and New York. The firm provides investment services to institutional clients. | Investment Managers | Analyst-Equity | |
Accounting Society of China | Director/Board Member | ||
Nexteer Automotive Corp.
![]() Nexteer Automotive Corp. Auto Parts: OEMProducer Manufacturing Nexteer Automotive Corp. engages in the development of steering and driveline systems. Its products include electric power steering, hydraulic power steering, steering columns, and driveline and halfshafts. The company was founded in 1906 and is headquartered in Saginaw, MI. | Auto Parts: OEM | Director/Board Member | |
HSBC Qianhai Securities Ltd.
![]() HSBC Qianhai Securities Ltd. Investment Banks/BrokersFinance HSBC Qianhai Securities Ltd. combines the global platform of HSBC Group with the local resources of Qianhai Financial Holdings to provide clients with a comprehensive range of securities products and services. HSBC Qianhai Securities is based in Shenzhen, CN. The Chinese company is committed to providing professional, diverse, and customized wealth management services to high-net-worth and ultra-high-net-worth clients and their families. With a global perspective, the company has insights into the Chinese A-share market. The joint venture company was founded in 2017, and the CEO is Irene Ho. | Investment Banks/Brokers | Director of Research - Equity | |
NEXTEER AUTOMOTIVE GROUP LIMITED | Auto Parts: OEM | Director/Board Member | |
Shenwan Hongyuan Securities Co., Ltd.
![]() Shenwan Hongyuan Securities Co., Ltd. Investment Banks/BrokersFinance Part of Shenwan Hongyuan Group Co., Ltd., Shenwan Hongyuan Securities Co., Ltd. is a brokerage firm that provides brokerage services. The company is based in Shanghai, China. The Chinese company was founded in 2015. The CEO is Mei Li. | Investment Banks/Brokers | Investor Relations Contact | |
JIHUA GROUP CORPORATION LIMITED | Apparel/Footwear | Director/Board Member | |
ZI TOPRUN ACQUISITION CORP. | Financial Conglomerates | Director/Board Member | |
Yidao Biotechnology (Suzhou) Co., Ltd.
![]() Yidao Biotechnology (Suzhou) Co., Ltd. Miscellaneous Commercial ServicesCommercial Services Yidao Biotechnology (Suzhou) Co., Ltd. is a Chinese company founded in 2017. The company is based in Suzhou City, China. The description of the company is limited to its name, "yi dao biotechnology (suzhou) co., ltd." | Miscellaneous Commercial Services | Director/Board Member | |
Huayuan Securities Co. Ltd.
![]() Huayuan Securities Co. Ltd. Investment Banks/BrokersFinance Huayuan Securities Co. Ltd., a subsidiary of Tongchuangjiuding Investment Management Group Co. Ltd., is a Chinese company located in Beijing that provides brokerage services. It was founded in 2002. Xian Feng Wei is currently the CEO of the firm. | Investment Banks/Brokers | Corporate Officer/Principal | |
SUNFONDA GROUP HOLDINGS LIMITED | Specialty Stores | Director/Board Member | |
Beijing Advaccine Biotechnology Co., Ltd.
![]() Beijing Advaccine Biotechnology Co., Ltd. BiotechnologyHealth Technology Beijing Advaccine Biotechnology Co., Ltd. engages in the research and development of prophylactic and therapeutic vaccines. Its pipeline focuses on the treatment of diseases caused by SARS-CoV-2, respiratory syncytial virus, and hepatitis B virus. The company was founded by Bin Wang in April 2009 and is headquartered in Suzhou, China. | Biotechnology | Director/Board Member | |
AAG ENERGY HOLDINGS LIMITED | Oil & Gas Production | Director/Board Member | |
Growatt Technology Co., Ltd.
![]() Growatt Technology Co., Ltd. Alternative Power GenerationUtilities Growatt Technology Co., Ltd. is a holding company, which engages in the design, development, and distribution of energy solutions. It operates through the following segments: Photovoltaics (PV) Inverters, Energy Storage Products, and Smart Energy Management System and Others. The PV Inverters segment includes design and manufacture of PV inverters for homeowners, commercial and industrial (C&I) businesses, and utility projects. The Energy Storage Products segment offers battery-ready inverters, on-grid storage inverters, micro-grid inverters, and battery packs. The Smart Energy Management System and Others segment refers to smart electric vehicles (EV) chargers, monitoring devices, and smart energy management apps. The company was founded by Yong Qiang Ding in March 2011 and is headquartered in Shenzhen, China. | Alternative Power Generation | Director/Board Member | |
LOGORY LOGISTICS TECHNOLOGY CO., LTD. | Packaged Software | Director/Board Member | |
J.P. Morgan Securities (China) Co., Ltd.
![]() J.P. Morgan Securities (China) Co., Ltd. Investment Banks/BrokersFinance J.P. Morgan Securities (China) Co., Ltd. engages in the provision of fiancial products and services for Chinese and international clients. Its services include securities brokerage, securities investment advisory, principal trading, and securities underwriting and sponsorship. The company was founded on August 22, 2019 and is headquartered in Shanghai, China. | Investment Banks/Brokers | Analyst-Equity | |
CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | Investment Banks/Brokers | Corporate Officer/Principal |
Statistics
International
China | 28 |
United States | 9 |
Hong Kong | 6 |
Cayman Islands | 3 |
United Kingdom | 3 |
Sectoral
Finance | 22 |
Consumer Services | 9 |
Producer Manufacturing | 4 |
Utilities | 3 |
Retail Trade | 3 |
Operational
Analyst-Equity | 30 |
Director/Board Member | 23 |
Independent Dir/Board Member | 19 |
Graduate Degree | 5 |
Undergraduate Degree | 4 |
Most connected contacts
Insiders | |
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Xiao Feng Liu | 14 |
Bin Wang | 9 |
Lu Nan Zhang | 7 |
Gregg G. Genova | 5 |
Meng Gao | 4 |
Billy Feng | 4 |
Tian Yi Yan | 4 |
Hai Feng Cao | 3 |
Yichao Xia | 2 |
David Wei | 2 |
Wei Jin | 2 |
Rachel Yang | 2 |
Brad Chen | 2 |
Jacqueline Du | 2 |
Chen Lu | 1 |
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