| Companies | Position | Start | End |
|---|---|---|---|
Girard Securities, Inc.
 Girard Securities, Inc. Investment Banks/BrokersFinance Founded in 1986, Girard Securities, Inc. is a broker-dealer located in San Diego, California. The firm is a subsidiary of RCS Capital Holdings LLC and their ultimate parent is RCS Capital Corp. (NYSE: RCAP). Girard Securities specializes in institutional and retail sales, financial planning, fixed-income investments and municipal bond underwriting. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Trading-Equity | 01/05/2003 | 01/01/2018 |
| Spelman & Co., Inc. | Corporate Officer/Principal | - | - |
Sentra Securities Corp.
 Sentra Securities Corp. Financial ConglomeratesFinance Sentra Securities Corp. provides financial services. The company is a member of Association of Securities Dealers and Securities Investors Protection Corp. The company is located in Mesa, AZ. | Corporate Officer/Principal | - | - |
| Shearson Lehman Hutton, Inc. | Corporate Officer/Principal | - | - |
E.F. Hutton & Co., Inc.
 E.F. Hutton & Co., Inc. Financial ConglomeratesFinance Part of Barclays PLC, E.F. Hutton & Co., Inc. is a company that provides investment and financial services. The company is based in Providence, RI. | Corporate Officer/Principal | - | - |
International
| United States | 6 |
Operational
| Corporate Officer/Principal | 4 |
| Trading-Equity | 1 |
Sectoral
| Finance | 6 |
Positions held
Active
Inactive
Listed companies
Private companies
| Private companies | 5 |
|---|---|
Girard Securities, Inc.
Girard Securities, Inc. Investment Banks/BrokersFinance Founded in 1986, Girard Securities, Inc. is a broker-dealer located in San Diego, California. The firm is a subsidiary of RCS Capital Holdings LLC and their ultimate parent is RCS Capital Corp. (NYSE: RCAP). Girard Securities specializes in institutional and retail sales, financial planning, fixed-income investments and municipal bond underwriting. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
E.F. Hutton & Co., Inc.
E.F. Hutton & Co., Inc. Financial ConglomeratesFinance Part of Barclays PLC, E.F. Hutton & Co., Inc. is a company that provides investment and financial services. The company is based in Providence, RI. | Finance |
| Shearson Lehman Hutton, Inc. | Finance |
Sentra Securities Corp.
Sentra Securities Corp. Financial ConglomeratesFinance Sentra Securities Corp. provides financial services. The company is a member of Association of Securities Dealers and Securities Investors Protection Corp. The company is located in Mesa, AZ. | Finance |
| Spelman & Co., Inc. | Finance |
