David Ring

Washington Mutual, Inc. provides financial services to consumers and mid sized businesses in the United States. The company primarily operates through three segments: retail banking & financial services, mortgage banking and commercial banking. The retail banking and financial services segment provides investment advisory and brokerage services, sales of annuities, mutual fund management and other financial services. This segment also purchases and re-underwrites loans to subprime borrowers. The mortgage banking segment offers various home loans including fixed rate home loans, adjustable rate home loans, hybrid home loans, option ARMs and government insured or guaranteed home loans. The commercial segment provides financing to developers and investors for the acquisition or construction of multifamily dwellings and other commercial properties, originates and services multifamily and other commercial real estate loans. The company was founded in August 1994 and is headquartered in Seattle, WA.

Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

Lehman Brothers Holdings Plc provides finance and treasury management services. The company is headquartered in London, UK.

Tupper, Inc. engages in the manufacturing, development and sale of pig watering troughs for pig farmers in the Philippines and other Asian countries. The company was founded on January 31, 2008 and is headquartered in New York, NY.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Deloitte Consulting LLP provides business consulting services. It offers services related to public finance, public sector management, health and social protection, information technology, financial sector, and trade and investment. The company was founded in 1996 and is headquartered in New York, NY.

Do Something, Inc. provides charity services to young people. The company is headquartered in New York, NY.

Kidder, Peabody & Co., Inc. provides security brokerage services. The private company is based in Buffalo, NY and has subsidiaries in Switzerland. The company was founded by Thomas W. Ostrander.

Vantage Advisors LLC is a hedge fund manager headquartered in Miami, Florida. The firm is a subsidiary of Vanquish Capital Group LLC. It was founded by Donald Uderitz. In 2022, EP Wealth Advisors LLC, a subsidiary of EPWA, Inc., acquired the firm from Vantage Capital Group LLC. Vantage Advisors provides investment advisory services to high net-worth individuals, funds-of-funds and institutional investors.

NICOR Global LLC provides cyber security and information assurance solutions. The firm serves to the government, defense and commercial companies. The company was founded by Charles Dodd and is headquartered in Washington, DC.

The Association of Independent Commercial Producers is a non-profit company based in New York, NY. Association of Independent Commercial Producers is a home for the association of independent commercial producers. Matt Miller has been the CEO of the company since 2012.

Evercore Group LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1995 and is a subsidiary of Evercore BD Investco LLC, which is owned by Evercore, Inc. (NYSE: EVR). Evercore Group delivers equity research and equity sales and agency trading execution, in addition to providing wealth and investment management services to high net worth and institutional investors.

NewOak Capital LLC is an American financial services company that offers investment advisory, asset management, and capital markets services. The CEO of the private company is Chuck Ferrando.