Carrie Ann Thompson

Finance

Consumer Services

Profile

Carrie Ann Thompson worked as a Manager of Operations, Compliance & Trading at Steele Investment Counsel Ltd.
and as a Registered Representative at Charles Schwab & Co., Inc. (Broker) from 1992 to 1995.
She received an undergraduate degree from Pepperdine University in 1991.

Former positions of Carrie Ann Thompson

Companies	Position	End
Charles Schwab & Co., Inc. (Broker) Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services	Corporate Officer/Principal	01/01/1995
Steele Investment Counsel Ltd. Steele Investment Counsel Ltd. Investment ManagersFinance Steele Investment Counsel Ltd. (SIC) is an independent asset management firm headquartered in Dublin, Ohio. The firm was founded by Michael Steele in 1984. SIC provides fee-only investment advisory services to individuals, employers, professionals, and trusts.	Trading-Equity	-

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Training of Carrie Ann Thompson

Pepperdine University

Undergraduate Degree

Experiences
Positions held

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Inactive

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Private companies

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Linked companies

Private companies	2
Steele Investment Counsel Ltd. Steele Investment Counsel Ltd. Investment ManagersFinance Steele Investment Counsel Ltd. (SIC) is an independent asset management firm headquartered in Dublin, Ohio. The firm was founded by Michael Steele in 1984. SIC provides fee-only investment advisory services to individuals, employers, professionals, and trusts.	Finance
Charles Schwab & Co., Inc. (Broker) Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services	Finance