Profile
Ms. Annette M.
Marshall is Chief Compliance Officer at Herndon Capital Management LLC.
Prior to joining Herndon Capital Management, LLC, Ms. Marshall spent 2 years as an Investment Adviser Compliance Consultant to institutional investment advisers as well as some retail investment advisors with Barge Consulting LLC.
Prior to that, she was Head of Trading at Peachtree Asset Management for 5 years.
Before Peachtree, she spent 3 years at NCM Capital Management Group, Inc. as one of a 3-member trading team.
She began her career in the investment management industry in 1989 at Edward Jones in operations and later transferred to their Corporate Bond Trading Desk as an assistant Trader.
Ms. Marshall received her Bachelor of Science degree in Business Administration from the University of Missouri in 1990.
She is a member of the National Society of Compliance Professionals.
She holds the FINRA Series 7, 63, and 65 licenses and maintains the CSCP (Certified Securities Compliance Professionals) designation.
Former positions of Annette Michelle Marshall
| Companies | Position | End |
|---|---|---|
EJ Towry Ltd
 EJ Towry Ltd Investment ManagersFinance Edward Jones Ltd. (Edward Jones) is the subsidiary of UK-based wealth advisor Towry Law Holdings Ltd. The firm was founded in 1958, acquired by John Scott & Partners in 2006 and the merged business was re-launched in 2007 as Towry Law. In 2009, Edward Jones, one of the UK's leading independent financial advice and investment firms and the UK subsidiary of US-based Edward D Jones & Co LP, was acquired by Towry Law. The firm will operate on a fee-only basis, in line with the existing Towry Law strategy. Edward Jones aims to cater to individual investors in the communities in which they live and work and create long-term investment solutions that emphasize a well-balanced portfolio and a buy-and-hold strategy. Towry Law offers fee-based, independent wealth advice and investment management services to high-net worth individuals. | Corporate Officer/Principal | 02/01/2001 |
NCM Capital Management Group, Inc.
 NCM Capital Management Group, Inc. Investment ManagersFinance Founded in 1986 by Maceo Sloan, NCM Capital Management Group, Inc. is a registered investment advisor located in Durham, North Carolina. The firm provides equity and fixed-income investment management services for institutional clients. | Corporate Officer/Principal | - |
| Peachtree Asset Management | Trading-Equity | - |
Training of Annette Michelle Marshall
| University of Missouri | Undergraduate Degree |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
| Peachtree Asset Management | Finance |
NCM Capital Management Group, Inc.
NCM Capital Management Group, Inc. Investment ManagersFinance Founded in 1986 by Maceo Sloan, NCM Capital Management Group, Inc. is a registered investment advisor located in Durham, North Carolina. The firm provides equity and fixed-income investment management services for institutional clients. | Finance |
EJ Towry Ltd
EJ Towry Ltd Investment ManagersFinance Edward Jones Ltd. (Edward Jones) is the subsidiary of UK-based wealth advisor Towry Law Holdings Ltd. The firm was founded in 1958, acquired by John Scott & Partners in 2006 and the merged business was re-launched in 2007 as Towry Law. In 2009, Edward Jones, one of the UK's leading independent financial advice and investment firms and the UK subsidiary of US-based Edward D Jones & Co LP, was acquired by Towry Law. The firm will operate on a fee-only basis, in line with the existing Towry Law strategy. Edward Jones aims to cater to individual investors in the communities in which they live and work and create long-term investment solutions that emphasize a well-balanced portfolio and a buy-and-hold strategy. Towry Law offers fee-based, independent wealth advice and investment management services to high-net worth individuals. | Finance |
- Stock Market
- Insiders
- Annette Michelle Marshall
