Profile
Mr. Alan Lhota is Senior MD & Co-Head-Institutional Fixed Income at Knight Capital Group, Inc. and Senior Managing Director at Knight Equity Markets LP.
He joined Knight's fixed income business (formerly Knight Libertas) in June 2009 from RBS Greenwich Capital Markets where he led the High Yield team.
Prior to that, Al worked at UBS in High Yield sales in the U.S.
and U.K.
Following an earlier period at UBS in high yield sales, he was a founding partner of Libra Investments, later sold to US Bancorp.
He began his career at Scotiabank in sales of Investment Grade and High Yield bonds.
Mr. Lhota attended Worcester Polytechnic University.
Former positions of Al S. Lhota
Companies | Position | End |
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Knight Capital Group, Inc.
Knight Capital Group, Inc. Investment Banks/BrokersFinance Knight Capital Group, Inc. is a global financial services firm, which provides access to the capital markets across multiple asset classes to a broad network of clients, including buy and sell side firms, dealers, brokers, institutions, and corporations. It operates business through four segments: Market Making, Institutional Sales and Trading, Electronic Execution Services and Corporate and Other. The Market Making segment consists of market making in global equities and listed domestic options. It includes client, and to a lesser extent, non-client electronic market making activities in which they operate as a market maker in equity securities. The Institutional Sales and Trading segment includes global equity, exchange traded funds and fixed income sales and trading; reverse mortgage origination and securitization; capital markets; and asset management activities. Its business consists of execution and facilitation equities and fixed income transactions as agent on behalf of institutional clients, and they commit capital on behalf of its clients when needed. The Electronic Execution Services segment offers access via its electronic agency-based platforms to markets and self-directed trading in equities, equity options, fixed income, foreign exchange and futures contracts. The Corporate and Other segment invests in strategic financial services-oriented opportunities, allocates, deploys and monitors all capital, and maintains corporate overhead expenses and all other income and expenses that are not attributable to the other segments. The company was founded in 1995 and is headquartered in Jersey City, NJ. | Corporate Officer/Principal | 19/03/2013 |
Knight Equity Markets LP
Knight Equity Markets LP Investment Banks/BrokersFinance Founded in 1995, Knight Equity Markets LP is a broker/dealer located in Jersey City, New Jersey. The firm is a subsidiary of Knight Capital Group, Inc. (NYSE Euronext: KCG), a leading market maker providing liquidity both on- and off-exchange in US and European equities, options and foreign exchange. Knight Equity Markets provides a full array of trading and execution services for their clients. They do not provide any internal research | Corporate Officer/Principal | 29/06/2012 |
Virtu Americas LLC
Virtu Americas LLC Investment Banks/BrokersFinance Virtu Americas LLC is an SEC-registered broker/dealer headquartered in New York City and was founded in 2012. The firm is a direct subsidiary of Virtu Strategic Holdings LLC and their ultimate parent is Virtu Financial, Inc. (NASDAQ: VIRT). Virtu provides brokerage services to their clients. | Corporate Officer/Principal | - |
UBS Americas, Inc.
UBS Americas, Inc. Investment ManagersFinance UBS Americas, Inc. provides investment advice services. It offers wealth, asset management and investment banking services. The company was founded in 2000 and is headquartered in Stamford, CT. | Corporate Officer/Principal | - |
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Private companies | 4 |
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Knight Capital Group, Inc.
Knight Capital Group, Inc. Investment Banks/BrokersFinance Knight Capital Group, Inc. is a global financial services firm, which provides access to the capital markets across multiple asset classes to a broad network of clients, including buy and sell side firms, dealers, brokers, institutions, and corporations. It operates business through four segments: Market Making, Institutional Sales and Trading, Electronic Execution Services and Corporate and Other. The Market Making segment consists of market making in global equities and listed domestic options. It includes client, and to a lesser extent, non-client electronic market making activities in which they operate as a market maker in equity securities. The Institutional Sales and Trading segment includes global equity, exchange traded funds and fixed income sales and trading; reverse mortgage origination and securitization; capital markets; and asset management activities. Its business consists of execution and facilitation equities and fixed income transactions as agent on behalf of institutional clients, and they commit capital on behalf of its clients when needed. The Electronic Execution Services segment offers access via its electronic agency-based platforms to markets and self-directed trading in equities, equity options, fixed income, foreign exchange and futures contracts. The Corporate and Other segment invests in strategic financial services-oriented opportunities, allocates, deploys and monitors all capital, and maintains corporate overhead expenses and all other income and expenses that are not attributable to the other segments. The company was founded in 1995 and is headquartered in Jersey City, NJ. | Finance |
Knight Equity Markets LP
Knight Equity Markets LP Investment Banks/BrokersFinance Founded in 1995, Knight Equity Markets LP is a broker/dealer located in Jersey City, New Jersey. The firm is a subsidiary of Knight Capital Group, Inc. (NYSE Euronext: KCG), a leading market maker providing liquidity both on- and off-exchange in US and European equities, options and foreign exchange. Knight Equity Markets provides a full array of trading and execution services for their clients. They do not provide any internal research | Finance |
UBS Americas, Inc.
UBS Americas, Inc. Investment ManagersFinance UBS Americas, Inc. provides investment advice services. It offers wealth, asset management and investment banking services. The company was founded in 2000 and is headquartered in Stamford, CT. | Finance |
Virtu Americas LLC
Virtu Americas LLC Investment Banks/BrokersFinance Virtu Americas LLC is an SEC-registered broker/dealer headquartered in New York City and was founded in 2012. The firm is a direct subsidiary of Virtu Strategic Holdings LLC and their ultimate parent is Virtu Financial, Inc. (NASDAQ: VIRT). Virtu provides brokerage services to their clients. | Finance |
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