Instruments

Name Stock exchange Average volume Price Type
THOS SCOT THOMASCOTT

NSE India S.E.

6,830 252.3 INR Stock THOS SCOT Stock
THOS SCOT THOMASCOTT

Bombay S.E.

1,670 253.4 INR Stock THOS SCOT Stock
SCOT PWR UK6TB23 01LQ

London S.E.

- - % Bond SCOT PWR UK6TB23 Bond
SCOT PWR UK6TB23

Deutsche Boerse AG

- - % Bond SCOT PWR UK6TB23 Bond
BK NOV SCOT FRN85 93GF

London S.E.

- - % Bond BK NOV SCOT FRN85 Bond
BK NOV SCOT FRN85

Deutsche Boerse AG

- - % Bond BK NOV SCOT FRN85 Bond
ROYAL BK SCOT NV P/WTS 16/9/11(DJIA)USD11400 10066

Hong Kong S.E.

- - HKD Certificat Royal Bk Scot Nv P/Wts 16/9/11(Djia)Usd11400 Certificat

Insiders


Picture Scot Benson
Scot Benson

Scot Robert Benson is Chief Executive Officer for Heron Point Partners Ltd. Mr. Benson is also on the board of Xenon Arc, Inc., Element Solutions, Inc. (former President, Chief Operating Officer & Director), Alent Ltd. and Folds of Honor Foundation. Mr. Benson previously occupied the position of President at MacDermid, Inc. and President for MacDermid Graphics Solutions LLC.


Picture Antony Baldry
Antony Baldry

Antony Brian Baldry is currently the Non-Executive Chairman at Westminster Group Plc, a Director at Roshini International Bio Energy Corp.
Ltd., a Director at Gnet Group Plc, and a Member of the International Bar Association.
Previously, he served as the Chairman of Kazakhstan Kagazy JSC, Chairman of Westminster Group Plc from 2017 to 2018, Non-Executive Director at Transense Technologies Plc and Woburn Energy Plc, and Non-Executive Director at Mastermailer Holdings Plc from 2008 to 2010.
He also held positions as a Governor at The Commonwealth Institute and as a Member of The Overseas Development Institute.
Sir Baldry completed his undergraduate and graduate studies at the University of Sussex.



Picture Simon Christopher Baldry
Simon Christopher Baldry

Simon Christopher Baldry is currently the Managing Director at Cadbury Trebor Bassett Ltd.
since 2003 and the Director at PK Ventures Ltd.
since 2019.
He previously worked as the Vice President & General Manager at Coca-Cola Europacific Partners Great Britain Ltd.
and Coca-Cola Enterprises, Inc.




Picture Lorraine Baldry
Lorraine Baldry

Lorraine Ingrid Baldry is currently the Chairman of Inventa Partners Ltd., Hydroxyl Technologies Ltd., Invista Foundation Holding Co. Ltd., Invista Foundation Property (No.
2) Ltd., Central London Consortium Ltd., LP (Brentford) Ltd., SREIT Property Ltd., Tri-Air Health Ltd., and Lunar Partnership (Brentford) Ltd.
In the past, she served as the Chief Executive Officer of Chesterton International Ltd.
and Chesterton Plc, Non-Executive Chairman of Schroder Real Estate Investment Trust Ltd., Chairman of London & Continental Railways Ltd.
and London Thames Gateway Development Corp., Independent Non-Executive Director of Thames Water Ltd., Circle Holdings Ltd., and DTZ Holdings Plc, Managing Director-Investment Division of Prudential Corporation Holdings Ltd., Director of Olympic Delivery Authority and Sellafield Ltd., President of British Property Federation, and Governor of The University of the Arts London.


Picture Richard K. Baldry
Richard K. Baldry

Mr. Richard K.
Baldry
, CFA, is Managing Director & Senior Research Analyst at ROTH Capital Partners LLC.
He is responsible for covering the Software Sector.
Mr. Baldry has been a technology analyst for over 24 years and and has specialized in Software for over 20 years.
He has emphasized coverage of the Software-as-a-Service segment of Software for over 15 years, pioneering sell-side research in the space dating back to its emergence in 2003.
Prior to rejoining ROTH Capital Partners in October 2013, Mr. Baldry analyzed the software sector for several boutique investment firms including Wunderlich Securities, Canaccord Adams and First Albany Capital.
He graduated Summa cum laude with a double major from Angelo State University.
He is also a CFA Charterholder and a member of the CFA Institute.



















Picture Mark Baldry
Mark Baldry

Mark Baldry is currently the Chief Commercial Officer at X4 Pharmaceuticals, Inc. He previously held positions as Vice President-Public Affairs at Biogen, Inc., SVP-Global Marketing & Commercial Operations at Amicus Therapeutics, Inc., Head-Marketing & Market Access EMEA at Shire Plc, and Chief Commercial Officer at Wave Life Sciences Ltd.
He also served as the Chief Commercial Officer at Wave Life Sciences USA, Inc. and Freeline Therapeutics Holdings Plc.
Mr. Baldry completed his undergraduate degree at York University and holds an MBA from Concordia University.



Picture David James Baldry
David James Baldry

David James Baldry currently works at Aqualux Products Ltd., as Director from 2019.



Picture Scot Lewton
Scot Lewton

Mr. Scot Lewton is Vice President-Marketing at Consumer Safety Technology LLC.
He received his undergraduate degree from Iowa State University.



Picture Scot Silverglate
Scot Silverglate

Scot Silverglate currently works as a General Counsel at First Data International LLC.






Picture Scot H. Parnell
Scot H. Parnell

Mr. Scot H.
Parnell
is Chief Financial Officer & Executive Vice President at Crump Group, Inc. and a Member at The American Institute of Certified Public Accountants.
Mr. Parnell was previously employed as CFO, Director-Financial Planning & Analysis by The Student Loan Corp., a Principal by Arthur Andersen LLP, a Principal by Browning-Ferris Industries, Inc., a Principal by Citigroup, Inc., and a Principal by MetLife, Inc. He received his undergraduate degree from the University of Texas and an MBA from Columbia University.




Picture Scot Reader
Scot Reader

Scot Reader is a member of The State Bar of California and serves as the Intellectual Property Counsel at Zone Reactor, Inc. Previously, he worked as the Chief Patent Counsel at Xylan Corp., a Litigation Associate at Lyon & Lyon, Inc., and a Counsel at Alcatel, Inc. He received his undergraduate and graduate degrees from the University of Southern California.




Picture Scot L. Johnson
Scot L. Johnson

Scot L.
Johnson
is the founder of Psoria-Shield, Inc. Prior to that, he worked as a Director at Wellness Center USA, Inc. He received his undergraduate degree from the University of South Florida in 2000.



Picture Scot Hamilton
Scot Hamilton

Scot Hamilton is currently working as AVP & Senior Director of Contacts and Compliance at Columbia Technology Ventures since 2000.
Previously, he worked as Chief Financial Officer at Wenzel Downhole Tools Ltd.
from 2004 to 2005.



Picture Scot Harper
Scot Harper

Scot L.
Harper
is currently the Senior Vice President-Clinical Operations at Radiopharm Theranostics Ltd.
Previously, he worked as the Vice President-Clinical Operations at Endocyte, Inc. from 2013 to 2016.
Harper received his undergraduate degree from DePauw University, his graduate degree from the University of South Alabama, and his doctorate from The Indiana University School of Medicine.



Picture Scot Duncan
Scot Duncan

Scot is one of the founding partners of MiddleGround where he is responsible for overseeing the Operations Team.
Scot started his career at Toyota Motor Corporation and spent 13 years in assembly engineering, maintenance, and production management.
Prior to founding MiddleGround, Scot spent 9 years at the prior firm with John and Lauren, most recently serving as Director of Operations.
Scot received a Toyota Fellowship to attend the University of Kentucky where he earned degrees in Mechanical Engineering and a Masters of Engineering in Manufacturing Systems.
Scot has recently become an empty nester as his twin children are enrolled in college although his wife, Susan, would say they still have 2 “children” (i.e.
dogs) at home.
He and his wife enjoy implementing lean manufacturing initiatives throughout their home.
Scot made the mistake of singing karaoke in front of John Stewart one night in Japan where he sang “My Cherie Amour” by Stevie Wonder.
According to John, this is now the official song of MiddleGround Capital.





Picture Scot Levitt
Scot Levitt

Scot Levitt currently works as a Vice President & Director-Fine Arts at Bonhams & Butterfields.




Picture Scot Hofacker
Scot Hofacker

Scot Hofacker serves is Chief Financial Officer of Exel Logistics USA and DHL Exel Supply Chain (DESC) Americas.
Prior to joining Exel in 2002, he worked at Limited Brands.















Picture Scot Evans
Scot Evans

Scot Evans is currently the Chief Financial Officer, Director, and Senior VP at Bowen Engineering Corp.







Picture Scot Carlson
Scot Carlson

Scot Carlson worked as a Director at Black Diamond Equipment Ltd.
and as a Vice President-Finance at Skullcandy, Inc. He holds an MBA from the State University of New York at Buffalo.



Picture Scot C. Robertson
Scot C. Robertson

Prior to joining HAlpern Capital, Mr. Robertson is Vice President of Electronics Research at Stanford Group Company and provides coverage in the Electronics Manufacturing Services (EMS), Printed Circuit Board (PCB), Embedded Computing, and Wireless Technologies sectors.
He joined Stanford from Investec, Inc. where he was a senior member of the electronics franchise.
In addition, Mr. Robertson worked for William Blair & Co., Advest, Inc. and Nesbitt Burns where he supported coverage of the EMS, PCB, Embedded Computing, and Computer and Peripherals sectors.
Prior to his research experience, Mr. Robertson spent two years on the Chicago Board Options Exchange (CBOE) as an equity and index options specialist.
Mr. Robertson holds a BS in Finance from Arizona State University.







Picture Scot Case
Scot Case

Scot Case worked as a Director of Market Development at UL Environment, Inc. in 2010.
He received his undergraduate and graduate degrees from Virginia Polytechnic Institute & State University.




Picture Scot Thompson
Scot Thompson

Scot Thompson is currently the President & Chief Executive Officer at C&A Industries, Inc. He is also currently the Director at the Greater Omaha Chamber of Commerce and a Member at the University of Nebraska.
Previously, he worked as a Principal at Valmont Industries, Inc. Mr. Thompson has an undergraduate degree and an MBA from the University of Nebraska.










Picture Scot Kathmann
Scot Kathmann

Scot Kathmann is currently the Senior Vice President-Sales & Marketing at Primoris Services Corp.
He obtained his undergraduate degree from Wright State University (Ohio) in 1997.




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