Total Brain : Notification regarding unquoted securities - TTB

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

TOTAL BRAIN LIMITED

Date of this announcement

Wednesday December 22, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
TTBAC	OPTION EXPIRING VARIOUS DATES EX	3,635,002	20/12/2021
	VARIOUS PRICES

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

TOTAL BRAIN LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	24094069682
1.3	ASX issuer code
TTB

1. The announcement is New announcement
2. Date of this announcement

22/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code and description
		TTBAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
		Date the +securities the subject of this notification were issued
		20/12/2021
use	Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
		Were any of the +securities issued to +key management personnel (KMP) or an +associate?
		No
personalFor	Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
Refer to the Notice of General Meeting of the Company held on 5 August 2020:
		https://www.asx.com.au/asxpdf/20200706/pdf/44k8wkpspn430g.pdf
		Any other information the entity wishes to provide about the +securities the subject of this notification
		N/A
	I ue details
		Number of +securities
		3,635,002

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

For personal use only

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)
	Total number of
ASX +security code and description	+securities on issue
TTB : ORDINARY FULLY PAID	133,391,131
TTBO : OPTION EXPIRING 19-AUG-2022	12,543,626

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
TTBAD : OPTION EXPIRING 16-JAN-2024 EX 45C	206,612
TTBAE : OPTION EXPIRING 22-NOV-2021 EX 45C	106,612
TTBAF : OPTION EXPIRING 15-NOV-2024 EX $0.80	50,000
TTBAG : OPTION EXPIRING 17-DEC-2024 EX $1.00	24,000
TTBAH : OPTION EXPIRING 10-FEB-2025 EX $1.00	50,000
TTBAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	32,388,071

Notification of Issue, Conversion or Payment up of Unquoted

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