SGL CARBON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
February 20, 2024 at 02:17 pm IST
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EQS Voting Rights Announcement: SGL CARBON SE
SGL CARBON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
20.02.2024 / 09:45 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
SGL CARBON SE
Street:
Söhnleinstraße 8
Postal code:
65201
City:
Wiesbaden Germany
Legal Entity Identifier (LEI):
52990038IB31TYK07X63
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
13 Feb 2024
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
1.15 %
3.49 %
4.64 %
122341478
Previous notification
1.49 %
3.65 %
5.14 %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE0007235301
0
1412467
0.00 %
1.15 %
Total
1412467
1.15 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Internal right to recall shares lent out
n/a
n/a
800752
0.65 %
Total
800752
0.65 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Convertible bonds
28/06/2028
28/06/2028
Physical
566712
0.46 %
Third Party convertible bonds - right of use held
21/09/2027 – 28/06/2028
21/09/2027 – 28/06/2028
Physical
2303951
1.88 %
Equity Swap
08/07/2024 – 25/07/2028
08/07/2024 – 25/07/2028
Cash
595608
0.49 %
Total
3466271
2.83 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
JPMorgan Chase & Co.
%
%
%
JPMorgan Chase Bank, National Association
%
%
%
J.P. Morgan International Finance Limited
%
%
%
J.P. Morgan Capital Holdings Limited
%
%
%
J.P. Morgan Securities plc
%
%
%
-
%
%
%
JPMorgan Chase & Co.
%
%
%
JPMorgan Chase Holdings LLC
%
%
%
J.P. Morgan Broker-Dealer Holdings Inc.
%
%
%
J.P. Morgan Securities LLC
%
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
Date
19 Feb 2024
20.02.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
SGL Carbon SE, together with its subsidiaries, is a manufacturer of products and solutions based on carbon fibers and specialty graphites. It operates through three segments: Composites-Fibers & Materials (CFM), Graphite Materials & Systems (GMS) and Corporate. The Company serves industries, including chemicals, textile fibers, industrial applications, energy and mobility. The CFM segment includes materials business based on carbon fibers. The CFM segment focuses on developing composite materials and associated components mainly for automotive, wind energy and aerospace industries. The GMS segment offers a range of customized graphite-based products. The GMS segment focuses on products made of synthetic graphite and expanded graphites for industrial applications, machine components and products for semiconductor industry, composites and process technology. The Corporate segment includes research activities. The Company has over 30 production sites in Europe, Asia and North America.
SGL CARBON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution