Certain Fixed Rate Unsubordinated Unsecured Notes due 2027 of Saratoga Investment Corp. are subject to a Lock-Up Agreement Ending on 17-JAN-2023. These Fixed Rate Unsubordinated Unsecured Notes due 2027 will be under lockup for 90 days starting from 19-OCT-2022 to 17-JAN-2023.
Details:
The company has agreed that, for a period of 90 days from the date of this prospectus supplement, without the prior written consent of Ladenburg Thalmann, on behalf of the underwriters, offer, pledge, sell, contract to sell or otherwise dispose of or agree to sell or otherwise dispose of, directly or indirectly or hedge any debt securities issued or guaranteed by the company or any securities convertible into or exercisable or exchangeable for debt securities issued or guaranteed by the company or file any registration statement under the Securities Act of 1933 (the ôSecurities Actö) with respect to any of the foregoing. Ladenburg Thalmann in its sole discretion may release any of the securities subject to these lock -up agreements at any time without notice.