www.nsxa.com.au
ABN: 11 000 902 063
Application for Quotation of Additional Securities
File Reference:
I:IssuersFormswebsite formsdocuments 2016issuersNSX Quotation of Additional Securities.doc
Application for quotation of additional securities | ||
Table of Contents | ||
INTRODUCTION .................................................................................................................... | 2 | |
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOTATION OF ADDITIONAL | ||
SECURITIES AND AGREEMENT ......................................................................................... | 3 | |
PART 1 | - ALL ISSUES .......................................................................................................... | 3 |
PART 2 | - BONUS ISSUE OR PRO RATA ISSUE................................................................ | 5 |
PART 3 | - QUOTATION OF SECURITIES ............................................................................. | 7 |
ADDITIONAL SECURITIES FORMING A NEW CLASS OF SECURITIES.............................................. | 7 | |
QUOTATION AGREEMENT .................................................................................................. | 9 |
Introduction
To ensure the efficient processing of this form by NSX, please:
- Adhere to the suggested number of the annexures required by this form.
- Complete all statements and questions in this form. (NSX can provide an electronic version of this form on request).
Page 2 of 9
Application for quotation of additional securities
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to NSX as soon as available. Information and documents given to NSX become NSX's property and may be made public.
Introduced 11 March 2004. Revised 7 March 2016.
Name of entity
PYX Resources Limited
ABN/ACN
30 073 099 171
We (the entity) give NSX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
- Class of securities issued or to be issued
- Number of securities issued or to be issued (if known) or maximum number which may be issued
-
Principal terms of the securities (eg, if options, exercise price and expiry date; if partly paid securities, the amount outstanding and due dates for payment; if
convertible securities, the conversion price and dates for conversion)
Fully Paid Ordinary Shares ("Shares")
2,182,894 Shares
The Shares are fully paid ordinary shares in the company and rank equally with existing ordinary shares.
- Do the securities rank equally in Yes all respects from the date of allotment with an existing class of quoted securities?
If the additional securities do not rank equally, please state: - the date from which they do
-
the extent to which they participate for the next dividend, (in the case of a trust,
distribution) or interest payment - the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
Page 3 of 9
Application for quotation of additional securities | |||||||
5 | Issue price or consideration | ||||||
$nil issue price | |||||||
6 | Purpose of the issue | ||||||
Shares issued on conversion of 2,182,894 | |||||||
(If issued as consideration for the | Performance Rights on achievement of milestone | ||||||
acquisition | of | assets, | clearly | - Tranche 8 (Refer Prospectus lodged with NSX | |||
identify those assets) | on 20 February 2020). The Performance Rights | ||||||
were granted on 20 February 2020 under the | |||||||
Company's Stock Incentive Plan. | |||||||
7 | Dates of entering securities into | ||||||
7 January 2022 | |||||||
uncertificated | holdings | or | |||||
despatch of certificates | |||||||
8 | Number and class of all | Number | Class | ||||
431,064,305 | Fully Paid Ordinary | ||||||
securities | quoted on | NSX | Shares | ||||
(including the securities in clause | |||||||
2 if applicable) | |||||||
9 | Number and class of all | Number | Class | ||||
638,811 | Shares in escrow until | ||||||
securities | not | quoted | on | NSX | 25-Feb-2022 | ||
(including the securities in clause | |||||||
2 if applicable) | 537,500 | Unlisted options | |||||
($1.00, expiry 22-Feb- | |||||||
2023) | |||||||
12,588,437 | Performance Rights | ||||||
convertible into a | |||||||
maximum of | |||||||
17,166,409 Shares, | |||||||
subject to the | |||||||
achievement of | |||||||
milestones | |||||||
10 | Dividend policy (in the case of a | ||||||
Not applicable | |||||||
trust, distribution policy) on the | |||||||
increased capital (interests) |
Page 4 of 9
Application for quotation of additional securities
Part 2 - Bonus issue or pro rata issue
- Is security holder approval required?
- Is the issue renounceable or non- renounceable?
- Ratio in which the securities will be offered
- Class of securities to which the offer relates
- Record date to determine entitlements
- Will holdings on different registers (or subregisters) be aggregated for calculating entitlements?
- Policy for deciding entitlements in relation to fractions
- Names of countries in which the entity has security holders who will not be sent new issue documents
Note: Security holders must be told how their entitlements are to be dealt with.
- Closing date for receipt of acceptances or renunciations
- Names of any underwriters
- Amount of any underwriting fee or commission
- Names of any brokers to the issue
- Fee or commission payable to the broker to the issue
- Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of security holders
Page 5 of 9
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PYX Resources Ltd. published this content on 07 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 07 January 2022 04:27:01 UTC.