Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
As previously disclosed,
On
When the Reverse Stock Split becomes effective, every four shares of the Company's issued and outstanding common stock will automatically be combined, converted and changed into 1 share of the Company's common stock, without any change in the number of authorized shares or the par value per share. In addition, a proportionate adjustment will be made to the per share exercise price and the number of shares issuable upon the exercise of all outstanding stock options, restricted stock units and warrants to purchase shares of common stock and the number of shares reserved for issuance pursuant to the Company's equity incentive compensation plans. Any fraction of a share of common stock that would be created as a result of the Reverse Stock Split will be rounded up to the next whole share. Holders of the Company's common stock held in book-entry form or through a bank, broker or other nominee do not need to take any action in connection with the Reverse Stock Split. Stockholders of record will be receiving information from the Company's transfer agent regarding their common stock ownership post-Reverse Stock Split.
The Company's common stock will continue to trade on the
The foregoing description of the Certificate of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Certificate of Amendment, which is filed as Exhibit 3.1 to this Current Report on Form 8-K and incorporated by reference herein.
Item 7.01 Regulation FD Disclosure.
On
The information contained in this Item 7.01, including Exhibit 99.1, shall not
be deemed to be "filed" with the
Item 9.01 Financial Statements and Exhibits
(d) Exhibits. Exhibit No. Exhibit 3.1 Certificate of Amendment to Third Amended and Restated Certificate of Incorporation ofProtagenic Therapeutics, Inc. 99.1 Press release datedMarch 22, 2023 104 Cover Page Interactive Data File (embedded within the XBRL document) -2-
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