ASX security code and description | Total number of +securities on issue |
PILAO : OPTION EXPIRING 30-JUN-2024 EX $0.02 PILAF : CONVERTIBLE NOTES PILAP : PERFORMANCE RIGHTS PILAJ : OPTION EXPIRING 12-FEB-2024 EX $0.025 PILAI : OPTION EXPIRING 12-FEB-2024 EX $0.015 | 10,000,000 438,432 56,600,000 20,000,000 20,000,000 |
ASX ANNOUNCEMENT
6 April 2022
Company Announcements Office Australian Securities Exchange Limited
Discrepancy in the number of shares currently on issue
PERTH, AUSTRALIA, 6 April 2022: Peppermint Innovation Ltd (ASX: PIL) (the Company) wishes to note that the Appendix 2A released on 24 June 2021 contained an error in the number of shares issued on conversion of convertible notes (ASX:PILAF). The Appendix 2A incorrectly stated that 34,841,525 ordinary fully paid shares were issued on conversion of 1,234,626 convertible notes at $0.01. However, the number of shares actually issued on conversion was 34,847,297 (a discrepancy of 5,772), leaving 438,432 convertible notes on issue.
A corrective Appendix 2A is included together with this announcement.
The updated capital structure of the Company, as contained in the corrective Appendix 2A, is as follows:
*Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities the subject of this application)
ASX security code and description | Total number of +securities on issue |
PIL : ORDINARY FULLY PAID PILO : OPTION EXPIRING 30-JUN-2023 | 1,967,174,076 115,739,110 |
*Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX):
Ends
This ASX announcement has been approved by Peppermint Innovation Limited's Board of Directors and authorised for release.
For more information, please contact:
Chris Kain
Managing Director & CEO Peppermint Innovation Limitedinfo@pepltd.com.au
About Peppermint Innovation Ltd
Peppermint Innovation is an Australian company focused on the commercialisation and further development of the Peppermint Platform, a mobile banking, payment and remittance, delivery and logistics, ecommerce and finance technology to service the Philippines market - which was initially designed for banks, agents, associations and microfinance institutions. Peppermint currently operates the Peppermint Platform in the Philippines.
Only use this form if the online version is not available
+Rule 2.8, 3.10.3A to 3.10.3D
Appendix 2A
Application for quotation of +securities
Question no | Question | Answer |
1.1 | *Name of entity We (the entity here named) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.1 | PEPPERMINT INNOVATION LIMITED |
1.2 | *Registration type and number Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number). | ACN 125 931 964 |
1.3 | *ASX issuer code | |
1.4 | *This announcement is Tick whichever is applicable. | ☐ A new announcement ☒ An update/amendment to a previous announcement ☐ A cancellation of a previous announcement |
1.4a | *Reason for update Answer this question if your response to Q 1.4 is an update/amendment to previous announcement. | There was an error in the number of convertible notes converted into shares in the appendix 2A lodged on 24 June 2021, causing a 5772 discrepancy in shares. |
1.4b | *Date of previous announcement to this update Answer this question if your response to Q 1.4 is an update/amendment to previous announcement. | 24/06/2021 |
1.4c | *Reason for cancellation Answer this question if your response to Q 1.4 is "A cancellation of a previous announcement" |
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
If you are an entity incorporated outside Australia and you are seeking quotation of a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
1
Appendix 2A of the Listing Rules includes a warranty that an offer of the securities for sale within 12 months after their issue will not require disclosure under section 707(3) or 1012C(6) of the Corporations Act. If you are in any doubt as to the application of, or the entity's capacity to give, this warranty, please see ASIC Regulatory Guide 173 Disclosure for on-sale of securities and other financial products and consult your legal adviser.
Page 1
Question No. | Question | Answer |
2.1 | *The +securities to be quoted are: Select whichever item is applicable. If you wish to apply for quotation of different types of issues of securities, please complete a separate Appendix 2A for each type of issue. |
|
2.1a | *Have the +securities to be quoted been issued yet? | Yes |
2.1a.1 | *What was their date of issue? Answer this question if your response to Q2.1a is "Yes". | 24/06/2021 |
2.1a.2 | *What is their proposed date of issue? Answer this question if your response to Q2.1a is "No". | |
2.2a.1 | *Date of Appendix 3B notifying the market of the proposed issue of +securities for which quotation is now being sought Answer this question if your response to Q2.1 is "Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B" |
1.4d | *Date of previous announcement to this cancellation Answer this question if your response to Q 1.4 is "A cancellation of a previous announcement" | |
1.5 | *Date of this announcement | 06/04/2022 |
Part 2 - Type of issue
2.2a.2 | *Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? Answer this question if your response to Q2.1 is "Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B". | Yes or No |
2.2a.2.1 | *Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B Answer this question if your response to Q2.1 is "Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B" and your response to Q2.2a.2 is "Yes". Please provide details of the proposed dates and number of securities for the further issues. This may be the case, for example, if the Appendix 3B related to an accelerated pro rata offer with an institutional component being quoted on one date and a retail component being quoted on a later date. | |
2.2b.1 | Date of Appendix 3A.1 lodged with ASX in relation to the underlying +dividend or distribution Answer this question if your response to Q2.1 is "Securities issued under a dividend or distribution plan". | |
2.2c.1 | Please state the number and type of options that were exercised or other +convertible securities that were converted (including their ASX security code) Answer this question if your response to Q2.1 is "Securities issued, transferred or re-classified as a result of options being exercised or other convertible securities being converted". | An additional 5,772 fully paid ordinary shares were issued on conversion of convertible notes at 1 cent per share (a total of 34,847,297 shares). |
2.2c.2 | And the date the options were exercised or other +convertible securities were converted Answer this question if your response to Q2.1 is "Securities issued, transferred or re-classified as a result of options being exercised or other convertible securities being converted". Note: If this occurred over a range of dates, enter the first date and last date of the period in which the options were exercised or convertible securities were converted. | 21/06/2021 |
2.2c.3 | Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? Answer this question if your response to Q2.1 is "Securities issued, transferred or re-classified as a result of options being exercised or other convertible securities being converted". | No Note: If you have answered "No", consider whether you need to lodge an Appendix 3H with ASX notifying ASX of the cessation of some or all of the remaining options or other convertible securities under Listing Rule 3.10.E. This may the case, for example, if options have lapsed because they have passed their expiry date without being exercised, or convertible debt securities have been repaid or redeemed without being converted. |
2.2c.4 | The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: Answer this question if your response to Q2.1 is "Securities issued, transferred or re-classified as a result of options being exercised or other convertible securities being converted". |
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Peppermint Innovation Limited published this content on 06 April 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 April 2022 02:51:07 UTC.