DGAP Voting Rights Announcement: OSRAM Licht AG
OSRAM Licht AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
18.10.2017 / 13:49
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
1. Details of issuer
OSRAM Licht AG Marcel-Breuer-Straße 6 80807 München Germany |
2. Reason for notification
X | Acquisition/disposal of shares with voting rights |
Acquisition/disposal of instruments | |
Change of breakdown of voting rights | |
Other reason: |
3. Details of person subject to the notification obligation
Name: | City and country of registered office: |
Deutsche Bank Aktiengesellschaft |
Frankfurt Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
Resulting situation | 4.32 % | 0.99 % | 5.31 % | 104689400 |
Previous notification | 5.98 % | 0.98 % | 6.96 % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN | absolute | in % | ||
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) | |
DE000LED4000 | 4363376 | 159513 | 4.17 % | 0.15 % |
Total | 4522889 | 4.32 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Physically-settled Call Option | 21.12.2018 | Anytime | 129100 | 0.12 % |
Physically-settled Call Option | 28.06.2018 | 28.06.2018 | 290000 | 0.28 % |
Right to Recall | 7094 | 0.01 % | ||
Total | 426194 | 0.41 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Physically-settled Put Option | 16.03.2018 | Anytime | Physical | 80800 | 0.08 % |
Cash-settled Options Swaps | 15.06.2018 | Cash | 273900 | 0.26 % | |
Equity Swaps | 03.01.2020 | Cash | 253373 | 0.24 % | |
Total | 608073 | 0.58 % |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). | |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
Deutsche Bank Aktiengesellschaft | 4.32% % | % % | 5.31% % |
DB USA Corporation | % % | % % | % % |
Deutsche Bank Trust Corporation | % % | % % | % % |
Deutsche Bank Holdings, Inc. | % % | % % | % % |
Deutsche Bank National Trust Company | % % | % % | % % |
% % | % % | % % | |
Deutsche Bank Aktiengesellschaft | 4.32% % | % % | 5.31% % |
Deutsche Bank Privat- und Geschäftskunden Aktiengesellschaft | % % | % % | % % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting: | |
Holding position after general meeting: | % (equals voting rights) |
10. Other explanatory remarks:
18.10.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
OSRAM Licht AG published this content on 18 October 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 18 October 2017 12:00:06 UTC.
Original documenthttp://otp.investis.com/clients/de/osram/omx/omx-story.aspx?cid=1225&newsid=61724&culture=en-US
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