Item 8.01 Other Events.
On January 4, 2021, JMP Group LLC (the "Company") issued a press release
announcing that its wholly owned subsidiary, JMP Group Inc. (the "Issuer"),
caused notices to be issued to the holders of its 7.25% Senior Notes due 2027
(CUSIP No. 466273 109; NASDAQ: JMPNL) (the "2027 Notes") regarding the Issuer's
exercise of its option to redeem $10.0 million principal amount of the issued
and outstanding 2027 Notes pursuant to the terms of the Indenture for the 2027
Notes dated as of January 24, 2013, between the Issuer and U.S. Bank National
Association, as trustee, as supplemented by the First Supplemental Indenture
dated January, 25, 2013, the Second Supplemental Indenture dated as of January
29, 2014, the Third Supplemental Indenture dated as of October 14, 2014 and the
Fourth Supplemental Indenture dated as of November 28, 2017. The Company will
redeem $10,000,000 in aggregate principal amount of the 2027 Notes on February
4, 2021 (the "Redemption Date"). The 2027 Notes will be redeemed at 100% of
their principal amount ($25 per 2027 Note), plus the accrued and unpaid interest
thereon up to, but excluding, the Redemption Date. A copy of the press release
announcing the partial redemption of the 2027 Notes is hereby incorporated by
reference and filed herewith as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Description.
No.
99.1 Press Release issued by the Company, dated January 4, 2021.
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