INDUSTREA LTD. 
By
Corporations Law
Section 671B
To Company Name/Scheme _Industrea
Limited
ACN/ARSN
Name JPMorgan Chase & Co. And its affiliates
ACN (if applicable) NA
The holder ceased to be a
substantial holder on 18/ Sep /2012
The previous notice was given to the company on 17/
Sep/2012
The previous notice was dated 17 /Sep/ 2012
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
See Appendix | J.P. Morgan Securities Australia Limited | Purchase and sales of shares in its capacity as Principal/Proprietary | See Appendix | 9,342,453 Ordinary | 9,342,453 |
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN (if applicable) | Nature of association |
N/A | |
The addresses of persons named in this form are as follows:
Name | Address |
JPMorgan Chase & Co. | 1111 Polaris Parkway, Columbus, Ohio 43240 |
print name Caroline Phong capacity JPMorgan Chase Bank, N.A.
Form 605 page 1 of 2
sign here date 20 / Sep / 2012 DIRECTIONS
(1) If there are a number of substantial holders with similar
or related relevant interests (eg. a corporation and its
related corporations, or the manager and trustee of an equity
trust), the names could be included in an annexure to the
form. If the relevant interests of a group of persons are
essentially similar, they may be referred to throughout the
form as a specifically named group if the membership of each
group, with the names and addresses of members is clearly set
out in paragraph 4 of the form.
(2) See the definition of "relevant interest" in sections 608
and 671B(7) of the Corporations Law. (3) See the definition
of "associate" in section 9 of the Corporations Law.
(4) Include details of:
(a) any relevant agreement or other circumstances because of
which the change in relevant interest occurred. If subsection
671B(4) applies, a copy of any document setting out the terms
of any relevant agreement, and a statement by the person
giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or
arrangement; and
(b) any qualification of the power of a person to exercise,
control the exercise of, or influence the exercise of, the
voting powers or disposal of the securities to which the
relevant interest relates (indicating clearly the particular
securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of
the Corporations Law.
(5) Details of the consideration must include any and all
benefits, money and other, that any person from whom a
relevant interest was acquired has, or may, become entitled
to receive in relation to that acquisition. Details must be
included even if the benefit is conditional on the happening
or not of a contingency. Details must be included of any
benefit paid on behalf of the substantial holder or its
associate in relation to the acquisitions, even if they are
not paid directly to the person from whom the relevant
interest was acquired.
(6) The voting shares of a company constitute one class
unless divided into separate classes.
(7) Given details, if appropriate, of the present association
and any change in that association since the last substantial
holding notice.
Form 605 page 2 of 2
Industrea Limited (ISIN AU000000IDL7)Investment
Management Proprietary | ||||||||||
Transaction date | Entity | Type of transaction | Ccy | Price | Quantity | Total Positions | Issued share capital | % Owned | JPMAM(UK) JPMSAL | Total |
Balance as at 13 S | ept 2012 | 25,697,589 | 370,268,218 | 6.94% | 6,336,923 19,360,666 | 25,697,589 | ||||
14-Sep-12 | JPMSAL | Purchase | AUD | 1.24 | 17,160 | 25,714,749 | 370,268,218 | 6.94% | - 17,160 | 17,160 |
17-Sep-12 | JPMSAL | Sell | AUD | 1.23 | (700,000) | 25,014,749 | 370,268,218 | 6.76% | - (700,000) | (700,000) |
17-Sep-12 | JPMSAL | Purchase | AUD | 1.24 | 2,035 | 25,016,784 | 370,268,218 | 6.76% | - 2,035 | 2,035 |
17-Sep-12 | JPMSAL | Purchase | AUD | 1.24 | 1,530,000 | 26,546,784 | 370,268,218 | 7.17% | - 1,530,000 | 1,530,000 |
17-Sep-12 | JPMSAL | Sell | AUD | 1.23 | (1,619,682) | 24,927,102 | 370,268,218 | 6.73% | - (1,619,682) | (1,619,682) |
18-Sep-12 | JPMSAL | Sell | AUD | 1.24 | (8,564,854) | 16,362,248 | 370,268,218 | 4.42% | - (8,564,854) | (8,564,854) |
18-Sep-12 | JPMSAL | Sell | AUD | 1.24 | (7,112) | 16,355,136 | 370,268,218 | 4.42% | - (7,112) | (7,112) |
"JPMAM(UK)" = JPMorgan Asset Management (UK) Limited
"JPMSAL" =JPMorgan Securites Australia Limited
Industrea Limited 201209018- Appendix Final.xlsx
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